SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PEREZ ANTONIO M

(Last) (First) (Middle)
343 STATE STREET

(Street)
ROCHESTER NY 14650

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ EKDKQ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President, Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/28/2013 M 133,205(11) A $0.2 625,175 D
Common Stock 02/28/2013 F 49,446(12) D $0.2 575,729 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $30.96 (1) 04/01/2013 common stock 500,000 500,000 D
Option (right to buy) $25.88 (1) 12/11/2013 Common Stock 314,530 314,530 D
Option (right to buy) $23.28 (1) 12/10/2014 Common Stock 397,460 397,460 D
Option (right to buy) $7.41 (1) 12/08/2015 Common Stock 751,540 751,540 D
Option (right to buy) $4.54 (3) 10/13/2016 Common Stock 500,000 500,000 D
Option (right to buy) $3.4 (2) 02/27/2018 Common Stock 705,732 705,732 D
Stock Units (4) (5) (5) Common Stock 18,539.42 18,539.42 D
Stock Units (4) (5) (5) Common Stock 56,886.41 56,886.41 D
Stock Units(6) (4) (5) (5) Common Stock 19,370.2903 19,370.2903 D
Restricted Stock Units(9) (4) (9) (9) Common Stock 7,601 1,040,769(10) D
Restricted Stock Units (4) 02/28/2013 M 133,205 (8) (8) Common Stock 133,205 $0 133,245 D
Restricted Stock Units (4) 12/31/2013(7) 12/31/2013(7) Common Stock 248,009 248,009 D
Explanation of Responses:
1. These options have vested.
2. These options vest one-third on each of the first three anniversaries of the date of grant.
3. One third vests on the 2nd anniversary of the grant date; one third vests on 3rd anniversary of the grant date; remaining third vests on the 4th anniversary of the grant date.
4. These units convert on a one-to-one basis.
5. This date is not applicable to these units.
6. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle.
7. This is the date these restricted stock units vested.
8. These units vest one-third on each of the first three anniversaries of the date of grant.
9. On September 28, 2012 524,185 of these restricted stock units vested. The remaining will vest on September 28, 2013.
10. Some of these units are restricted.
11. Vesting and distribution of shares of restricted stock units
12. Payment of withholding taxes.
Remarks:
Patrick M. Sheller, as attorney-in-fact for Antonio M. Perez 03/01/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.