SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MARX MOSES

(Last) (First) (Middle)
160 BROADWAY

(Street)
NEW YORK NY 10038

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/26/2015 J 24,289 A (1) 246,574 D
Common Stock 47,500 I By 111 John Realty Corp.(2)
Common Stock 02/26/2015 J 17,059.68 A (1) 1,503,459.54 I By United Equities Commodities Company(3)
Common Stock 02/26/2015 J 594 A (1) 6,030.75 I By Marneu Holding Company(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
125% Warrants $14.93 02/26/2015 J 8,478 02/26/2015 09/03/2018 Common Stock 8,478 (1) 85,720 D
135% Warrants $16.12 02/26/2015 J 8,478 02/26/2015 09/03/2018 Common Stock 8,478 (1) 85,720 D
125% Warrants $14.93 02/26/2015 J 5,953.86 02/26/2015 09/03/2018 Common Stock 5,953.86 (1) 60,204.87 I By United Equities Commodities Company(3)
135% Warrants $16.12 02/26/2015 J 5,953.86 02/26/2015 09/03/2018 Common Stock 5,953.86 (1) 60,204.87 I By United Equities Commodities Company(3)
125% Warrants $14.93 02/26/2015 J 207 02/26/2015 09/03/2018 Common Stock 207 (1) 2,095.5 I By Marneu Holding Company(4)
135% Warrants $14.93 02/26/2015 J 207 02/26/2015 09/03/2018 Common Stock 207 (1) 2,095.5 I By Marneu Holding Company(4)
Explanation of Responses:
1. Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to the Issuer, including Moses Marx, United Equities Commodities Company and Marneu Holding Company, were issued shares of Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims.
2. The reporting person and his spouse jointly hold a 50% interest in 111 John Realty Corp. The number of securities beneficially owned differs from the number that would be reported in a Schedule 13D inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
3. The reporting person is a 99% general partner of United Equities Commodities Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
4. The reporting person is a direct and indirect 75% holder of Marneu Holding Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
/s/ Moses Marx 03/02/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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