SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
K.F. Investors LLC

(Last) (First) (Middle)
160 BROADWAY

(Street)
NEW YORK NY 10038

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/03/2019
3. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $.01 5,044,023(1) D
Common Stock, par value $.01 1,261,005(2) I Owned by KF Investors LLC
Common Stock, par value $.01 784,935(3) I Owned by Momar Corporation
Common Stock, par value $.01 7,598(4) I Owned by United Equities Commodities Company
Common Stock, par value $.01 87,720(5) I Owned by Marneu Holding Company
Common Stock, par value $.01 48,875(6) I Owned by 111 John Realty Corp.
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
K.F. Investors LLC

(Last) (First) (Middle)
160 BROADWAY

(Street)
NEW YORK NY 10038

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Fink Joseph

(Last) (First) (Middle)
160 BROADWAY

(Street)
NEW YORK NY 10038

(City) (State) (Zip)
Explanation of Responses:
1. These securities are owned directly by K.F. Investors LLC ("KF Investors"), an entity of which Dr. Joseph Fink is a Manager. As such, Dr. Fink has shared voting and dispositive power over the securities held by KF Investors and thus may be deemed to have a beneficial interest in the securities owned by KF Investors for purposes of determining 10% Owner status under Section 16 of the Securities Exchange Act of 1934, as amended. This statement is being filed jointly by KF Investors and Dr. Fink.
2. These securities are owned indirectly by Dr. Fink through KF Investors. Dr. Fink disclaims beneficial ownership of the securities held by KF Investors, except to the extent of his pecuniary interest therein.
3. These securities are owned indirectly by Dr. Fink through Momar Corporation. Dr. Fink disclaims beneficial ownership of the securities held by Momar Corporation, an entity of which Mr. Fink may be deemed to have an ownership interest, except to the extent of his pecuniary interest therein.
4. These securities are owned indirectly by Dr. Fink through United Equities Commodities Company. Dr. Fink disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Fink is a general partner, except to the extent of his pecuniary interest therein.
5. These securities are owned indirectly by Joseph Fink through Marneu Holding Company. Dr. Fink disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Fink is a partner, except to the extent of his pecuniary interest therein.
6. These securities are owned indirectly by Dr. Fink through 111 John Realty Corp. Dr. Fink disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity of which Mr. Fink may be deemed to have an ownership interest, except to the extent of his pecuniary interest therein.
Remarks:
Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference.
K.F. Investors LLC By: /s/ Philippe D. Katz, Manager 12/12/2019
/s/ Joseph Fink 12/12/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Exhibit 99.1

Joint Filer Information

 

Name of Joint Filer: Joseph Fink
   
Address of Joint Filer: 160 Broadway
  New York, NY 10038
   
Relationship of Joint Filer to Issuer:

May be deemed to be a 10% Owner by virtue of being

Manager of Designated Filer

   
Issuer Name and Ticker or Trading Symbol: Eastman Kodak Company (KODK)
   
Date of Earliest Transaction Required  
to be Reported (Month/Day/Year): 12/03/2019
   
Designated Filer: K.F. Investors LLC

 

Signature:

  

 

/s/ Joseph Fink_____

Joseph Fink

 

Date: December 12, 2019