0
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
AMENDMENT TO APPLICATION OR REPORT
Filed Pursuant to Section 13 or 15 (d) of
The Securities Exchange Act Of 1934
Eastman Kodak Company
(Exact name of registrant as specified in its charter)
AMENDMENT NO. 1
The undersigned registrant hereby amends the following
items, financial statements, exhibits, or other portions of its
Annual Report on Form 10-K for the year ended December 31, 1997
as set forth below:
The exhibit listed below and attached hereto is hereby added to
the registrant's Annual Report on Form 10-K for the year ended
December 31, 1997.
Exhibit
(99) Eastman Kodak Employees' Savings and Investment Plan
Annual Report on Form 11-K for the fiscal year ended December 30,
1997.
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this amendment to be
signed on its behalf by the undersigned, thereunto duly
authorized.
Eastman Kodak Company
(Registrant)
David J. FitzPatrick
Controller and Vice President
Date: May 15, 1998
1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
[X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED]
For the fiscal year ended December 30, 1997
-----------------
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
-------- --------
Commission file number 1-87
----------
A. Full title of the plan and the address of the plan, if
different from that of the issuer named below:
EASTMAN KODAK EMPLOYEES'
SAVINGS AND INVESTMENT PLAN
B. Name of the issuer of the securities held pursuant to the plan
and the address of its principal executive office:
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER, NEW YORK 14650
2
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
INDEX TO FINANCIAL STATEMENTS, SCHEDULES AND EXHIBIT
DECEMBER 30, 1997
(a) Financial Statements Page No.
Report of Independent Accountants 3
Statement of Net Assets 4
Statement of Changes in Net Assets 5
Notes to Financial Statements 6-30
(b) Schedules
I. Schedule of Investments 31-68
II. Allocation of Net Assets to
Investment Funds 69-81
III. Allocation of Changes in Net
Assets to Investment Funds 82-97
(c) Exhibit
Consent of Independent Accountants 98
3
REPORT OF INDEPENDENT ACCOUNTANTS
To the Savings and Investment
Plan Committee and the Participants of the
Eastman Kodak Employees' Savings
and Investment Plan
In our opinion, the financial statements and related schedules
listed in the index appearing on page 2 of this Annual Report on
Form 11-K present fairly, in all material respects, the net
assets of the Eastman Kodak Employees' Savings and Investment
Plan at December 30, 1997 and 1996, and the changes in net assets
for each of the three fiscal years in the period ended December
30, 1997, in conformity with generally accepted accounting
principles. These financial statements are the responsibility of
the Plan's management; our responsibility is to express an
opinion on these financial statements based on our audits. We
conducted our audits of these statements in accordance with
generally accepted auditing standards which require that we plan
and perform the audit to obtain reasonable assurance about
whether the financial statements are free of material
misstatement. An audit includes examining, on a test basis,
evidence supporting the amounts and disclosures in the financial
statements, assessing the accounting principles used and
significant estimates made by management, and evaluating the
overall financial statement presentation. We believe that our
audits provide reasonable basis for the opinion expressed
above.
PRICE WATERHOUSE LLP
Rochester, New York
April 22, 1998
4
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF NET ASSETS
(in thousands)
December 30,
---------------------
1997 1996
---- ----
ASSETS
Investments at Fair Value:
Eastman Kodak Company common stock $ 430,921 $ 596,907
Eastman Chemical Company common stock 30,910 46,277
Other common stocks 503,430 483,481
Mutual funds 653,851 264,776
Interest in common/collective
trusts (pooled) funds 458,389 325,813
Short-term interest funds 102,364 14,687
U.S. government securities 496 1,480
Investments at Contract Value:
Group annuity contracts 3,287,171 3,407,997
Other Assets:
Loans to participants 89,098 74,102
Employee contributions receivable - 235
Dividends and interest receivable 4,137 4,053
Receivables for securities sold 534 3,737
Miscellaneous receivables 612 233
---------- ----------
Total assets (cost: 1997 - $5,351,143
1996 - $4,899,891)
5,561,913 5,223,778
---------- ----------
LIABILITIES
Distributions payable to participants 6,567 14,552
Distributions payable to successor plans 696,328 562,094
Payables for securities purchased 3,400 3,338
Accrued expenses 1,655 2,854
Reverse repurchase agreements 192 -
---------- ----------
Total liabilities 708,142 582,838
---------- ----------
Net assets $4,853,771 $4,640,940
========== ==========
(See accompanying notes to financial statements)
5
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF CHANGES IN NET ASSETS
(in thousands)
For the fiscal year ended December 30,
------------------------------------------
1997 1996 1995
---- ---- ----
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,741 $ 12,671 $ 12,413
Dividends on Eastman Chemical
Company common stock 1,094 1,201 499
Other dividends 21,987 20,322 13,641
Interest 280,928 277,499 273,302
Miscellaneous (loss) income (68) 36 4
Net realized and unrealized
gains from investments 95,733 263,017 291,817
Employee contributions 206,426 169,235 150,533
---------- ---------- ----------
Total Additions 618,841 743,981 742,209
---------- ---------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (262,093) (201,802) (155,879)
Distributions to successor plans (134,234) (39,469) (62,655)
Administrative expenses (9,683) (7,073) (6,494)
---------- ---------- ----------
Total Deductions 406,010 248,344 225,028
---------- ---------- ----------
Increase in net assets 212,831 495,637 517,181
Net assets at beginning of year 4,640,940 4,145,303 3,628,122
---------- ---------- ----------
Net assets at end of year $4,853,771 $4,640,940 $4,145,303
========== ========== ==========
(See accompanying notes to financial statements)
6
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS
NOTE 1: DESCRIPTION OF PLAN
General
The Eastman Kodak Employees' Savings and Investment Plan (the
Plan or SIP) is a defined contribution plan of a controlled group
of corporations consisting of Eastman Kodak Company and certain
United States subsidiaries operating in the United States
(Kodak). The principal provisions of the Plan are described
below and are provided for general information purposes only.
Participants should refer to the Plan document for a more
complete description of the Plan's provisions. Regular full-
time, regular part-time, supplementary or conditional employees
of these corporations are eligible to participate in the Plan.
Limited service employees, co-ops and special program employees
are not eligible. The Plan is subject to the Employee Retirement
Income Security Act of 1974.
The Plan is administered by the Savings and Investment Plan
Committee (SIPCO), which is the Plan Administrator and Named
Fiduciary. The Trusts, forming part of the Plan, are
administered by Boston Safe Deposit and Trust Company (Boston
Safe) and Fidelity Management Trust Company (Fidelity) (together
the Plan Trustees).
Plan Amendments and Other Changes
On December 31, 1996, Danka Business Systems PLC (Danka) and
Kodak entered into an agreement for Danka to acquire the sales,
marketing, and equipment service operations of Kodak's Office
Imaging business. Upon receiving a determination letter from the
IRS with respect to the SIP Plan and successor plan sponsored by
Danka, the account balances of the Office Imaging participants
will be transferred from SIP to such successor plan. The
balances of the Office Imaging participants are reflected as a
liability in the accompanying financial statements.
On December 31, 1993, Kodak spun off its worldwide chemical
business, Eastman Chemical Company (ECC or Eastman). Subsequent
to the spin-off, account balances of the ECC participants were
liquidated and the proceeds invested in newly-created funds
within the Plan that are managed by Fidelity, the trustee for ECC
participants. Since January 1, 1994, all salary deferrals of ECC
participants have been contributed to the Eastman Investment Plan
(EIP). The provisions of the Plan described below with respect
to loans and distributions apply equally to the ECC participants
in the Plan. Upon receiving updated determination letters from
the IRS with respect to the SIP and EIP plans, the account
balances of ECC participants will be transferred from SIP to EIP.
The balances of the ECC participants are reflected as a liability
in the accompanying financial statements.
Effective November 30, 1994, Kodak sold its Clinical Diagnostics
Division (CDD) to Johnson & Johnson; the CDD employees remained
employees of Kodak and active participants in the Plan until
December 26, 1994. Upon receiving a determination letter from
the IRS with respect to the SIP Plan and successor plan sponsored
by Johnson & Johnson, the account balances of the CDD
7
Plan Amendments and Other Changes (Cont'd)
participants will be transferred from SIP to such successor plan.
The balances of the CDD participants are reflected as a liability
in the accompanying financial statements.
Administrative Expenses
The Plan provides for the payment of certain administrative
expenses by the Trusts, including fees for investment advisors,
recordkeepers, the Plan Trustees, attorneys and accountants. The
recordkeepers are Hewitt Associates and Fidelity.
Contributions
The Plan includes a salary reduction provision allowing eligible
Kodak participants to defer up to 18% of qualifying compensation
as defined in the Plan. The maximum deferral for a Plan year is
limited to 18% of the aggregate of wage dividend and qualifying
compensation, but not more than the statutory limit of $9,500 for
calendar year 1997 ($9,500 for calendar year 1996 and $9,240 for
calendar year 1995). Participants' salary deferrals are
contributed to the Plan by Kodak on behalf of the participants.
All contributions are immediately vested. Boston Safe will
invest the amount contributed to the Plan into the investment
funds described in the Investments footnote, as directed by the
participant. Participants may make transfers among the funds
daily.
Loans
The Plan Administrator may grant a loan to a participant provided
that the aggregate of the participant's outstanding loans will
not exceed the lesser of: 1) $50,000 less the highest
outstanding loan balance during the previous 12 months, or 2) 50%
of the current value of the participant's account. A new loan
must be at least $1,000 and repaid within four years of the date
of the loan. In accordance with the Plan provisions, the rate of
interest is fixed at the discretion of the Plan Administrator.
Interest is charged at the lesser of the maximum legal rate or
the prime rate. (See Note 4.)
Distributions
Distributions from the Plan are made under the following
circumstances:
1. No portion of an account may be withdrawn without the
approval of the Plan Administrator or its designee.
Approval of hardship withdrawals will only be granted in
order to meet obligations relating to the payment of
substantial out-of-pocket medical (or dental) bills for the
participant, the participant's spouse or any of the
participant's dependents, the purchase or construction of a
primary residence, tuition, room and board or other
post-secondary educational expenses, or payments to prevent
eviction/foreclosure.
8
Distributions (Cont'd)
2. Upon attaining age 59 1/2, a participant may elect to
receive a lump sum cash distribution from the Plan while
still actively employed.
3. Upon separation from service for any reason except death,
the full value of a participant's account is distributed as
a lump sum if the account balance is less than $3,500 ($5,000
as of 1/1/98) and the participant is not retirement eligible.
Otherwise, the full value of the account is distributed when
and as designated by the participant in a lump sum payment,
or in monthly or annual installments. If an appropriate
designation is not made by the participant, the account is
paid in a lump sum cash payment in February following the
year the participant turns age 65.
4. In the event of death, the value of a participant's account
is paid in a lump sum to a designated beneficiary, if any,
or to the decedent's estate, except that if there is a
surviving spouse, then the entire sum will be paid to such
spouse unless the spouse consents to the beneficiary
designation of the participant.
5. The Plan Trustees are authorized to honor "qualified
domestic relations orders" issued and served in accordance
with Section 414(p) of the Internal Revenue Code.
Plan Termination
While Kodak expects to continue the Plan, it has the right to
discontinue contributions and amend or terminate the Plan at any
time. In the event that contributions to the Plan are
discontinued, the Plan Trustees will continue to administer the
Trusts. In the event of the termination of the Trusts as a
result of or incident to termination of the Plan, the pro rata
value of the participant's accounts will be paid in accordance
with the provisions of the Plan.
NOTE 2: SUMMARY OF ACCOUNTING POLICIES
Basis of Accounting
The Plan operates on a fiscal year ending December 30.
The Plan's financial statements have been prepared on the accrual
basis of accounting. Distributions payable to participants are
recorded when the request for payment meeting the provisions of
the Plan is received.
9
NOTE 2: SUMMARY OF ACCOUNTING POLICIES (Cont'd)
Investment Valuation and Income Recognition
The group annuity contracts included in the Fixed Income Fund and
Fidelity Managed Income Portfolio are included in the financial
statements at contract value because they are fully benefit
responsive. In aggregate, the recorded value of the group
annuity contracts approximates their fair value. Interest in
common or collective trusts (pooled) funds reflect market values
as certified by the managers of such funds. Fair values of all
other investments are based upon active market quotations on
national exchanges, if available, at December 30, or, if not
available, upon amounts believed by the Plan Administrator to be
realizable at that time.
Purchases and sales of securities are recorded on a trade-date
basis. Interest income is recorded on the accrual basis.
Dividends are recorded on the ex-dividend date.
Use of Estimates
The preparation of financial statements in conformity with
generally accepted accounting principles requires management to
make estimates and assumptions that affect the reported amounts
of assets and liabilities and disclosure of contingent assets and
liabilities at year end and the reported amounts of revenues and
expenses during the reporting period. Actual results could
differ from those estimates.
Reclassifications
Certain reclassifications of 1996 and 1995 financial statement
and related schedule amounts have been made to conform with the
1997 presentation.
NOTE 3: INVESTMENTS
All contributions are paid to Boston Safe. No bond is furnished
by the Plan Trustees in connection with the custody of
investments or other assets of the Plan.
The Plan Trustees are authorized to keep any portion of any of
the foregoing funds in cash or liquid investments as they may
deem advisable.
All dividends, interest or gains derived from investments in each
Fund are reinvested in the respective Fund by the Plan Trustees.
10
NOTE 3: INVESTMENTS (Cont'd)
Funds at Boston Safe
TIER I: TIME HORIZON FUNDS - All Time Horizon Funds are pre-
mixed portfolios of TIER II Funds.
5 to 8 Year Time Horizon Fund
This fund is designed for people who expect to withdraw and use
these funds relatively soon, or who have a low tolerance for
volatility. The fund is very broadly diversified, and has a
45/55 mix of equity and fixed income.
8 to 20 Year Time Horizon Fund
This fund is designed for people who expect to leave their money
invested for a reasonably long period of time, and/or who don't
mind some volatility in the meantime. The fund is broadly
diversified, but has a 75/25 mix of equity and fixed income.
20 or More Year Time Horizon Fund
This fund is designed for people who expect to leave their money
invested for a very long time, and/or who don't mind more
volatility. The fund is broadly diversified in equities.
TIER II: CORE FUNDS
Fixed Income Fund
The fund's assets are invested primarily in contracts with
insurance companies. Effective annual yields on these contracts
ranged between 6.72% and 10.10% depending on the date of the
contribution, transfer or rollover. The blended rate of return
on the Fixed Income Fund was approximately 8.3% in 1997 (8.4% in
1996 and 8.7% in 1995).
Lehman Brothers Aggregate Bond Index Fund
This fund is designed to duplicate the total return of the
overall U.S. bond market. It is composed of securities found in
the Lehman Brothers Government/Corporate Bond Index, Mortgage-
Backed Securities Index, and Asset-Backed Securities Index.
S&P 500 Large Stock Index Fund
This fund invests in all 500 stocks that compose the Standard &
Poor's 500 Index.
11
Funds at Boston Safe (Cont'd)
Non-U.S. Stock Index Fund
This fund is composed of two indices: one covering securities
from non-U.S. developed countries (MSCI EAFE Index), and the
other covering securities from non-U.S. developing countries
(MSCI Emerging Markets Free Index ex-Malaysia).
Russell 2000 Small Stock Index Fund
This fund is designed to replicate the returns of the Russell
2000 Index, which represents the small company segment of the
U.S. stock market. The index consists of the 2,000 smallest
securities of the largest 3,000 U.S. stocks and is recognized as
a standard measure of performance for the small company segment
of the U.S. stock market.
Kodak Stock Fund
This fund consists primarily of shares of Eastman Kodak Company
common stock. Purchases of Kodak stock are made daily as
required by participant activity.
TIER III: MANAGED FUNDS
PIMCO Total Return Fund
This is an intermediate maturity bond fund with a total return
orientation. The average quality rating of bonds in the
portfolio is investment grade, including U.S. government,
corporate, and mortgage-backed securities. Up to 10% of assets
may be in "high yield," below investment grade bonds, and up to
20% may be in foreign bonds of currencies other than the U.S.
dollar but generally hedged back to the dollar.
MAS High Yield Fund
This is a corporate, credit sensitive bond fund seeking to
provide a combination of high current income and long-term total
return. Securities with high yields are usually rated below
investment grade and are commonly referred to as "junk bonds."
Fidelity Puritan Fund
This fund, formerly known as the Balanced Mutual Fund, is a
balanced fund of stocks and bonds managed to produce high current
income with preservation of capital and consideration for
potential growth of capital.
T. Rowe Price Equity Income Fund
This is a large company stock fund with a current income
orientation. Its goal is to provide substantial dividend income
and also long-term capital appreciation.
12
Funds at Boston Safe (Cont'd)
Fidelity Growth and Income Fund
This is a large company stock fund managed with a value
orientation. Its goal is high total return through a combination
of current income and capital appreciation.
Putnam Investors Fund
This is a large company stock fund managed with a blended
growth/value orientation. Its goal is long-term growth of
capital from a portfolio primarily consisting of quality common
stock.
Putnam Vista Fund
This is a mid-size company stock fund with a growth orientation.
The goal is above-average growth.
PBHG Growth Fund
This is a mid-size company stock fund with an aggressive growth
orientation. The fund's goal is capital appreciation.
T. Rowe Price Small-Cap Value Fund
This is a small company stock fund with a value orientation. The
fund seeks long-term capital growth.
Skyline Special Equity Fund
This is a small company stock fund with a value orientation. Its
goal is maximum capital appreciation. Since February 1998, this
fund has been closed to transfers but remains open to salary and
wage dividend deferrals.
Putnam OTC & Emerging Growth Fund
This is a small company fund with an aggressive growth
orientation. The fund seeks capital appreciation.
MAS Value Fund
This is a multi-sized company stock fund with a value
orientation. Its goal is to provide above-average long-term
total return consisting of both capital appreciation and income.
13
Funds at Boston Safe (Cont'd)
RogersCasey Smaller Stock Fund
This fund, formerly known as the Smaller Stock Fund, is a multi-
sized company stock fund, with a smaller sized company
orientation, utilizing a multiple manager approach. The fund
seeks to provide consistency of total returns over time through
use of experienced investment managers with a blend of growth,
value, and benchmark-related styles.
MFS Institutional Research Fund
This is a multi-sized company stock fund with a blended
growth/value orientation. Its goal is long-term growth of
capital and future income.
Putnam Voyager Fund
This is a multi-sized company stock fund with an aggressive
growth orientation. The fund seeks maximum growth.
Cohen & Steers Realty Fund
This is a specialty stock fund investing primarily in Real Estate
Investment Trusts. The fund seeks maximum total return through
both current income and capital appreciation.
First Eagle Fund of America
This is a specialty stock fund investing primarily in stocks of
undervalued companies that are being restructured to increase
returns to shareholders. The fund's goal is capital
appreciation.
T. Rowe Price Blue Chip Growth Fund
This is a specialty stock fund investing primarily in stocks of
large- and mid-size companies that are "blue chip" - that is,
high-quality growth companies. The fund seeks long-term growth
of capital; income is secondary.
T. Rowe Price New Era Fund
This is a specialty stock fund investing primarily in companies
that own or develop natural resources and other basic commodities
intended to act as a hedge against inflation. The fund seeks
long-term capital appreciation.
T. Rowe Price Science & Technology Fund
This is an aggressive specialty stock fund investing in multi-
sized companies expected to benefit from scientific and
technological progress. The fund seeks long-term growth of
capital.
14
Funds at Boston Safe (Cont'd)
Morgan Stanley Institutional International Equity Fund
This is an international stock fund investing primarily in
developed countries with a large company, value orientation. The
fund seeks long-term capital appreciation.
Russell International Stock Fund
This fund, formerly known as the International Stock Fund, is an
international stock fund using a multiple manager approach, with
90% allocated to managers of stocks in developed markets and 10%
allocated to managers of stocks in emerging markets. The fund
seeks to provide consistency of total returns over time through
use of experienced investment managers with a blend of growth,
value, and benchmark-related styles.
Acorn International Fund
This is an international stock fund with an all-markets approach,
investing in small- to mid-size companies with a value
orientation primarily in developed countries but also in emerging
markets. The fund seeks long-term growth of capital.
State Street Emerging Markets Index Fund
This is an indexed emerging markets stock fund, diversified
across regions, countries, and securities in the benchmark. The
fund seeks maximum capital appreciation.
Templeton Developing Markets Fund
This is an emerging markets stock fund, diversified across
regions and countries, with a value orientation. The fund seeks
long-term capital appreciation.
Colonial Newport Tiger Fund
This is an emerging markets stock fund with a regional focus on
the Pacific Basin excluding Japan. The fund seeks capital
appreciation.
Scudder Latin America Fund
This is an emerging markets stock fund with a regional focus on
Latin America. The fund seeks long-term capital appreciation.
15
Funds at Fidelity
The Kodak Stock Fund consists of shares of Eastman Kodak Company
common stock.
The Eastman Stock Fund consists primarily of shares of Eastman
Chemical Company common stock.
The Fidelity Managed Income Portfolio is a fixed income fund
consisting of investment contracts with one or more financial
institutions that pay interest to the fund. The rate of interest
paid to the fund will change as investment contracts mature and
new contracts are purchased. Effective annual yields on these
contracts ranged between 5.70% and 10.10% depending on the date
of the contribution, transfer or rollover. The blending of
earnings in the Fidelity Managed Income Portfolio produced an
effective yield of approximately 7.7% in 1997 (8.0% in 1996 and
8.5% in 1995).
The Fidelity Fund seeks long-term capital growth and reasonable
current income. It focuses on investments in companies that the
fund's manager believes are marked by solid balance sheets and
good prospects for growth. Investments will be diversified
across a variety of market sectors.
The Fidelity Puritan Fund is a balanced fund of stocks and bonds
managed to produce high current income with preservation of
capital and consideration for potential growth of capital.
The Fidelity Magellan Fund is a growth fund seeking long-term
capital appreciation by investing in stocks, and corporate
securities convertible into stocks, of domestic, multinational
and foreign companies that the fund's manager believes offer
potential for growth, which also leads to a correspondingly
higher level of risk.
The Fidelity Contrafund is a growth fund seeking long-term
capital appreciation by investing primarily in securities of
companies believed by the fund's manager to be out of favor and
undervalued.
The Fidelity International Growth & Income Fund, a growth and
income mutual fund that invests internationally, seeks to
increase the value of investments over the long term through
capital growth while also providing current income.
The Fidelity U.S. Equity Index Portfolio is an index mutual fund
that seeks to duplicate the composition and total return of the
Standard & Poor's Composite Index of 500 Stocks.
16
The number of participants in each fund was as follows:
December 30,
------------------
1997 1996
---- ----
Boston Safe Funds:
5 to 8 Year Time Horizon Fund 786 -
8 to 20 Year Time Horizon Fund 1,426 -
20 or More Year Time Horizon Fund 1,436 -
Fixed Income Fund 48,173 52,584
Lehman Brothers Aggregate Bond Index Fund 481 -
S&P 500 Large Stock Index Fund 13,848 11,419
Non-U.S. Stock Index Fund 603 -
Russell 2000 Small Stock Index Fund 2,314 -
Kodak Stock Fund 22,385 25,919
PIMCO Total Return Fund 405 -
MAS High Yield Fund 1,114 -
Fidelity Puritan Fund 8,222 9,480
T. Rowe Price Equity Income Fund 2,935 -
Fidelity Growth and Income Fund 3,382 -
Putnam Investors Fund 1,534 -
Putnam Vista Fund 1,277 -
PBHG Growth Fund 1,803 -
T. Rowe Price Small-Cap Value Fund 3,103 -
Skyline Special Equity Fund 3,354 -
Putnam OTC & Emerging Growth Fund 1,508 -
MAS Value Fund 2,446 -
RogersCasey Smaller Stock Fund 20,669 26,571
MFS Institutional Research Fund 664 -
Putnam Voyager Fund 1,478 -
Cohen & Steers Realty Fund 1,354 -
First Eagle Fund of America 1,088 -
T. Rowe Price Blue Chip Growth Fund 2,580 -
T. Rowe Price New Era Fund 355 -
T. Rowe Price Science & Technology Fund 2,637 -
Morgan Stanley Institutional International Equity Fund 3,039 -
Russell International Stock Fund 4,737 8,114
Acorn International Fund 660 -
State Street Emerging Markets Index Fund 245 -
Templeton Developing Markets Fund 1,004 -
Colonial Newport Tiger Fund 939 -
Scudder Latin America Fund 1,357 -
17
The number of participants in each fund was as follows: (Cont'd)
December 30,
------------------
1997 1996
---- ----
Fidelity Funds:
Kodak Stock Fund 1,992 2,084
Eastman Stock Fund 2,388 3,106
Fidelity Managed Income Portfolio 9,186 9,674
Fidelity Fund 2,117 2,027
Fidelity Puritan Fund 2,438 2,477
Fidelity Magellan Fund 3,730 3,844
Fidelity Contrafund 2,299 2,207
Fidelity International Growth & Income Fund 217 124
Fidelity U.S. Equity Index Portfolio 488 187
The total number of participants in the Plan was less than the
sum of the number of participants shown above because many
participants invest in more than one fund.
NOTE 4: LOANS TO PARTICIPANTS
A participant loan provision is an elective plan provision on the
part of a plan sponsor that is intended to increase participation
in a profit sharing plan. It does this by allowing plan
participants access to their savings, generally for unanticipated
large expenses, before the participant reaches a milestone known
as a "distributable event" (death, disability or separation from
service with the employer). The Plan Trustees make loans to
participants in accordance with Plan provisions. Accounting
standards require participant loan notes receivable to be
included in the schedule of assets held for investment purposes.
Although these notes receivable are plan assets, they do not
represent an investment option over which the participant can
"exercise control" within the meaning of ERISA section 404(c)(1).
A loan made to a participant from the plan is accounted for as a
fund-to-fund transfer from the participant's participant-directed
investment account to a fund known as the "Loan Fund." Said
transfer is not a participant-directed transfer, but rather a
transfer made by the recordkeeper to facilitate recordkeeping.
The Plan's receivables for participant loan notes receivable are
recorded as assets of the Loan Fund. As the loan is repaid, both
the principal and interest are allocated to fund(s) to which the
participant's current contributions are directed (not necessarily
the fund(s) from which the loan was originally made). The
portion of the loan payment representing principal is accounted
for as a fund-to-fund transfer from the Loan Fund to the
participant's investment fund(s) and the portion of the loan
payment representing interest is accounted for as income in the
same fund(s). No plan participant benefits from the interest
earned on a loan other than the participant who originated the
loan.
18
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal
years ended December 30 was:
(in thousands)
1997 1996 1995
------ ------ ------
Boston Safe Funds:
5 to 8 Year Time Horizon Fund $ 16 $ - $ -
8 to 20 Year Time Horizon Fund 38 - -
20 or More Year Time Horizon Fund 37 - -
Fixed Income Fund 3,192 2,818 1,874
Lehman Brothers Aggregate Bond Index Fund 2 - -
S&P 500 Large Stock Index Fund 248 138 51
Non-U.S. Stock Index Fund 5 - -
Russell 2000 Small Stock Index Fund 22 - -
Kodak Stock Fund 698 586 564
PIMCO Total Return Fund 1 - -
MAS High Yield Fund 8 - -
Fidelity Puritan Fund 157 133 71
T. Rowe Price Equity Income Fund 19 - -
Fidelity Growth and Income Fund 18 - -
Putnam Investors Fund - - -
Putnam Vista Fund 8 - -
PBHG Growth Fund - - -
T. Rowe Price Small-Cap Value Fund 19 - -
Skyline Special Equity Fund 21 - -
Putnam OTC & Emerging Growth Fund 12 - -
MAS Value Fund 15 - -
RogersCasey Smaller Stock Fund 860 785 823
MFS Institutional Research Fund 6 - -
Putnam Voyager Fund 10 - -
Cohen & Steers Realty Fund 10 - -
First Eagle Fund of America 3 - -
T. Rowe Price Blue Chip Growth Fund 17 - -
T. Rowe Price New Era Fund 3 - -
T. Rowe Price Science & Technology Fund 28 - -
Morgan Stanley Institutional International
Equity Fund 19 - -
Russell International Stock Fund 71 76 42
Acorn International Fund 4 - -
State Street Emerging Markets Index Fund 2 - -
Templeton Developing Markets Fund 7 - -
Colonial Newport Tiger Fund 9 - -
Scudder Latin America Fund 18 - -
------ ------ ------
Total $5,603 $4,536 $3,425
====== ====== ======
19
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal
years ended December 30 was:
(in thousands)
1997 1996 1995
---- ---- ----
Fidelity Funds:
Kodak Stock Fund $ 12 $ 13 $ 9
Eastman Stock Fund 35 41 27
Fidelity Managed Income Portfolio 399 393 310
Fidelity Fund 23 20 14
Fidelity Puritan Fund 33 34 28
Fidelity Magellan Fund 80 76 61
Fidelity Contrafund 30 28 22
Fidelity International Growth & Income Fund 1 1 -
Fidelity U.S. Equity Index Portfolio 7 2 -
---- ---- ----
Total $620 $608 $471
==== ==== ====
The interest income from loans shown above is included in
"interest" on the Statement of Changes in Net Assets.
20
NOTE 5: NET REALIZED AND UNREALIZED GAINS (LOSSES) FROM
INVESTMENTS
Components of net realized and unrealized gains (losses) from
investments and proceeds from sales of investments for the fiscal
years ended on December 30 are:
(in thousands)
Unrealized Net Realized
Realized gains and Unrealized Proceeds
gains (losses) (losses) gains (losses) from
from from from sales of
investments investments investments investments
------------- ----------- -------------- -----------
1997
Boston Safe Kodak
common stock $ (5,101) $(144,519) $(149,620) $ 159,602
Fidelity Kodak common
stock (1,608) (4,617) (6,225) 50,265
Fidelity Eastman stock 1,869 1,069 2,938 46,205
Other securities 98,910 149,730 248,640 1,045,625
-------- --------- --------- ----------
$ 94,070 $ 1,663 $ 95,733 $1,301,697
======== ========= ========= ==========
1996
Boston Safe Kodak
common stock $ 14,781 $ 99,296 $ 114,077 $ 119,466
Fidelity Kodak common
stock 2,706 2,061 4,767 45,435
Fidelity Eastman stock 1,607 (5,585) (3,978) 97,535
Other securities 101,561 46,590 148,151 773,195
-------- --------- --------- ----------
$120,655 $ 142,362 $ 263,017 $1,035,631
======== ========= ========= ==========
1995
Boston Safe Kodak
common stock $ 17,500 $ 127,190 $ 144,690 $ 105,480
Fidelity Kodak common
stock 4,880 2,352 7,232 26,772
Fidelity Eastman stock 4,553 2,102 6,655 89,992
Other securities 38,851 94,389 133,240 169,336
-------- --------- --------- ----------
$ 65,784 $ 226,033 $ 291,817 $ 391,580
======== ========= ========= ==========
Consistent with Department of Labor regulations, the components
of net realized and unrealized gains and losses from investments
are calculated for purposes of Form 5500 based on an investment's
current value at the beginning of the year, or acquisition cost
if acquired during the year (revalued cost). For purposes of
determining realized gains and losses, the revalued costs of
investments sold are determined based upon a weighted average
basis.
21
BOSTON SAFE FUNDS
NOTE 6: UNIT VALUES AND PARTICIPANT UNITS
(in thousands, except per unit value data)
Following are the funds' month-end unit values and participants' units as calculated by the Trustees.
5 to 8 Year 8 to 20 Year 20 or More Year Lehman Brothers S&P 500 Large
Time Time Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
---------------- --------------- --------------- ----------------- --------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
1997
----
Jan. 31 $10.1164 206 $10.1466 314 $10.1675 170 $15.3301 202,635 $10.0688 50 $17.7631 9,812
Feb. 28 10.1751 1,014 10.2181 1,687 10.2496 749 15.4217 196,329 10.0987 118 17.9037 10,017
Mar. 31 10.0039 1,276 9.9739 2,108 9.9248 1,035 15.5266 193,122 9.9923 160 17.1643 9,759
Apr. 30 10.2566 1,189 10.2723 2,150 10.2731 1,066 15.6298 193,491 10.1400 178 18.1923 9,771
May 31 10.5977 1,344 10.7968 2,271 10.9412 1,259 15.7320 193,302 10.2238 183 19.2991 10,113
June 30 10.8697 1,564 11.1962 2,576 11.4465 1,416 15.8389 191,741 10.3509 202 20.1577 10,547
July 31 11.2519 1,728 11.6575 2,896 11.9912 1,538 15.9476 188,336 10.6272 227 21.7550 10,975
Aug. 31 10.9824 1,959 11.1880 3,054 11.3518 1,691 16.0566 187,829 10.5422 228 20.5368 11,016
Sep. 30 11.3176 2,039 11.6785 3,032 11.9698 1,741 16.1590 186,434 10.6964 239 21.6607 10,929
Oct. 31 11.1283 1,970 11.2081 3,049 11.2359 1,842 16.2685 186,069 10.8373 273 20.9532 11,052
Nov. 30 11.2903 1,957 11.3685 3,097 11.3995 1,820 16.3751 185,037 10.8869 293 21.9185 11,030
Dec. 30 11.4080 2,008 11.5084 3,170 11.5637 1,829 16.4820 186,062 10.9591 320 22.2951 11,148
1996
----
Jan. 31 $14.1412 209,624 $14.1296 6,009
Feb. 29 14.2316 206,470 14.2179 6,584
Mar. 31 14.3316 206,832 14.3528 7,024
Apr. 30 14.4277 205,321 14.5622 7,485
May 31 14.5275 202,979 14.9442 7,838
June 30 14.6254 202,154 14.9978 8,127
July 31 14.7257 201,976 14.3447 8,320
Aug. 31 14.8267 201,187 14.6335 8,369
Sep. 30 14.9246 201,099 15.4521 8,621
Oct. 31 15.0257 206,593 15.8683 8,986
Nov. 30 15.1244 205,380 17.0624 9,406
Dec. 30 15.2233 204,544 17.0009 9,868
22
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
--------------- ---------------- ---------------- --------------- ---------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
1997
----
Jan. 31 $10.0953 89 $10.0951 280 $27.4925 21,468 $10.0865 23 $10.0750 247 $14.1612 8,150
Feb. 28 10.2555 240 9.8543 791 28.5076 21,548 10.1109 100 10.2990 677 14.3744 7,707
Mar. 31 10.2646 328 9.3808 909 24.3266 24,580 9.9827 112 10.0619 646 13.8919 7,393
Apr. 30 10.3495 362 9.3989 921 26.6776 24,481 10.1574 141 10.1950 685 14.4584 7,209
May 31 11.0000 388 10.4502 1,054 26.6139 23,462 10.2587 151 10.5008 789 15.0424 7,097
June 30 11.6002 419 11.0143 1,182 24.7234 23,080 10.3854 171 10.7081 805 15.6007 7,003
July 31 11.8064 411 11.5247 1,407 21.7067 23,453 10.6717 232 11.0729 765 16.4391 7,036
Aug. 31 10.8552 419 11.7851 1,534 21.3391 22,780 10.5763 226 11.0720 840 15.7191 6,960
Sep. 30 11.4509 415 12.6306 2,032 21.2207 22,252 10.7546 236 11.3506 834 16.3507 6,887
Oct. 31 10.4116 421 12.0734 2,240 19.6474 21,868 10.8741 308 11.2454 873 16.0146 6,837
Nov. 30 10.2502 408 11.9900 2,252 20.0295 21,789 10.9265 274 11.3243 953 16.3985 6,818
Dec. 30 10.3649 408 12.1214 2,257 19.8105 21,565 11.0199 349 11.4381 1,062 16.7102 6,814
1996
----
Jan. 31 $22.9819 23,788 $12.0728 7,398
Feb. 29 22.5174 24,895 12.2159 7,861
Mar. 31 22.3114 25,357 12.4157 8,153
Apr. 30 24.0296 24,648 12.4219 8,496
May 31 23.4673 25,374 12.5041 8,396
June 30 24.5111 25,272 12.5605 8,314
July 31 23.5275 25,328 12.3166 8,191
Aug. 31 22.9829 25,914 12.4338 8,093
Sep. 30 24.8705 23,305 12.9281 8,113
Oct. 31 25,1575 22,381 13.2397 8,174
Nov. 30 25.7505 22,115 13.9025 8,306
Dec. 30 26.1515 21,913 13.8667 8,471
23
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
---------------- ---------------- --------------- --------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
1997
----
Jan. 31 $10.1311 476 $10.2461 419 $10.3262 68 $10.1743 250 $10.0805 699 $10.1061 502
Feb. 28 10.3705 1,450 10.3603 1,015 10.2410 223 9.7234 682 9.0006 1,620 10.0899 1,394
Mar. 31 10.1440 1,779 9.9356 1,243 9.7347 228 8.9970 716 8.0857 1,727 9.8054 1,642
Apr. 30 10.3980 2,008 10.4637 1,314 10.4387 215 9.4367 760 8.1194 1,832 9.7690 1,731
May 31 10.8890 2,407 11.0269 1,497 10.9637 257 10.3628 787 9.1204 2,081 10.4154 2,045
June 30 11.2995 2,586 11.5963 1,678 11.5308 274 10.6005 795 9.5073 2,019 11.0063 2,156
July 31 11.9511 2,586 12.3835 1,984 12.6029 495 11.4898 842 10.1628 2,046 11.4960 2,388
Aug. 31 11.6397 2,674 11.7102 2,148 11.8971 582 11.1584 894 9.9470 2,048 11.8490 2,529
Sep. 30 12.1878 2,631 12.3379 2,177 12.6114 568 11.8457 928 10.6600 2,074 12.6471 3,212
Oct. 31 11.8745 2,662 12.0079 2,328 12.3158 627 11.2116 936 10.0643 2,053 12.4589 3,214
Nov. 30 12.3215 2,714 12.4801 2,431 12.8716 682 11.4767 940 9.7450 2,012 12.4326 3,232
Dec. 30 12.6739 2,805 12.7541 2,497 12.9791 745 11.6946 934 9.5485 1,990 12.5464 3,252
1996
----
Jan. 31
Feb. 29
Mar. 31
Apr. 30
May 31
June 30
July 31
Aug. 31
Sep. 30
Oct. 31
Nov. 30
Dec. 30
24
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
1997
----
Jan. 31 $10.1371 167 $10.1484 295 $10.1024 274 $26.7778 21,656 $10.1843 74 $10.1874 179
Feb. 28 10.2071 425 9.1083 791 10.2699 834 26.6148 20,039 10.1100 307 9.8598 508
Mar. 31 10.2060 513 8.2708 885 9.9853 1,028 25.5107 19,165 9.5395 366 9.2538 628
Apr. 30 10.2981 594 8.2159 945 10.3719 1,218 25.6629 18,454 9.9701 398 9.6460 669
May 31 11.4052 833 9.5438 1,102 11.0189 1,610 28.0482 17,860 10.6850 449 10.4613 747
June 30 12.1721 1,082 10.1095 1,125 11.4418 1,849 29.5846 17,557 11.1063 466 10.8534 783
July 31 12.6100 1,528 10.7965 1,281 12.1157 2,098 31.4386 17,241 11.9681 501 11.7835 836
Aug. 31 13.1245 1,936 10.7214 1,293 12.0053 2,236 31.8729 17,073 11.4715 516 11.4077 868
Sep. 30 14.0777 2,814 11.6105 1,307 12.3812 2,404 34.1730 17,000 12.0670 508 12.1443 905
Oct. 31 13.4895 3,037 10.7667 1,314 11.7871 2,535 32.9324 16,823 11.4328 507 11.7442 940
Nov. 30 13.3449 3,080 10.6635 1,294 11.9998 2,565 32.9571 16,679 11.7989 534 11.9911 945
Dec. 30 13.3528 3,179 10.7030 1,242 12.0554 2,628 32.9868 16,486 11.8306 541 12.1634 966
1996
----
Jan. 31 $21.6775 21,798
Feb. 29 22.3661 21,506
Mar. 31 22.8201 21,889
Apr. 30 23.7503 22,480
May 31 24.5698 22,813
June 30 24.0986 23,117
July 31 22.8726 22,903
Aug. 31 23.7268 22,563
Sep. 30 24.7264 22,622
Oct. 31 24.8296 22,514
Nov. 30 25.8954 22,506
Dec. 30 26.0138 22,557
25
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Cohen T. Rowe Price T. Rowe Price Morgan Stanley
& Steers First Eagle Blue Chip T. Rowe Price Science & Institutional
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund Int'l. Equity Fund
--------------- --------------- --------------- ---------------- --------------- ------------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
1997
----
Jan. 31 $10.1087 423 $10.2418 94 $10.2154 480 $ 9.9771 70 $10.2432 674 $10.1445 523
Feb. 28 10.1144 907 10.3484 306 10.2401 1,461 10.0293 162 9.1111 1,493 10.4748 1,409
Mar. 31 10.2440 1,125 9.7183 334 9.7976 1,669 9.8348 212 8.4032 1,662 10.6545 1,765
Apr. 30 9.8416 1,120 9.9915 322 10.2328 1,780 9.7958 195 8.6160 1,892 10.7019 2,031
May 31 10.1274 1,180 10.6944 343 10.8320 1,894 10.6022 227 9.8970 2,142 11.2671 2,463
June 30 10.6757 1,235 11.0964 351 11.2928 2,022 10.8665 234 10.0144 2,051 11.8083 2,610
July 31 10.9262 1,269 11.9471 406 12.0871 2,216 11.5365 251 11.2328 2,351 12.0662 2,772
Aug. 31 10.8166 1,234 11.7728 425 11.5474 2,223 11.4635 252 11.0776 2,470 11.4989 2,826
Sep. 30 11.8293 1,330 12.3033 442 12.1107 2,133 12.0954 252 11.3199 2,412 12.2208 2,877
Oct. 31 11.4170 1,352 11.8921 461 11.8122 2,175 11.3668 245 10.3791 2,400 11.6837 2,930
Nov. 30 11.7199 1,344 12.2846 474 12.1856 2,178 10.8999 249 10.3848 2,439 11.5265 2,934
Dec. 30 12.0950 1,406 12.6456 473 12.4269 2,219 10.8746 236 9.8687 2,384 11.6473 2,922
1996
----
Jan. 31
Feb. 29
Mar. 31
Apr. 30
May 31
June 30
July 31
Aug. 31
Sep. 30
Oct. 31
Nov. 30
Dec. 30
26
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Russell Acorn State Street Templeton Colonial
International International Emerging Mkts. Developing Newport Scudder Latin
Stock Fund Fund Index Fund Markets Fund Tiger Fund America Fund
---------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
1997
----
Jan. 31 $11.3655 6,619 $10.0802 179 $ 9.8619 17 $ 9.9758 149 $ 9.9327 189 $10.1876 98
Feb. 28 11.5468 5,320 10.2047 404 10.1713 71 10.2664 367 9.9174 416 10.8102 497
Mar. 31 11.5181 4,783 10.0531 487 9.9930 94 10.0535 434 9.3061 444 10.6083 655
Apr. 30 11.6668 4,538 9.9065 525 10.2111 113 10.1553 476 9.1453 474 11.1919 587
May 31 12.3063 4,237 10.3369 569 10.4916 135 10.6804 590 9.9577 531 11.7317 815
June 30 12.9253 4,117 10.6471 590 11.0976 151 11.1330 693 10.3792 578 12.5858 1,210
July 31 13.2268 4,009 10.7162 573 11.4394 145 11.6037 767 10.5396 554 13.4615 1,348
Aug. 31 12.2698 3,899 10.1476 565 10.2175 145 10.5869 829 8.7396 535 12.2870 1,340
Sep. 30 12.9736 3,830 10.5725 570 10.6063 158 11.1725 793 9.0739 571 13.5498 1,247
Oct. 31 11.9055 3,707 9.9989 576 8.7619 145 9.0616 809 6.8593 640 10.9537 1,199
Nov. 30 11.7224 3,630 9.8917 543 8.4603 148 8.4624 799 6.6840 727 11.4761 1,225
Dec. 30 11.8097 3,523 9.8359 540 8.6783 140 8.3640 804 6.6018 796 12.1816 1,170
1996
----
Jan. 31 $10.6631 6,725
Feb. 29 10.6866 7,189
Mar. 31 10.9109 7,225
Apr. 30 11.3051 7,760
May 31 11.2291 8,115
June 30 11.2994 8,151
July 31 10.8736 8,122
Aug. 31 10.9660 7,986
Sep. 30 11.1930 7,854
Oct. 31 11.1270 7,617
Nov. 30 11.5337 7,437
Dec. 30 11.4238 7,418
27
FIDELITY FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Kodak Eastman Fidelity Managed Fidelity Fidelity
Stock Fund Stock Fund Income Portfolio Fidelity Fund Puritan Fund Magellan Fund
--------------- --------------- ---------------- ---------------- ---------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
1997
----
Jan. 31 $19.69 1,192 $12.36 3,651 $1.00 311,041 $25.74 610 $17.83 1,074 $84.19 451
Feb. 28 20.30 1,263 12.47 3,473 1.00 311,929 25.99 632 18.10 1,068 83.06 448
Mar. 31 17.24 1,351 12.17 3,342 1.00 313,889 24.63 632 17.34 1,073 80.20 446
Apr. 30 18.93 1,271 11.56 3,397 1.00 313,272 26.06 632 18.05 1,063 83.78 441
May 31 18.81 1,298 13.44 3,160 1.00 316,840 27.49 623 18.78 1,072 87.43 445
June 30 17.43 1,314 14.32 2,854 1.00 321,832 28.83 634 19.32 1,047 91.05 439
July 31 15.26 1,357 13.66 2,626 1.00 323,621 31.26 651 20.36 1,048 98.69 439
Aug. 31 14.89 1,364 13.50 2,546 1.00 322,606 28.74 673 19.47 1,059 94.30 437
Sep. 30 14.80 1,395 13.98 2,350 1.00 319,132 30.19 668 19.54 1,091 99.85 431
Oct. 31 13.66 1,402 13.45 2,210 1.00 317,866 29.35 665 19.14 1,102 96.45 443
Nov. 30 13.83 1,331 13.62 2,268 1.00 318,948 30.65 689 19.60 1,099 98.33 441
Dec. 30 13.68 1,312 13.39 2,346 1.00 316,248 29.75 726 19.35 1,133 94.94 463
1996
----
Jan. 31 $16.74 1,285 $14.82 2,035 $1.00 317,798 $23.16 484 $17.25 1,072 $87.22 490
Feb. 29 16.32 1,434 16.16 1,840 1.00 318,378 23.45 547 17.47 1,081 86.65 487
Mar. 31 16.20 1,431 15.51 2,377 1.00 313,447 23.79 556 17.64 1,079 87.51 477
Apr. 30 17.43 1,294 15.14 2,911 1.00 308,169 24.17 538 17.65 1,059 88.08 464
May 31 16.92 1,366 15.09 2,802 1.00 308,831 24.64 532 17.76 1,049 74.87 545
June 30 17.68 1,183 13.76 3,391 1.00 303,950 24.65 564 17.68 1,048 74.80 521
July 31 16.99 1,276 11.85 4,092 1.00 296,973 23.58 535 17.34 1,018 71.32 505
Aug. 31 16.53 1,335 12.66 4,165 1.00 296,568 22.68 579 17.50 1,009 73.12 497
Sep. 30 17.87 1,189 13.21 3,731 1.00 306,085 23.76 607 16.48 1,113 76.05 490
Oct. 31 18.16 1,165 13.07 3,918 1.00 305,920 24.15 595 16.88 1,107 77.85 482
Nov. 30 18.41 1,177 12.92 3,681 1.00 310,310 25.60 623 17.73 1,093 82.89 469
Dec. 30 18.72 1,191 12.64 3,741 1.00 311,767 25.06 611 17.46 1,101 81.43 464
28
FIDELITY FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Fidelity Fidelity International Fidelity U.S. Equity
Contrafund Growth & Income Fund Index Portfolio
---------------- ---------------------- --------------------
Unit Unit Unit
Value Units Value Units Value Units
1997
----
Jan. 31 $43.79 598 $19.40 120 $28.63 155
Feb. 28 41.94 598 19.63 131 28.85 174
Mar. 31 40.85 597 19.63 135 27.54 161
Apr. 30 41.77 586 19.65 146 29.07 162
May 31 44.28 571 20.63 144 30.84 186
June 30 46.11 566 21.54 170 32.06 207
July 31 50.02 567 22.09 172 34.61 219
Aug. 31 48.38 578 20.76 166 32.67 241
Sep. 30 51.61 571 22.09 162 34.31 241
Oct. 31 50.04 598 20.88 164 33.17 265
Nov. 30 49.96 595 20.80 155 34.69 251
Dec. 30 46.32 643 19.72 184 35.00 266
1996
----
Jan. 31 $38.88 486
Feb. 29 37.11 523
Mar. 31 38.14 518
Apr. 30 39.32 540
May 31 39.65 556 18.74 1 24.55 5
June 30 39.34 563 18.87 54 24.53 47
July 31 37.51 547 18.43 66 23.44 72
Aug. 31 38.94 548 18.66 74 23.93 80
Sep. 30 40.54 562 19.11 74 25.15 81
Oct. 31 41.84 564 19.09 75 25.84 100
Nov. 30 44.27 568 20.04 84 27.79 120
Dec. 30 42.44 600 19.44 86 27.43 127
29
NOTE 7: SIGNIFICANT INVESTMENTS
The following table represents investments having a value equal to or
greater than 5% of net assets at December 30, 1997:
(in thousands)
Principal Fair or
Maturity Interest Amount or Contract
Investment Date Rate Shares Cost Value
---------- ---------- -------- --------- ---- ----------
Eastman Kodak Company
common stock N/A N/A 7,186 $ 390,539 $ 430,921
Principal Mutual Life
Ins. #4-20445-2 11/15/2007 7.7% $366,148 366,148 366,148
John Hancock Life Ins.
GAC #5702 10/3/2002 10.1% $289,358 289,358 289,358
Kodak S&P 500 Fund N/A N/A 11,140 204,752 248,362
---------- ----------
TOTAL $1,250,797 $1,334,789
========== ==========
NOTE 8: FEDERAL INCOME TAX STATUS
In February 1988, the Plan received a favorable tax determination letter
from the Internal Revenue Service in which the Internal Revenue Service
stated that the Plan, as then designed, was in compliance with the
applicable requirements of the Internal Revenue Code. The Plan has been
amended since receiving such letter. The Plan Administrator and the Plan's
tax counsel believe that the Plan is currently designed and being operated
in compliance with the applicable requirements of the Internal Revenue Code.
NOTE 9: RELATED PARTY TRANSACTIONS
Certain Plan investments are shares of mutual funds managed by Fidelity
Investments. Fidelity Management Trust Company is the trustee for
ECC participants; therefore, these transactions constitute related party
transactions. Fees paid by the Plan to Fidelity Investments for management
services amounted to $56,000, $63,000 and $43,000 for the fiscal years
ended December 30, 1997, 1996 and 1995, respectively.
30
NOTE 10: COMMITMENTS
A portion of administrative expenses consist of fees for recordkeeping,
trust, and investment management services provided to the Plan by various
parties. The contracts under which these services are provided are
long-term in nature, but can be cancelled by either party with advance
notice. Such contracts contain both fixed- and activity-based variable fee
structures.
* * * * *
31
Schedule I
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
BOSTON SAFE FUNDS
5 TO 8 YEAR TIME HORIZON FUND
Kodak GIC Fund 379 $ 5,974 $ 6,248
Kodak Russell 2000 Fund 94 1,014 1,141
Kodak EAFE Equity Index 172 1,848 1,823
Kodak Lehman Aggregate Fund 570 5,904 6,248
Kodak S&P 500 Fund 299 5,845 6,666
Kodak Stock Fund 11 268 222
Kodak Emerging Mkts. Index 53 530 463
-------- --------
Total $ 21,383 $ 22,811
======== ========
Percent of Net Assets 0.5%
8 TO 20 YEAR TIME HORIZON FUND
Kodak GIC Fund 274 $ 4,302 $ 4,524
Kodak Russell 2000 Fund 300 3,146 3,634
Kodak EAFE Equity Index 683 7,290 7,253
Kodak Lehman Aggregate Fund 413 4,249 4,523
Kodak S&P 500 Fund 623 11,887 13,902
Kodak Stock Fund 36 887 707
Kodak Emerging Mkts. Index 212 2,118 1,845
-------- --------
Total $ 33,879 $ 36,388
======== ========
Percent of Net Assets 0.7%
20 OR MORE YEAR TIME HORIZON FUND
Kodak Russell 2000 Fund 262 $ 2,790 $ 3,172
Kodak EAFE Equity Index 497 5,361 5,276
Kodak S&P 500 Fund 449 8,695 10,010
Kodak Stock Fund 31 757 616
Kodak Emerging Mkts. Index 247 2,487 2,148
-------- --------
Total $ 20,090 $ 21,222
======== ========
Percent of Net Assets 0.4%
32
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
FIXED INCOME FUND
Group Annuity Contracts
Aetna Life Insurance Co. 01/03/01-04/01/03 6.72%- 9.25% $ 667,420
Bankers Trust 12/31/02 7.58% 108,904
Continental Assurance Co. 12/01/98-03/01/01 8.86%- 9.42% 146,880
John Hancock Mutual Life
Insurance Co. 03/01/99-10/03/02 8.84%-10.10% 616,768
Lehman 06/15/99 8.53% 76,246
New York Life Insurance Co. 12/31/04-10/01/07 8.15%- 8.39% 143,579
Principal Mutual Life
Insurance Co. 11/23/03-11/15/07 6.85%- 7.70% 680,427
Provident National Assurance
Co. 12/01/00 8.40% 86,614
The Prudential Life Insurance
Co. of America 03/02/98-10/02/06 7.75%- 9.21% 446,803
Mitsubishi Bank Limited 07/02/98 9.39% 86,153
----------
Total $3,059,794
==========
Percent of Net Assets 63.0%
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $8,818 $ 8,818 $ 8,818
======== ========
Percent of Net Assets 0.2%
LEHMAN BROTHERS AGGREGATE BOND INDEX FUND
Kodak Lehman Aggregate Fund 323 $ 3,381 $ 3,540
======== ========
Percent of Net Assets 0.1%
33
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
S&P 500 LARGE STOCK INDEX FUND
Kodak S&P 500 Fund 11,140 $204,752 $248,362
======== ========
Percent of Net Assets 5.1%
NON-U.S. STOCK INDEX FUND
Kodak EAFE Equity Index 348 $ 3,705 $ 3,695
Kodak Emerging Mkts. Index 62 617 536
-------- --------
Total $ 4,322 $ 4,231
======== ========
Percent of Net Assets 0.1%
RUSSELL 2000 SMALL STOCK INDEX FUND
Kodak Russell 2000 Fund 2,212 $ 24,949 $ 26,815
======== ========
Percent of Net Assets 0.6%
KODAK STOCK FUND
Eastman Kodak Company Common
Stock 6,867 $367,996 $411,569
======== ========
Percent of Net Assets 8.5%
Common/Collective Trust
TBC Inc. Daily Liquidity Fund $14,124 $ 14,124 $ 14,124
======== ========
Percent of Net Assets 0.3%
PIMCO TOTAL RETURN FUND
PIMCO Funds Pac.
Investment Mgmt. Ser. 356 $ 3,802 $ 3,858
======== ========
Percent of Net Assets 0.1%
34
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
MAS HIGH YIELD FUND
MAS Funds High Yield
Securities Portfolio 1,280 $ 12,333 $ 12,225
======== ========
Percent of Net Assets 0.3%
FIDELITY PURITAN FUND
Fidelity Puritan Tr
Puritan Fund 5,887 $ 98,981 $113,911
======== ========
Percent of Net Assets 2.3%
T. ROWE PRICE EQUITY INCOME FUND
T. Rowe Price Equity
Income Fund 1,349 $ 32,709 $ 35,115
======== ========
Percent of Net Assets 0.7%
FIDELITY GROWTH AND INCOME FUND
Fidelity Securities Fund
Growth & Income Portfolio 833 $ 28,813 $ 31,666
======== ========
Percent of Net Assets 0.7%
PUTNAM INVESTORS FUND
Putnam Investors Fund Inc.
Com. 852 $ 9,654 $ 9,547
======== ========
Percent of Net Assets 0.2%
PUTNAM VISTA FUND
Putnam Vista Fund Inc. Com. 930 $ 10,520 $ 10,927
======== ========
Percent of Net Assets 0.2%
35
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
PBHG GROWTH FUND
PBHG Funds Inc. Growth Fund 762 $ 19,072 $ 18,960
======== ========
Percent of Net Assets 0.4%
T. ROWE PRICE SMALL-CAP VALUE FUND
T. Rowe Price Small Cap. Value
Fund Inc. Cap. Stk. 1,747 $ 38,267 $ 40,542
======== ========
Percent of Net Assets 0.8%
SKYLINE SPECIAL EQUITY FUND
Skyline Fund Special
Equities Portfolio 1,961 $ 44,576 $ 42,068
======== ========
Percent of Net Assets 0.9%
PUTNAM OTC & EMERGING GROWTH FUND
Putnam OTC & Emerging
Growth Fund 835 $ 12,501 $ 13,268
======== ========
Percent of Net Assets 0.3%
MAS VALUE FUND
MAS Funds Value Portfolio 1,781 $ 32,334 $ 31,738
======== ========
Percent of Net Assets 0.7%
36
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND
Common Stocks
ABM Inds. Inc. 4 $ 62 $ 113
ABR Information Svcs. Inc.
Com. 13 290 325
ACX Technologies Inc. Com. 10 177 249
ADE Corp. Mass. Com. 7 174 124
ATL Ultrasound Inc. Com. 24 892 1,116
Abrams Inds. Inc. 5 35 37
Acceptance Ins. Cos. Inc. 3 66 61
Acnielsen Corp. 77 1,697 1,831
Actel Corp. Com. 11 210 137
Acxiom Corp. Com. 92 1,418 1,759
Advanced Marketing Svcs. Inc. 3 31 39
Advo Inc. 16 191 317
Affiliated Computer Svcs.
Inc. CL A 3 51 79
Affiliated Managers Group
Inc. Com. 22 559 632
Air Express Intl. Corp. Com. 25 532 695
Airborne Fght. Corp. 23 1,385 1,433
Alabama Natl. Bancorporation
Del. 5 96 139
Alaska Air Group Inc. 10 382 382
Albank Finl. Corp. Com. 20 839 990
Alberto Culver Co. CL A 15 348 413
Alexander & Baldwin Inc. 64 1,669 1,728
Algos Pharmaceutical Corp. 5 74 129
Allegiance Corp. Com. 33 1,015 1,171
Alliance Cap. Mgmt. L P Unit
LTD Partnership Int. 2 84 94
Allied Cap. Coml. Corp. 3 62 90
Allied Waste Inds. Inc. New
Com. 3 47 81
Alltrista Corp. Com. 30 709 847
Alpha Inds. Inc. 16 124 251
Alpharma Inc. CL A Com. 14 252 307
Alumax Inc. Com. 46 1,789 1,542
Ambanc Hldg. Inc. 3 58 64
37
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
American Biltrite Inc. 2 36 36
American Cap. Strategies LTD
Com. 12 228 208
American Disp. Svcs. Inc.
Com. 23 703 811
American Italian Pasta Co.
CL A Com. 1 24 29
American Mgmt. Sys. Inc. Com. 5 94 87
American Natl. Ins. Co. 9 634 800
American Pac. Corp. 19 132 128
American Retirement Corp.
Com. 26 398 515
American Woodmark Corp. 20 272 424
Americredit Corp. Com. 58 1,279 1,493
Amerisource Health Corp. CL A
Com. 11 456 630
Ameron International Corp. 3 140 192
Ames Dept. Stores Inc. Com.
New 55 780 918
Amresco Inc. Com. 36 756 975
Ampco Pittsburgh Corp. 11 152 211
Analysis & Technology Inc. 5 70 134
Anchor Gaming 1 49 32
Andersen Group Inc. 5 36 25
Angelica Corp. Com. 1 8 9
Anixter Intl. Inc. Com. 31 506 524
Apogee Inc. 20 87 45
Apogee Enterprises Inc. 11 226 126
Applied Pwr. Inc. 28 1,245 1,907
Applied Signal Technology
Inc. Com. 3 14 39
Apria Healthcare Group Inc.
Com. 28 490 373
Arden Group Inc. CL A 1 23 38
Ark Restaurants Corp. 1 9 9
Arkansas Best Corp. Del. 40 269 374
Arrow Finl. Corp. 1 1 2
38
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Arrow Intl. Inc. Com. 16 452 593
Ascent Entertainment Group 29 302 298
Aspen Technology Inc. Com. 38 1,304 1,340
Astec Inds. Inc. 6 77 101
Astoria Finl. Corp. Com. 4 211 248
Asyst Technologies Inc. 8 345 170
Atlantic Tele Network Inc. 8 101 90
Atria Cmntys. Inc. 25 368 431
Atrion Corp. 7 108 92
Audiovox Corp. CL A 22 218 155
Authentic Fitness Corp. 29 399 533
Avondale Inds. Inc. Com. 14 360 405
Aydin Corp. 24 299 278
B & H Ocean Carriers LTD 4 13 19
BA Merchant Svcs. Inc. CL A 79 1,420 1,349
BFX Hospitality Group Inc.
Com. 14 33 39
BISYS Group Inc. Com. 21 843 695
BJS Whsl. Club Inc. Com. 39 454 1,174
BJ Svcs. Co. Com. 14 686 938
BMC Inds. Inc. Minn. Com. 19 338 303
Back Bay Restaurant Group
Inc. 5 16 27
Badger Meter Inc. 6 110 229
Baker Michael Corp. 14 84 133
Baker J. Inc. Com. 60 434 345
Baldwin Technology Inc. CL A 72 305 359
Ball Corp. Com. 25 623 891
Baltek Corp. 1 6 8
Bancfirst Corp. 1 26 34
Bancorpsouth Inc. 7 191 323
Banctec Inc. Com. 14 275 385
Bank UTD Corp. Com. 50 1,490 2,479
Banknorth Group Inc. Del.
Com. 6 253 388
Barnes Group Inc. Com. 13 251 293
Barnwell Inds. Inc. 1 9 8
39
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Bausch & Lomb Inc. Com. 49 2,050 1,944
Bay View Cap. Corp. Del. Com. 1 45 50
Beauticontrol Cosmetics Inc. 2 30 13
Beckman Instrs. Inc. New 1 22 29
Bed Bath & Beyond Inc. Com. 53 1,716 2,002
Bell Inds. Inc. 36 589 461
Ben & Jerrys Homemade Inc.
CL A 17 215 269
Bergen Brunswig Corp. CL A 11 203 430
Berlitz Intl. Inc. New 6 109 151
Bertuccis Inc. 3 19 22
Beverly Enterprises Inc. Com.
New 85 450 1,091
Billing Information Concepts
Corp. 36 1,113 1,759
Bindley Westn. Inds. Inc.
Com. 13 202 402
Bio Rad Labs Inc. CL A 5 110 118
Biogen Inc. Com. 29 1,103 1,048
Biomet Inc. Com. 5 126 138
Black Box Corp. Del. Com. 66 2,122 2,334
Block Drug Inc. CL A 17 726 696
Blyth Inds. Inc. 48 1,182 1,389
Bob Evans Farms Inc. 28 367 610
Boca Resh Inc. Com. 31 185 172
Bon Ton Stores Inc. Com. 2 12 29
Borg Warner Automotive Inc.
Com. 19 820 976
Boston Edison Co. Com. 1 45 49
Bowne & Co. Inc. Com. 18 417 717
Budget Group Inc. CL A 36 1,237 1,265
Buffets Inc. 54 555 478
Burlington Coat Factory Whse.
Corp. Com. 8 129 138
Burlington Inds. Inc. New
Com. 61 684 833
Burr Brown Corp. Com. 24 677 737
40
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Bush Inds. Inc. Com. 36 624 939
CB Bancshares Inc. 4 127 183
CBT Group PLC ADR 13 873 1,040
C COR Electrs. Inc. 21 221 306
CDI Corp. Com. 20 636 871
CDW Computer Ctrs. Inc. Com. 22 1,265 1,060
C H Robinson Worldwide Inc. 18 324 380
CHS Electronics Inc. Com.
New 37 785 591
CKS Group Inc. 47 1,239 659
CMAC Invt. Corp. Com. 16 680 971
CMC Inds. Inc. 9 98 102
CMI Corp. Okla. CL A 71 344 383
CNF Transn. Inc. Com. 40 1,494 1,549
CSG Sys. Intl. Inc. 6 197 218
CTS Corp. 4 52 124
CUNO Inc. Com. 1 17 17
California Micro Devices
Corp. 24 165 133
California Microwave Inc.
Com. 35 515 622
Camco Intl. Inc. Com. 5 221 327
Cameron Ashley Bldg. Prods.
Inc. 9 141 147
Canandaigua Brands Inc. CL A
Com. 19 578 1,071
Cape Cod BK & TR Co. Hyannis
MA 2 47 79
Capitol Bancorp LTD 7 106 220
Caraustar Inds. Inc. 14 362 478
Capstar Hotel Co. Com. 32 681 1,075
Caretenders Healthcorp Com. 4 23 27
Caribiner Intl. Inc. Com. 5 112 197
Carson Pirie Scott & Co. Ill.
Com. 8 225 406
Catalina Mktg. Corp. Com. 36 1,652 1,682
Catellus Dev. Corp. Com. 17 133 332
41
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Catherines Stores Corp. Com. 70 442 418
Centigram Communications
Corp. 2 31 30
Centocor Inc. Com. 13 403 432
Central European Media
Enterpries LTD Com 27 774 695
Central Newspapers Inc. CL A 11 467 776
Century Alum. Co. Com. 25 392 327
Cephalon Inc. Com. 22 552 268
Champion Enterprises Inc.
Com. 48 889 999
Charles J. W. Finl. Svcs.
Inc. 8 58 93
Chart House Enterprises Inc.
Com. 42 236 270
Charter One Finl. Inc. 7 324 462
Chemed Corp. 7 258 282
Chesapeake Corp. VA Com. 1 45 44
Chock Full O Nuts Corp. 83 500 567
Chris Craft Inds. Inc. Com. 14 561 714
Cintas Corp. 31 847 1,244
Civic Bancorp 1 1 1
Cleveland Cliffs Inc. Com. 9 418 426
Cobra Electrs. Corp. 1 4 4
Coeur D Alene Mines Corp.
Idaho 22 293 193
Cognitronics Corp. 8 33 144
Cole Nate Corp. New CL A 24 728 714
Comdisco Inc. Del. Com. 1 15 27
Comfort Systems USA Inc. 20 324 390
Commerce Bancshares Inc. 8 353 575
Commercial Assets Inc. 16 106 110
Commercial BK NY 2 27 45
Commercial Fed. Corp. Com. 36 774 1,253
Commercial Intertech Corp.
Com. 34 370 688
42
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Commonwealth Telephone
Enterprises Inc. New Com. 2 42 38
Commscope Inc. Com. 81 990 1,104
Community First Bankshares
Inc. Com. 27 761 1,488
Computer Prods. Inc. Com. 101 1,947 2,060
Concord EFS Inc. Com. 67 1,519 1,778
Concord Fabrics Inc. CL A 3 25 27
Concurrent Computer Corp.
New New 120 198 243
Cone MLS Corp N C 155 1,266 1,232
Congoleum Corp. CL A 32 342 342
Consolidated Freightways
Corp. Com. 57 960 775
Contifinancial Corp. Com. 15 588 375
Continental Can Inc. 4 53 99
Continental Circuits Corp. 20 407 260
Continental Matls. Corp. Com. 3 63 85
Cooker Restaurant Corp. New
Com. 33 339 310
Cooper Cos. Inc. Com. New 13 308 514
Cooper Life Sciences Inc. New 1 3 3
Cornell Corrections Inc. 3 50 60
Covance Inc. Com. 89 1,822 1,713
Covenant Trans. Inc. CL A 20 271 305
Coventry Corp. 75 1,193 1,106
Cracker Barrel Old Ctry.
Store Inc. Com. 1 21 26
Creative Computers Inc. Com. 27 224 270
Crown Crafts Inc. 5 50 73
Cruise Amer. Inc. 11 55 99
Cubic Corp. Com. 20 602 680
Curative Health Svcs. Inc.
Com. 29 743 877
Cypress Semiconductor Corp. 20 303 170
D I Y Home Warehouse Inc. 3 12 8
DST Sys. Inc. Del. 14 453 601
43
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Dallas Semiconductor Corp. 19 406 737
Damark Intl. Inc. 1 20 12
Danaher Corp. Com. 54 2,378 3,430
Daniel Inds. Inc. Com. 23 299 420
Danka Business Sys. PLC ADR
Sponsored 3 109 41
Darling Intl. Inc. 5 47 39
Data Broadcasting Corp. 31 175 174
Dataram Corp. Com. 2 17 20
Datascope Corp. 3 90 89
Datastream Sys. Inc. Com. 23 856 694
Dave & Busters Inc. 11 286 243
Davco Restaurants Inc. 3 34 53
Davel Communications Group
Inc. 5 81 113
Dawson Geophysical Co. Com. 10 160 162
Dean Foods Co. Com. 33 932 1,916
Decorator Inds. Inc. Com. 6 52 55
Del Labs Inc. Com. 1 27 52
Delta Woodside Inds. Inc. New 118 789 599
Devlieg-Bullard Inc. 3 10 11
Dewolfe Cos. Inc. 7 39 43
Dexter Corp. Com. 19 525 816
Diamond Multimedia Sys. Inc.
Com. 33 302 291
Dime Bancorp Inc. New Com. 24 420 715
Dixie Group Inc. CL A 63 456 701
Domain Energy Corp. Com. 24 325 378
Dominguez Svcs. Corp. 1 14 19
Dominicks Supermarkets Inc. 35 903 1,274
Downey Finl. Corp. Com. 19 282 551
Drug Emporium Inc. 8 40 33
Duff & Phelps CR Rating Co. 4 89 153
Dura Pharmaceuticals Inc.
Com. 32 1,270 1,494
Dynamics Resh. Corp. Com. 10 89 116
EG & G Inc. 22 439 465
44
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
EMC Ins. Group 7 87 88
EVI Inc. Com. 11 350 540
Earthgrains Co. 26 1,143 1,231
Eastern Environmental Svcs.
Inc. Com. 27 509 570
Eaton Vance Corp. Non Vtg.
Com. 5 68 175
Edwards A G Inc. Com. 81 1,619 3,094
Effective Mgmt. Sys. Inc. 2 9 4
El Chico Restaurants Inc. 8 64 96
Elan PLC ADR 50 1,773 2,560
Elcor Corp. Com. 43 589 1,037
Electro Rent Corp. 6 135 212
Electronic Arts 64 2,162 2,397
Elsag Bailey Process Auto NV 28 521 469
Encad Inc. Com. 2 65 51
Encore Wire Corp. 3 105 100
Engineered Support Sys. Inc. 2 29 36
Engineering Animation Inc. 7 208 325
Enhance Finl. Svcs. Group
Inc. 17 510 1,026
Envoy Corp. New Com. 12 412 360
Equimed Inc. Com. 1 6 4
Escalade Inc. 2 17 28
Essex Cnty. Gas Co. 1 12 23
Evans & Sutherland Computer 12 202 335
Everest Reins Hldgs. Inc.
Com. 46 1,520 1,862
Exabyte Corp. Com. 50 586 323
Excel Inds. Inc. Com. 3 59 53
Excel Rlty. TR Inc. Com. 23 677 716
Expeditors Intl. Wash Inc.
Com. 11 395 412
Ezcorp Inc. CL A Non Vtg. 3 29 33
F N B Corp. PA Com. 4 88 152
F Y I Inc. 15 324 326
Falcon Drilling Co. Inc. Com. 19 433 615
45
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Fansteel Inc. Del. 35 243 297
Farr Co. 1 6 7
Federal Express Corp. Com. 60 1,923 3,649
Federal Mogul Corp. Com. 71 2,155 2,863
Federal Screw Wks. Com. 2 65 135
Ferro Corp. Com. 17 331 413
Fibermark Inc. Com. 16 329 337
Fidelity Natl. Finl. Corp. 7 200 220
Figgie Intl. Hldgs. Inc. CL A 81 1,032 1,078
Financial Sec. Assurn. Hldgs.
LTD Com. 6 176 281
Fingerhut Cos. Inc. 78 1,755 1,635
First Amern. Finl. Corp.
Calif. 5 177 372
First Citizens Bancshares
Inc. N C CL A 9 655 889
First Empire St. Corp. 3 797 1,319
First Essex Bancorp Inc. 1 13 18
First Merchants Corp. Com. 2 71 89
First Palm Beach Bancorp Inc.
Com. 8 249 308
First Plus Finl. Group Inc.
Com. 20 609 748
First Rep. Bk. San Francisco
Calif. Com. 5 160 172
Fiserv Inc. Com. 47 2,143 2,376
Flanders Corp. 35 266 319
Florida Rock Inds. Inc. 19 301 437
Flowserve Corp. Com. 36 942 963
Fluke Corp. Com. 16 365 406
Fluor Daniel/GTI Inc. 32 325 300
Forcenergy Inc. 25 756 645
Franchise Mtg. Accep. Co.
Com. 24 392 435
Franklin Select Rlty. TR Com.
SER A 11 57 74
Fritz Cos. Inc. 44 564 624
46
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Furon Co. 1 25 24
GSE Systems Inc. 12 87 37
GZA Geoenvironmental
Technolog Inc. 3 8 15
Gainsco Inc. 32 270 270
Gamma Biologicals Inc. 13 56 61
Garden Fresh Restaurant Corp. 9 95 141
Gartner Group Inc. New CL A 62 2,012 2,286
Gaylord Container Corp. CL A 55 392 327
Gehl Co. 11 217 240
Gencor Inds. Inc. 3 49 53
General Binding Corp. Com. 13 358 402
General Cable Corp. Del. Com.
New 3 108 113
General Scanning Inc. 29 796 477
General Semiconductor Inc.
Com. 89 1,143 962
General Signal Corp. Com. 43 1,769 1,808
Genesco Inc. Com. 34 181 420
Genicom Corp. 1 10 15
Genlyte Group Inc. Com. 14 179 256
Genovese Drug Stores Inc.
CL A 15 197 253
Genrad Inc. 21 596 601
Gensia Sicor Inc. Com. 25 170 150
Gerber Scientific Inc. Com. 50 721 991
Gibson Greetings Inc. 18 275 381
Giga Tronics Inc. 3 23 24
Glatfelter P. H. Co. 46 820 857
Gleason Corp. Com. 6 159 164
Global Indl. Technologies
Inc. Com. 27 482 479
Globalstar Telecommunications
LTD Com. 10 327 438
Golden Books Family Entmt.
Inc. Com. 61 666 635
Golden St. Bancorp Inc. Com. 16 412 599
47
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Good Guys Inc. 61 484 462
Good Mark Foods Inc. 68 1,065 1,232
Goodrich B. F. Co. 1 31 29
Goodys Family Clothing Inc.
Com. 12 308 334
Gradco Sys. Inc. 4 25 29
Graham Corp. 5 58 67
Granite St. Bankshares Inc. 2 29 50
Greenpoint Finl. Corp. Com. 6 317 420
Grey Advertising Inc. 1 264 383
Grey Wolf Inc. Com. 48 293 252
Griffon Corp. Com. 80 915 1,210
Gtech Hldgs. Corp. Com. 18 588 568
Guarantee Life Cos. Inc. Com. 10 189 273
HCC Ins. Hldgs. Inc. Com. 47 1,195 976
HSN Inc. Com. 36 1,012 1,800
Hadco Corp. 18 1,040 796
Hall Kinion & Assocs. Inc.
Com. 15 272 296
Hallwood Cons. Res. Corp.
Com. New 2 33 34
Hampton Inds. Inc. 10 51 85
Hanger Orthopedic Group Inc.
New 24 298 303
Hanna M. A. Co. Com. 72 1,657 1,855
Harbinger Corp. Com. 6 213 160
Harborside Healthcare Corp.
Com. 17 156 325
Harding Lawson Assoc. Group 6 39 56
Hardinge Inc. 2 52 70
Harley Davidson Inc. Com. 58 1,115 1,571
Hartmarx Corp. 62 323 491
Health Care & Retirement
Corp. Del. 43 1,269 1,719
Healthcare Recoveries Inc. 45 658 979
Heartland Express Inc. Com. 55 1,315 1,482
Hector Communications Corp. 2 17 20
48
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Heist C. H. Corp. 6 41 38
Helmerich & Payne Inc. Com. 22 1,184 1,420
Herbalife Intl. Inc. CL A 6 138 132
Herbalife Intl. Inc. CL B 19 433 400
Herley Inds. Inc. Del. 1 7 7
Hexcel Corp. New 13 101 298
Highwoods PPTYS Inc. Com. 37 1,306 1,379
Holly Corp. 3 86 94
Hollywood Park Inc. 17 172 383
Home Health Corp. Amer. Inc.
Com. 22 233 216
Home Port Bancorp Inc. 2 33 46
Homebase Inc. Com. 39 567 306
Homecorp Inc. 1 12 24
Host Marriot Svcs. Corp. 39 268 577
Hospitality PPTYS TR Com.
Shs. Ben. Int. Com. 41 1,417 1,316
Host Marriott Corp. Com. 225 5,018 4,472
Houghton Mifflin Co. Com. 1 4 4
Houston Expl. Co. 19 336 341
Hub Group Inc. CL A 24 654 696
Huffy Corp. Com. 35 486 464
Hughes Supply Inc. Com. 13 283 458
Hvide Marine Inc. CL A Com. 16 548 372
ICG Communications Inc. Com. 100 2,107 2,662
IEC Electronics Corp. 1 8 14
IHOP Corp. Com. New 1 4 3
IPC Information Sys. Inc. 4 70 86
I STAT Corp. Com. 22 537 348
Imperial CR Mtg. Hldgs. Inc. 10 168 174
Indenet Inc. 60 132 131
Industri-Matematik Intl.
Corp. 10 200 279
Industrial Distr. Group Inc.
Com. 12 247 176
Ing Groep N. V. Sponsored ADR 1 48 50
49
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Inland Entertainment Corp.
Com. 7 38 27
Innovex Inc. Com. 20 681 417
Insituform Technologies Inc.
CL A 58 474 447
Instron Corp. 1 12 16
Insurance Auto Auctions Inc. 3 29 34
Integrated Circuit Sys. Inc.
Com. 29 854 788
Intercontinential Life Corp. 1 10 10
Interface Inc. CL A 19 545 556
Interim Svcs. Inc. 62 1,232 1,566
Intergraph Corp. 132 1,407 1,232
Interleaf Inc. 66 194 230
Intermedia Communications 16 812 980
International Telecommunication
Data Sys. Inc. 18 288 527
Interpublic Group Cos. Inc.
Com. 51 1,817 2,534
Intersolv Inc. Com. 24 215 463
Intertan Inc. 55 290 298
Intimate Brands Inc. CL A 56 1,171 1,315
Iron Mountain Inc. Del. 27 887 996
Irwin Finl. Corp. 1 8 13
JLK Direct Distr. Inc. CL A 12 303 336
JP Foodservice Inc. 72 2,140 2,689
Jefferies Group Inc. 21 385 876
Jones Intercable Inc. CL A 32 398 550
Juno LTG Inc. 45 709 802
Justin Inds. Inc. 40 431 553
KLLM Transp. Svcs. Inc. 3 38 40
K Tel Intl. Inc. New 2 15 13
K Tron Intl. Inc. 4 42 70
K2 Inc. Com. 24 623 585
Kaman Corp. CL A 101 1,179 1,709
Kansas City Life Ins. Co. 1 64 106
50
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Kansas City Southn. Inds.
Inc. Com. 136 1,895 4,225
Katy Inds. Inc. 11 141 218
Kellwood Co. 9 260 258
Kelly Svcs. Inc. CL A 35 955 1,086
Kennametal Inc. Com. 21 949 1,118
Kent Electrs. Corp. 10 363 231
Kewaunee Scientific Corp. 6 41 59
Keystone Automotive Inds.
Inc. 30 539 720
Keystone Heritage Group Inc. 4 88 212
Kimball Intl. Inc. CL B 37 753 742
King World Prodtns. Inc. Com. 32 1,220 1,842
Knape & Vogt Mfg. Co. Com. 1 16 22
Knoll Inc. Com. 25 467 784
Knight Ridder Inc. 133 4,501 6,908
Knight Transn. Inc. Com. 55 1,298 1,598
Krug Intl. Corp. 4 19 21
LCC Intl. Inc. CL A 13 240 179
LCI Intl. Inc. Com. 64 1,961 2,012
LNR PPTY Corp. Com. 25 353 557
LTV Corp. New Com. 113 1,364 1,079
Lacrosse Footwear Inc. 3 33 37
Lafarge Corp. Com. 16 466 480
Lamson & Sessions Co. 53 380 315
Lancaster Colony Corp. Com. 30 1,272 1,693
Lason Inc. 34 883 918
Lennar Corp. Com. 26 264 570
Lesco Inc. Ohio 19 317 388
Lexford Inc. 4 103 137
Lexington Corp. PPTYS Inc. 1 3 3
Lexmark Intl. Group Inc. CL A 60 1,532 2,186
Libbey Inc. Com. 21 573 785
Liberty Homes CL A 6 83 54
Liberty Technologies Inc. 9 29 20
Life RE Corp. Com. 12 452 779
51
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Life Technologies Inc. Com.
New 12 282 425
Lincoln Elec. Co. 16 570 591
Linear Technology Corp. Com. 24 1,100 1,350
Linens N Things Inc. Com. 9 299 376
Littlefuse Inc. Com. 36 1,102 922
Little Switz Inc. 38 253 268
Louis Dreyfus Nat. Gas Corp.
Com. 17 375 322
Lowrance Electrs. Inc. 5 36 30
Lufkin Inds. Inc. Com. 21 506 735
MFRI Inc. Com. 9 71 79
MGM Grand Inc. 17 613 615
ML Bancorp Inc. Com. 2 34 70
MSC Indl. Direct Inc. CL A 29 887 1,195
MTS Sys. Corp. 1 14 26
MYR Group Inc. 2 11 21
Macneal Schwendler Corp. 54 521 525
Magic Software Enterprises
LTD ORD 6 40 24
Magnetek Inc. Com. 59 681 1,143
Mahaska Invt. Co. 7 82 143
Mallinckrodt Inc. New 13 470 492
Manitowac Inc. Com. 13 297 422
Mapics Inc. Com. 32 310 344
Marcam Solutions Inc. Com. 21 122 155
Mark VII Inc. Com. 27 402 432
Market Facts Inc. 9 70 155
Marlton Technologies Inc. 10 40 60
Marquette Med. Sys. Inc. 10 161 265
Marriott Intl. Inc. Com. 76 3,845 5,230
Marshall Inds. Com. 16 502 497
Massbank Corp. Reading Mass.
Com. 4 112 187
Matewan Bancshares Inc. Com. 1 17 24
Maxwell Shoe Inc. CL A 12 87 126
Maxwell Technologies Inc. 19 134 437
52
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
May & Speh Inc. 47 622 594
Max & Ermas Restaurants Inc. 9 62 54
Maynard Oil Co. 2 35 22
Maytag Corp. Com. 8 293 288
McLeod USA Inc. CL A 17 479 540
Meade Instrs. Corp. Com. 35 246 319
Medar Inc. 33 210 172
Medford Bancorp Inc. Com. 3 83 112
Media Gen. Inc. CL A 5 157 205
Medimmune Inc. Com. 7 264 288
Medstone Intl. Inc. 3 23 31
Medusa Corp. Com. New 2 85 95
Mentor Corp. Minn. Com. 26 726 959
Mercantile Bankshares Corp. 1 13 24
Meridan Medical Technology
Inc. 1 5 6
Merix Corp. 28 468 430
Mesa Air Group Inc. 70 444 365
Mestek Inc. 1 19 21
Metronet Communications Corp.
CL B Non Vtg. 28 462 459
Micros Sys. Inc. Com. 26 800 1,177
Microsemi Corp. 5 84 85
Mid Atlantic Med. Svcs. Inc.
Com. 28 434 348
Midway Games Inc. 20 420 375
Mine Safety Appliances Co. 3 141 169
Minerals Technologies Inc.
Com. 42 1,473 1,896
Molex Inc. CL A 70 1,618 2,024
Mondavi Robert Corp. CL A
Com. 4 193 198
Morrison Health Care Inc.
Com. 24 306 467
Mortons Restaurant Group Inc. 4 62 84
Movado Group Inc. Com. 13 178 291
Movie Gallery Inc. Com. 14 106 38
53
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Mueller Inds. Inc. Com. 16 627 864
Mutual Risk Mgmt. LTD Com. 54 1,246 1,595
NBT Bancorp Inc. 1 13 19
NCI Bldg. Sys. Inc. Com. 23 685 798
NMBT Corp. Com. 5 66 104
NPC International Inc. Com. 6 69 80
Nabisco Hldgs. Corp. CL A 32 977 1,536
Nacco Inds. Inc. CL A 6 502 584
Nathans Famous Inc. New 2 7 8
National Bancorp Alaska Inc. 4 315 532
National City Bancorporation 5 95 146
National Computer Sys. Inc.
Com. 17 369 602
National Data Corp. Com. 18 718 636
National Disc Brokers Group
Inc. Com. 15 152 183
National Home Health Care
Corp. 4 23 18
National R. V. Holdings Inc. 6 123 194
National Svc. Inds. Inc. Com. 26 878 1,263
National Westn. Life Ins. Co. 3 241 277
Natural Wonders Inc. 5 23 31
Navistar Intl. Corp. New Com. 1 26 24
Nelson Thomas Inc. 36 423 410
New Brunswick Scientific Inc. 8 51 70
New York St. Elec. & Gas
Corp. Com. 30 842 1,058
Newfield Expl. Co. Com. 10 272 230
Newmill Bancorp Inc. 8 70 104
News Corp. LTD ADR New Com. 225 4,055 4,992
Niagara Mohawk Pwr. Corp.
Com. 13 127 140
Nice Systems LTD Sponsored
ADR 15 289 635
Nimbus CD Intl. Inc. 37 370 393
Nine West Group Inc. Com. 13 351 345
Norstan Inc. 4 62 90
54
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
North Amern. Vaccine Inc.
Com. 16 377 391
Norton McNaughton Inc. 3 14 15
Novacare Inc. 34 300 433
O Charleys Inc. 3 31 45
OEA Inc. Com. 58 2,206 1,649
OHM Corp. 46 394 338
Oakwood Homes Corp. N. C.
Com. 18 398 585
Oceaneering Intl. Inc. Com. 23 421 433
Ocular Sciences Inc. Com. 25 483 675
Oglebay Norton Co. 6 124 228
Oilgear Co. Com. 4 69 97
Old Rep. Intl. Corp. Com. 76 2,053 2,880
Olsten Corp. Com. 59 1,080 892
Omnicare Inc. Com. 79 2,072 2,402
Omniquip Intl. Inc. Com. 10 181 199
Onbancorp Inc. 18 920 1,241
Optical Coating Lab Inc. 3 41 39
Orion Cap. Corp. 90 2,177 4,131
Orthodontic Ctrs. Amer. Inc.
Com. 47 843 778
Oshkosh B Gosh Inc. CL A 3 43 82
O Sullivan Inds. Hldgs. Com. 34 406 335
Owens & Minor Inc. New 26 264 380
Oxford Inds. Inc. Com. 3 67 82
PCA Intl. Inc. 35 561 726
PLM Intl. Inc. Com. New 18 69 96
PRI Automation Inc. Com. 4 132 116
PXRE Corp. Com. 4 118 131
Pacific Centy. Finl. Corp.
Com. 26 658 633
Pacific Gateway PPTYS Inc. 3 12 12
Parker Drilling Co. Com. 85 1,331 1,025
Patrick Inds. Inc. 8 120 119
Paychex Inc. Com. 37 1,138 1,897
55
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Penn. Engr. & Mgr. Corp.
Non-Vtg. 20 507 477
Penn. VA Corp. 6 117 163
Pennfed Finl. Svcs. Inc. 1 14 17
People Bancshares Inc. Mass. 3 41 76
Perfumania Inc. 2 7 5
Personnel Group Amer. Inc.
Com. 54 1,344 1,697
Petersen Cos. Inc. CL A Com. 30 573 638
Petroleum Dev. Corp. 1 6 5
Petroleum Geo. Svcs. A. S.
Spon. ADR 18 720 1,115
Petroleum Helicopters Inc.
Non Vtg. 7 117 160
Phar-Mor Inc. 63 437 578
Pharmerica Inc. Com. 39 599 393
Pharmhouse Corp. 7 57 42
Philips Electrs. ADR N. Y.
Shs. 65 2,729 3,957
Photon Dynamics Inc. Com. 32 215 116
Photronics Inc. Com. 9 195 207
Physicians Resources Group
Inc. 21 270 94
Piccadilly Cafeterias Inc.
Com. 13 119 172
Pillowtex Corp. Com. 5 161 181
Pinkertons Inc. New 5 78 107
Pioneer Group Inc. 173 4,472 4,898
Pioneer Standard Electrs.
Inc. 34 401 502
Pitt Desmoines Inc. Com. 4 119 158
Play By Play Toys 2 41 39
Playtex Prods. Inc. 30 290 312
Plenum Publishing Corp. 1 42 56
Policy Mgmt. Sys. Corp. Com. 6 265 407
Pool Energy Svcs. Co. Com. 43 1,040 908
Poughkeepsie Finl. Corp. Com. 9 60 96
56
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Premark Intl. Inc. Com. 21 526 618
Price Enterprises Inc. Com. 7 123 129
Price T. Rowe & Assoc. Inc. 4 233 217
Primeenergy Corp. 8 47 66
Primesource Corp. 21 213 205
Prime Cap. Corp. 6 31 29
Prime Hospitality Corp. Com. 24 464 476
Proffits Inc. Com. 14 286 404
Providence Energy Corp. 2 26 33
Public Svc. Co. N. Mex. Com. 14 235 319
Pulitzer Pubg. Co. Com. 6 300 401
Quaker City Bancorp Inc. Com. 5 72 98
Quaker Chem. Corp. Com. 30 401 555
Quaker Fabric Corp. New 1 12 18
Quaker Oats Co. Com. 56 1,782 2,965
Quantum Corp. Com. 87 1,046 1,786
Quest Diagnostics Inc. Com. 3 58 57
Quick & Reilly Group Inc.
Com. 12 245 503
Quintel Emtmt. Inc. 6 58 30
Quipp Inc. 5 50 79
Quixote Corp. 12 116 93
Quorum Health Group Inc. Com. 39 753 1,029
RPC Inc. 3 22 35
Radiant Sys. Inc. Com. 18 390 522
Radisys Corp. Com. 20 868 755
Ralston Purina Co-Ralston
Purina Group Com. 23 870 2,158
Raster Graphics Inc. Com. 31 142 122
Rayonier Inc. Com. 140 5,626 6,029
Raytech Corp. 1 5 5
Raytel Med. Corp. Com. 22 212 257
Realty Income Corp. MD Com. 24 574 608
Reeds Jewelers Inc. 1 1 1
Refac Technology Dev. Corp. 8 68 90
Regal Cinemas Inc. Com. 17 468 480
Regis Corp. Minn. 45 1,091 1,144
57
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Registry Inc. Com. 38 1,688 1,744
Reliance Bancorp Inc. 20 606 741
Remec Inc. Com. 16 451 316
Reliability Inc. 6 60 76
Renal Care Group Inc. Com. 9 193 267
Renters Choice Inc. Com. 57 1,042 1,165
Respironics Inc. Com. 9 207 205
Rex Stores Corp. 39 336 400
Rexhall Inds. Inc. 3 17 12
Richardson Electrs. LTD 30 173 334
Roadway Express Inc. Del. 7 114 147
Roanoke Elec. Stl. Corp. 3 48 84
Robert Half Intl. Inc. Com. 20 540 790
Robinson Nugent Inc. 1 5 3
Rogers Corp. 14 335 565
Rollins Inc. 35 661 715
Rouge Inds. Inc. CL A 1 18 12
Royal Bank of PA CL A 11 116 243
Ruby Tuesday Inc. 16 249 403
Ruddick Corp. Com. 20 264 351
Rural/Metro Corp. Com. 28 883 973
Russell Corp. 16 456 464
Ryans Family Steak Houses
Inc. Com. 80 733 700
Ryder Sys. Inc. Com. 68 2,207 2,245
SCI Sys. Inc. Com. 5 240 211
SJW Corp. 2 109 142
SL Inds. Inc. 5 45 54
S3 Inc. Com. 56 299 275
Safety Components Intl. Inc. 7 82 75
Safety Kleen Corp. 32 577 886
Sands Regent 11 29 17
Sangstat Med. Corp. Com. 8 241 296
Santa Cruz Operation Inc. 81 514 349
Santa Fe Energy Res. Inc.
Com. 27 168 290
Sassco Fashions LTD Com. 27 437 311
58
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Sbarro Inc. Com. 12 313 315
Schein Henry Inc. Com. 28 759 968
Schult Homes Corp. 6 117 127
Scotts Co. CL A 30 653 926
Sea Containers LTD CL A ADR 18 550 586
Seagram LTD Com. 135 4,381 4,322
Seaway Food Town Inc. 8 101 144
Seitel Inc. New 3 53 53
Selas Corp. Amer. 3 35 30
Semtech Corp. 1 19 19
Service Experts Inc. 13 353 374
Service Merchandise Inc.
Tenn. Com. 58 229 105
Shared Med. Sys. Corp. 38 1,841 2,445
Shiloh Inds. Inc. 7 120 137
Shopko Stores Inc. Com. 32 562 689
Sholodge Inc. Com. 32 428 492
Showbiz Pizza Time Inc. New 39 862 853
Silicon Valley Bancshares
Com. 10 287 545
Siliconix Inc. New 4 77 154
Skyline Corp. 3 81 80
Skywest Inc. Com. 17 234 473
Smartalk Teleservices Inc. 37 762 865
Smithfield Foods Inc. Com. 64 1,205 2,104
Snyder Communications Inc.
Com. 61 1,886 2,168
Software Spectrum Inc. 6 98 67
Source Svcs. Corp. 21 300 436
Southwest Secs. Group Inc. 12 144 310
Spacelabs Med. Inc. Com. 29 674 538
Spaghetti Whse. Inc. 15 84 86
Spectrian Corp. Del. Com. 16 338 283
Speizman Inds. Inc. 7 38 39
Spelling Entmt. Group Inc. 60 508 431
Spiegel Inc. CL A Non-Vtg. 51 431 254
Sport Chalet Inc. 21 63 99
59
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Standard Microsystems Corp. 45 516 377
Standard Register Co. Com. 14 394 504
Stanley Furniture Inc. New 6 97 153
Stanhome Inc. Vtg. 17 404 416
Starrett L. S. Co. CL A 3 73 96
Steel West VA Inc. 1 10 8
Steris Corp. Com. 24 831 1,185
Sterling Bancorp Com. 18 274 423
Sterling Comm. Inc. Com. 40 1,159 1,525
Sterling Software Inc. Com. 17 683 693
Stone & Webster Inc. 15 689 681
Storage Technology Corp. Com. 50 2,394 3,084
Suffolk Bancorp 5 96 146
Suiza Foods Corp. 12 340 703
Sumitomo Bk. CA San Francisco 1 52 76
Sun Healthcare Group Inc. 56 911 1,074
Sunglass Hut Intl. Inc. Com. 85 589 536
Sunrise Med. Inc. Com. 15 206 231
Swift Transn. Inc. Com. 14 363 446
Sybron Chem. Inc. 4 66 133
Sylvan Learning Sys. Inc.
Com. 7 246 272
Syms Corp. 10 96 119
TIG Hldgs. Inc. Com. 1 26 26
TNP Enterprises Inc. Com. 7 197 215
TRC Cos. Inc. 25 104 93
Tab Prods. Co. 1 11 17
Taco Cabana Inc. 18 75 79
Tandycrafts Inc. 81 590 344
Tarrant Apparel Group 3 38 38
Taubman Centers Inc. 25 313 319
Tecumseh Prods. Co. CL B 15 809 744
Tefron LTD 41 823 912
Telco Sys. Inc. 32 333 316
Tektronix Inc. Com. 6 236 244
Tel Save Hldgs. Inc. Com. 13 276 270
60
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Tele Communications Inc. New
Com. New TCI Ventures Group 16 443 463
Telxon Corp. 12 154 283
Temtex Inds. Inc. 7 26 22
Tetra Technologies Inc. Del.
Com. 32 813 668
Texas Inds. Inc. Com. 35 1,299 1,557
Texas Regl. Bancshares Inc.
Com. CL A Vtg. 15 342 453
Thackeray Corp. 11 33 41
Thomas Inds. Inc. 5 66 100
Thornburg Mtg. Asset Corp.
Com. 49 1,036 820
360 Communications Co. Com. 226 5,168 4,435
Tiffany & Co. New Com. 25 1,076 918
Timken Co. 42 967 1,431
Tokheim Corp. 36 304 722
Topps Inc. 95 490 202
Tower Automtive Inc. 23 810 967
Tracor Inc. New Com. 20 437 590
Trans Lux Corp. 1 9 12
Trans World Entmt. Corp. 26 102 511
Transtechnology Corp. Com. 3 67 92
Tranzonic Cos. Class A 6 102 164
Tredegar Inds. Inc. 8 329 513
Triarc Cos. Inc. CL A 26 553 692
Trigon Healthcare Inc. Com. 42 932 1,082
Trinity Inds. Inc. 8 317 367
Trizec Hahn Corp. Sub Vtg. 115 1,589 2,659
True North Communications
Inc. Com. 18 361 457
Twin Disc Inc. Com. 3 63 96
UMB Finl. Corp. 14 532 783
URS Corp. New 2 20 34
USG Corp. New Com. 51 1,242 2,499
UST Corp. Com. 3 86 90
Ultra Pac. Inc. 8 58 75
61
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Union Acceptance Corp. CL A 1 9 7
Union Corp. 2 49 69
Uniphase Corp. Com. 37 1,388 1,457
Unisys Corp. 170 1,865 2,272
United Cap. Corp. 1 9 14
United Indl. Corp. 4 28 44
United States Cellular Corp. 22 661 684
U. S. West Inc. Com. Media
Group Com. 225 5,227 6,370
United Video Satellite Group
I CL A 1 33 38
Universal Foods Corp. Com. 19 686 803
VTEL Corp. Com. 51 543 304
Valmont Inds. Inc. Com. 18 347 350
Value Line Inc. 2 72 72
Vans Inc. Com. 12 200 175
Varco Intl. Inc. Com. 5 91 90
Varlen Corp. 6 139 136
Veritas Software Co. Com. 10 329 515
Vestcom Intl. Inc. Com. 10 160 209
Viad Corp. Com. 2 37 40
Vicorp Restaurants Inc. 26 388 449
Video Update Inc. CL A 1 4 2
Viking Office Prods. Inc.
Com. 74 1,685 1,628
Village Super Mkt. Inc. CL A
New 7 67 72
Virco Mfg. Co. 13 122 350
Virgin Express Holdings SP
ADR 6 110 128
Visio Corp. 6 247 225
Vista Bancorp Inc. 4 50 69
Visx Inc. Del. 42 996 908
Vmark Software Inc. Com. 60 528 458
Vulcan Matls. Co. Com. 22 1,936 2,207
WFS Financial Inc. 6 82 65
62
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Walden Residential PPTYS Inc.
Com. 15 375 400
Wall Str. Deli Inc. 5 20 16
Wall Data Inc. 1 19 11
Wallace Computer Svcs. Inc. 10 323 394
Wang Labs Inc. New Com. 15 312 321
Warren Bancorp Inc. 3 38 57
Washington Federal Inc. 42 1,346 1,305
Waste Mgmt. Inc. New Com. New 185 4,336 5,007
Watson Pharmaceuticals Inc.
Com. 18 350 603
Wausu-Mosinee Paper Corp.
Com. 32 604 649
Weatherford Enterra Inc. Com. 26 1,124 1,093
Weider Nutrition Intl. Inc.
Com. 34 391 406
Weis Mkts. Inc. 3 91 105
West Inc. 15 423 458
Westamerica Bancorporation
Com. 11 574 1,092
Western Beef Inc. Del. Com. 2 18 13
Weston Roy F. Inc. New Ser. A 43 265 176
Weyco Group Inc. 4 54 86
Whittaker Corp. 27 299 293
Whole Foods Mkt. Inc. 28 920 1,370
Williams Clayton Energy Inc. 22 336 316
Wilmar Inds. Inc. Com. 32 778 862
Wind Riv. Sys. Inc. 6 146 225
Winnebago Inds. Inc. 59 453 539
Winsloew Furniture Inc. 1 9 8
Wiser Oil Co. 3 55 41
Woolworth Corp. Com. 67 1,432 1,378
Wyman Gordon Co. Com. 30 671 585
Wynns Intl. Inc. 4 77 111
Xilinx Inc. Com. 35 1,609 1,271
Yahoo Inc. 1 53 71
Yellow Corp. Com. 52 1,449 1,262
63
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
ROGERSCASEY SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Zale Corp. New Com. 69 1,681 1,572
Zebra Technologies Corp. CL A
Com. 37 1,298 1,110
Zenith Electrs. Corp. Com. 30 306 164
Zions Bancorp 10 300 460
Zurn Inds. Inc. 106 2,228 3,326
-------- --------
Total $423,334 $503,430
======== ========
Percent of Net Assets 10.4%
U.S. Government Securities 500 $ 496 $ 496
======== ========
Percent of Net Assets 0.0%
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $41,400 $ 41,400 $ 41,400
======== ========
Percent of Net Assets 0.9%
MFS INSTITUTIONAL RESEARCH FUND
MFS Institutional Tr
Research Fund 515 $ 5,994 $ 6,391
======== ========
Percent of Net Assets 0.1%
PUTNAM VOYAGER FUND
Putnam Voyager Fund
Inc. CL 624 $ 10,909 $ 11,783
======== ========
Percent of Net Assets 0.2%
64
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
COHEN & STEERS REALTY FUND
Cohen & Steers Realty
Shares Fund Com. 335 $ 15,774 $ 16,773
======== ========
Percent of Net Assets 0.3%
FIRST EAGLE FUND OF AMERICA
First Eagle Fund Amer.
Inc. Com. 307 $ 6,049 $ 5,902
======== ========
Percent of Net Assets 0.1%
T. ROWE PRICE BLUE CHIP GROWTH FUND
T. Rowe Price Blue Chip Growth
Fund Inc. Com. 1,141 $ 23,746 $ 27,490
======== ========
Percent of Net Assets 0.6%
T. ROWE PRICE NEW ERA FUND
T. Rowe Price New Era Fund Inc.
Com. 100 $ 2,810 $ 2,578
======== ========
Percent of Net Assets 0.1%
T. ROWE PRICE SCIENCE & TECHNOLOGY FUND
T. Rowe Price Science & Tech.
Fund Inc. Cap. Stk. 869 $ 26,579 $ 23,546
======== ========
Percent of Net Assets 0.5%
MORGAN STANLEY INSTITUTIONAL INTERNATIONAL EQUITY FUND
Morgan Stanley Institutional Fund
Inc. Intl. Equity Portfolio CL 1,975 $ 35,174 $ 33,948
======== ========
Percent of Net Assets 0.7%
65
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
RUSSELL INTERNATIONAL STOCK FUND
Common/Collective Trusts
Aim Int'l. CL Fund 4,046 $ 40,568 $ 41,707
======== ========
Percent of Net Assets 0.9%
ACORN INTERNATIONAL FUND
Acorn Investment Tr Int'l. Fund 292 $ 5,878 $ 5,364
======== ========
Percent of Net Assets 0.1%
STATE STREET EMERGING MARKETS INDEX FUND
Kodak Emerging Markets Index 139 $ 1,410 $ 1,205
======== ========
Percent of Net Assets 0.0%
TEMPLETON DEVELOPING MARKETS FUND
Templeton Developing Mkts. Tr 514 $ 8,676 $ 6,632
======== ========
Percent of Net Assets 0.1%
COLONIAL NEWPORT TIGER FUND
Colonial Tr VII Newport Tiger
Fund CL 579 $ 5,877 $ 5,214
======== ========
Percent of Net Assets 0.1%
SCUDDER LATIN AMERICA FUND
Scudder Int'l. Fund Inc. Latin
Amer. Fund 536 $ 14,950 $ 14,223
======== ========
Percent of Net Assets 0.3%
66
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
PARTICIPANT LOANS
Participant Loans 1997-2001 6.0%-11.5% $ 81,756
========
Percent of Net Assets 1.7%
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- -------
FIDELITY FUNDS
KODAK STOCK FUND
Eastman Kodak Company
Common Stock 294 $21,208 $17,857
======= =======
Percent of Net Assets 0.4%
EASTMAN STOCK FUND
Eastman Chemical Company
Common Stock 519 $31,448 $30,910
======= =======
Percent of Net Assets 0.6%
Short-Term Interest Fund $784 $ 784 $ 784
======= =======
Percent of Net Assets 0.0%
67
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
(in thousands)
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
*FIDELITY MANAGED INCOME PORTFOLIO (FIXED INCOME FUND)
Group Annuity Contracts
Aetna Life Insurance Co. 01/02/98-10/01/98 6.72%- 9.25% $ 64,400
Chase Manhattan Bank 01/15/98-01/26/98 5.73%- 7.25% 7,103
Continental Assurance Co. 01/02/98-04/03/00 8.86%- 9.42% 16,652
Deutsche Bank 01/15/98-06/01/98 5.70%- 6.01% 19,043
John Hancock Mutual
Life Insurance Co. 01/02/98-07/02/01 8.84%-10.10% 70,432
Metropolitan Life 02/07/00 6.93% 14,706
Mitsubishi Bank Limited 07/02/98 8.98% 9,759
New York Life 03/31/98 6.20% 2,881
Principal Mutual 02/07/01 7.13% 10,448
Provident National Assurance Co. 01/04/00 8.40% 9,129
The Prudential Life Insurance
Co. of America 01/02/98 9.21% 1,906
Peoples Security Life 11/02/98 6.62% 14,011
RABO Bank 01/20/98 6.46% 8,095
Security Life of Denver 03/31/98 6.41% 9,142
State Street Bank 01/15/98 6.39% 6,976
Transamerica 01/15/98 6.91% 4,012
Union Bank of Switzerland 01/06/98-02/17/98 6.28%- 6.52% 34,397
--------
Total $303,092
========
Percent of Net Assets 6.2%
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- -------
Short-Term Interest Fund $15,126 $15,126 $15,126
======= =======
Percent of Net Assets 0.3%
*FIDELITY FUND
Fidelity Fund 726 $17,053 $21,588
======= =======
Percent of Net Assets 0.4%
*Investment held by Related Party.
68
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1997
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- -------
*FIDELITY PURITAN FUND
Puritan Fund 1,132 $19,165 $21,914
======= =======
Percent of Net Assets 0.5%
*FIDELITY MAGELLAN FUND
Magellan Fund 463 $35,915 $43,974
======= =======
Percent of Net Assets 0.9%
*FIDELITY CONTRAFUND
Contrafund 643 $24,524 $29,768
======= =======
Percent of Net Assets 0.6%
*FIDELITY INTERNATIONAL GROWTH & INCOME FUND
International Growth & Income Fund 184 $ 3,633 $ 3,632
======= =======
Percent of Net Assets 0.1%
*FIDELITY U.S. EQUITY INDEX FUND
U.S. Equity Index Fund 266 $ 8,140 $ 9,306
======= =======
Percent of Net Assets 0.2%
*Investment held by Related Party.
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
FIDELITY PARTICIPANT LOANS
Participant Loans 1997-2001 6.0%-9.0% $ 7,342
========
Percent of Net Assets 0.2%
Total Plan Investments $5,556,630
==========
69
Schedule II
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 215 $ 684 $ 596
Other common stocks
Mutual funds
Interest in common/collective
trusts (pooled) funds 16,367 31,194 20,626 $ 8,818 $3,540 $248,362
Short-term interest funds 175 127 86,152
U.S. government securities
Investments at Contract Value:
Group annuity contracts 6,054 4,383 2,973,642
Loans to participants 74 11
Employee contributions
receivable
Dividends/Interest receivable 2 5 4 43
Receivables for securities sold
Miscellaneous receivable
------- ------- ------- ---------- ------ --------
Total assets 22,813 36,393 21,226 3,068,729 3,540 248,373
------- ------- ------- ---------- ------ --------
LIABILITIES
Pending loans to participants 86 6
Distributions payable to
participants 1 888 41
Distributions payable to
successor plans 278 988 321 76,842 74 16,041
Payable for securities purchased
Accrued expenses 3 5 3 271 1 24
Transfers among funds (98) (97) 75 769 31 (243)
------- ------- ------- ---------- ------ --------
Total liabilities/transfers 183 897 399 78,856 106 15,869
------- ------- ------- ---------- ------ --------
Net assets $22,630 $35,496 $20,827 $2,989,873 $3,434 $232,504
======= ======= ======= ========== ====== ========
70
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $411,569
Other common stocks
Mutual funds $3,858 $12,225 $113,911
Interest in common/collective
trusts (pooled) funds $4,231 $26,815 14,124
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants 85 7
Employee contributions
receivable
Dividends/Interest receivable 3,126 16
Receivables for securities sold
Miscellaneous receivable
------ ------- -------- ------ ------- --------
Total assets 4,231 26,815 428,904 3,874 12,225 113,918
------ ------- -------- ------ ------- --------
LIABILITIES
Pending loans to participants 22 2
Distributions payable to
participants 76 7
Distributions payable to
successor plans 137 998 17,199 176 322 8,163
Payable for securities purchased
Accrued expenses 1 3 34 1 9
Transfers among funds (549) 1,566 33 75 40
------ ------- -------- ------ ------- --------
Total liabilities/transfers 138 452 18,897 209 398 8,221
------ ------- -------- ------ ------- --------
Net assets $4,093 $26,363 $410,007 $3,665 $11,827 $105,697
====== ======= ======== ====== ======= ========
71
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $35,115 $31,666 $9,547 $10,927 $18,960 $40,542
Interest in common/collective
trusts (pooled) funds
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants 1
Employee contributions
receivable
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------- ------ ------- ------- -------
Total assets 35,115 31,667 9,547 10,927 18,960 40,542
------- ------- ------ ------- ------- -------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants 5 4 1
Distributions payable to
successor plans 1,692 1,954 529 741 800 1,534
Payable for securities purchased
Accrued expenses 3 3 1 1 2 3
Transfers among funds (439) (187) (122) 5 (48) (266)
------- ------- ------ ------- ------- -------
Total liabilities/transfers 1,256 1,775 409 747 758 1,272
------- ------- ------ ------- ------- -------
Net assets $33,859 $29,892 $9,138 $10,180 $18,202 $39,270
======= ======= ====== ======= ======= =======
72
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks $503,430
Mutual funds $42,068 $13,268 $31,738 $6,391 $11,783
Interest in common/collective
trusts (pooled) funds 41,400
Short-term interest funds
U.S. government securities 496
Investments at Contract Value:
Group annuity contracts
Loans to participants 1,401
Employee contributions
receivable
Dividends/Interest receivable 583
Receivables for securities sold
Miscellaneous receivable 183
------- ------- ------- -------- ------ -------
Total assets 42,068 13,268 31,738 547,493 6,391 11,783
------- ------- ------- -------- ------ -------
LIABILITIES
Pending loans to participants 2 1 19
Distributions payable to
participants 4 89 5
Distributions payable to
successor plans 1,557 817 914 44,265 168 462
Payable for securities purchased 2,909 1
Accrued expenses 3 1 3 405 1
Transfers among funds (392) (30) 54 299 (4) 27
------- ------- ------- -------- ------ -------
Total liabilities/transfers 1,170 792 972 47,986 165 495
------- ------- ------- -------- ------ -------
Net assets $40,898 $12,476 $30,766 $499,507 $6,226 $11,288
======= ======= ======= ======== ====== =======
73
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $16,773 $5,902 $27,490 $2,578 $23,546
Interest in common/collective
trusts (pooled) funds
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants
Employee contributions
receivable
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------ ------- ------ -------
Total assets 16,773 5,902 27,490 2,578 23,546
------- ------ ------- ------ -------
LIABILITIES
Pending loans to participants 1 1
Distributions payable to
participants 4 1
Distributions payable to
successor plans 612 233 1,248 141 884
Payable for securities purchased
Accrued expenses 1 2 2
Transfers among funds (240) (83) (87) 9 17
------- ------ ------- ------ -------
Total liabilities/transfers 374 150 1,163 154 905
------- ------ ------- ------ -------
Net assets $16,399 $5,752 $26,327 $2,424 $22,641
======= ====== ======= ====== =======
74
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
Morgan Stanley Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $33,948 $5,364 $6,632
Interest in common/collective
trusts (pooled) funds $41,707 $1,205
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants 4
Employee contributions
receivable
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------- ------ ------ ------
Total assets 33,948 41,711 5,364 1,205 6,632
------- ------- ------ ------ ------
LIABILITIES
Pending loans to participants
Distributions payable to
participants 1
Distributions payable to
successor plans 1,067 2,570 164 14 337
Payable for securities purchased
Accrued expenses 3 3 1 1
Transfers among funds (87) 95 54 (9) (89)
------- ------- ------ ------ ------
Total liabilities/transfers 983 2,669 218 6 249
------- ------- ------ ------ ------
Net assets $32,965 $39,042 $5,146 $1,199 $6,383
======= ======= ====== ====== ======
75
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
Colonial Sub-total
Newport Scudder Latin Loan Boston Kodak Eastman
Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund
---------- ------------- -------- ---------- ---------- ----------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 413,064 $17,857
Eastman Chemical Company
common stock $30,910
Other common stocks 503,430
Mutual funds $5,214 $14,223 523,669
Interest in common/collective
trusts (pooled) funds 458,389
Short-term interest funds 86,454 784
U.S. government securities 496
Investments at Contract Value:
Group annuity contracts 2,984,079
Loans to participants 80,173 81,756
Employee contributions
receivable
Dividends/Interest receivable 3,779 132 226
Receivables for securities sold 534
Miscellaneous receivable 183 344 85
------ ------- ------- ---------- ------- -------
Total assets 5,214 14,223 80,173 5,055,299 18,867 32,005
------ ------- ------- ---------- ------- -------
LIABILITIES
Pending loans to participants 1 142
Distributions payable to
participants 5,298 6,425
Distributions payable to
successor plans 72 707 6,234 191,255 17,946 31,409
Payable for securities purchased 2,910 110 380
Accrued expenses 1 1 796 619 216
Transfers among funds (45) (34) 0
Reverse repurchase agreements 0 192
------ ------- ------- ---------- ------- -------
Total liabilities/transfers 28 674 11,533 201,528 18,867 32,005
------ ------- ------- ---------- ------- -------
Net assets $5,186 $13,549 $68,640 $4,853,771 $ 0 $ 0
====== ======= ======= ========== ======= =======
76
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
Fidelity Fidelity International
Fidelity Managed Fidelity Puritan Magellan Fidelity Growth &
Income Portfolio Fund Fund Fund Contrafund Income Fund
---------------- -------- -------- -------- ---------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $21,588 $21,914 $43,974 $29,768 $3,632
Interest in common/collective
trusts (pooled) funds
Short-term interest funds $ 15,126
U.S. government securities
Investments at Contract Value:
Group annuity contracts 303,092
Loans to participants
Employee contributions
receivable
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
-------- ------- ------- ------- ------- ------
Total assets 318,218 21,588 21,914 43,974 29,768 3,632
-------- ------- ------- ------- ------- ------
LIABILITIES
Pending loans to participants
Distributions payable to
participants
Distributions payable to
successor plans 318,194 21,588 21,914 43,974 29,768 3,632
Payable for securities purchased
Accrued expenses 24
Transfers among funds
-------- ------- ------- ------- ------- ------
Total liabilities/transfers 318,218 21,588 21,914 43,974 29,768 3,632
-------- ------- ------- ------- ------- ------
Net assets $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======== ======= ======= ======= ======= ======
77
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
Sub-total
U.S. Equity Loan Fidelity TOTAL
Index Portfolio Fund Investments ALL FUNDS
--------------- ------ ----------- ----------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 17,857 $ 430,921
Eastman Chemical Company
common stock 30,910 30,910
Other common stocks 503,430
Mutual funds $9,306 130,182 653,851
Interest in common/collective
trusts (pooled) funds 458,389
Short-term interest funds 15,910 102,364
U.S. government securities 496
Investments at Contract Value:
Group annuity contracts 303,092 3,287,171
Loans to participants $7,342 7,342 89,098
Employee contributions
receivable
Dividends/Interest receivable 358 4,137
Receivables for securities sold 534 534
Miscellaneous receivable 429 612
------ ------ -------- ----------
Total assets 9,306 7,342 506,614 5,561,913
------ ------ -------- ----------
LIABILITIES
Pending loans to participants 142
Distributions payable to
participants 6,425
Distributions payable to
successor plans 9,306 7,342 505,073 696,328
Payable for securities purchased 490 3,400
Accrued expenses 859 1,655
Transfers among funds 0
Reverse repurchase agreements 192 192
------ ------ -------- ----------
Total liabilities/transfers 9,306 7,342 506,614 708,142
------ ------ -------- ----------
Net assets $ 0 $ 0 $ 0 $4,853,771
====== ====== ======== ==========
78
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1996
(in thousands)
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------- ---------- ----------- ----------- ----------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $574,683
Other common stocks $483,481
Mutual funds 46,054 $115,749
Interest in common/collective
trusts (pooled) funds 1,584 54,866 $ 22,847 264 $160,741 $85,511
Short-term interest funds
U.S. government securities 1,480
Investments at Contract Value:
Group annuity contracts 3,109,962
Loans to participants 109 272 80 4 5 2
Employee contributions
receivable 59 34 21 36 71 14
Dividends/Interest receivable 2,832 613 142 1 1 1
Receivables for securities sold 3,688
Miscellaneous receivable 52
-------- -------- ---------- -------- -------- -------
Total assets 579,267 590,540 3,133,052 116,054 160,818 85,528
-------- -------- ---------- -------- -------- -------
LIABILITIES
Pending loans to participants 336 320 782 23 97 43
Distributions payable to
participants 1,880 1,416 10,382 257 297 148
Distributions payable to
successor plans 7,001 15,036 38,065 3,455 3,732 1,104
Payable for securities purchased 2,906
Accrued expenses 57 675 1,454 279 36 217
Transfers among funds 3,936 (1,569) 6,602 (1,970) (7,377) 378
-------- -------- ---------- -------- -------- -------
Total liabilities/transfers 13,210 18,784 57,285 2,044 (3,215) 1,890
-------- -------- ---------- -------- -------- -------
Net assets $566,057 $571,756 $3,075,767 $114,010 $164,033 $83,638
======== ======== ========== ======== ======== =======
79
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1996
(in thousands)
Sub-total
Loan Boston Kodak Eastman Fidelity Managed Fidelity
Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund
-------- ---------- ---------- ---------- ---------------- --------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 574,683 $22,224
Eastman Chemical Company
common stock $46,277
Other common stocks 483,481
Mutual funds 161,803 $15,318
Interest in common/collective
trusts (pooled) funds 325,813
Short-term interest funds 938 $ 13,749
U.S. government securities 1,480
Investments at Contract Value:
Group annuity contracts 3,109,962 298,035
Loans to participants $65,620 66,092
Employee contributions
receivable 235
Dividends/Interest receivable 3,590 106 357
Receivables for securities sold 3,688 49
Miscellaneous receivable 52 181
------- ---------- ------- ------- -------- -------
Total assets 65,620 4,730,879 22,379 47,753 311,784 15,318
------- ---------- ------- ------- -------- -------
LIABILITIES
Pending loans to participants (1,601) 0
Distributions payable to
participants 172 14,552
Distributions payable to
successor plans 1,367 69,760 22,297 47,287 311,767 15,318
Payable for securities purchased 2,906 432
Accrued expenses 3 2,721 82 34 17
Transfers among funds 0
------- ---------- ------- ------- -------- -------
Total liabilities/transfers (59) 89,939 22,379 47,753 311,784 15,318
------- ---------- ------- ------- -------- -------
Net assets $65,679 $4,640,940 $ 0 $ 0 $ 0 $ 0
======= ========== ======= ======= ======== =======
80
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1996
(in thousands)
Fidelity Fidelity International
Puritan Magellan Fidelity Growth & U.S. Equity Loan
Fund Fund Contrafund Income Fund Index Portfolio Fund
-------- -------- ---------- ------------- --------------- --------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Eastman Chemical Company
common stock
Other common stocks
Mutual funds $19,228 $37,801 $25,479 $1,677 $3,470
Interest in common/collective
trusts (pooled) funds
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants $8,010
Employee contributions
receivable
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------- ------- ------ ------ ------
Total assets 19,228 37,801 25,479 1,677 3,470 8,010
------- ------- ------- ------ ------ ------
LIABILITIES
Pending loans to participants
Distributions payable to
participants
Distributions payable to
successor plans 19,228 37,801 25,479 1,677 3,470 8,010
Payable for securities purchased
Accrued expenses
Transfers among funds
------- ------- ------- ------ ------ ------
Total liabilities/transfers 19,228 37,801 25,479 1,677 3,470 8,010
------- ------- ------- ------ ------ ------
Net assets $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======= ======= ======= ====== ====== ======
81
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1996
(in thousands)
Sub-total
Fidelity TOTAL
Investments ALL FUNDS
----------- -----------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 22,224 $ 596,907
Eastman Chemical Company
common stock 46,277 46,277
Other common stocks 483,481
Mutual funds 102,973 264,776
Interest in common/collective
trusts (pooled) funds 325,813
Short-term interest funds 14,687 14,687
U.S. government securities 1,480
Investments at Contract Value:
Group annuity contracts 298,035 3,407,997
Loans to participants 8,010 74,102
Employee contributions
receivable 235
Dividends/Interest receivable 463 4,053
Receivables for securities sold 49 3,737
Miscellaneous receivable 181 233
-------- ----------
Total assets 492,899 5,223,778
-------- ----------
LIABILITIES
Pending loans to participants 0
Distributions payable to
participants 14,552
Distributions payable to
successor plans 492,334 562,094
Payable for securities purchased 432 3,338
Accrued expenses 133 2,854
Transfers among funds 0
-------- ----------
Total liabilities/transfers 492,899 582,838
-------- ----------
Net assets $ 0 $4,640,940
======== ==========
82
Schedule III
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 4 $ 12 $ 11
Other dividends
Interest 397 321 38 $ 248,587 $ 2 $ 249
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 1,463 2,779 1,491 198 54,311
Employee contributions 896 2,362 2,460 113,749 302 14,273
Transfers among funds 20,554 31,555 17,332 (245,897) 3,037 19,034
------- ------- ------- ---------- ------ --------
Total Additions 23,314 37,029 21,332 116,439 3,539 87,867
------- ------- ------- ---------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (418) (381) (128) (159,446) (17) (6,060)
Distributions to successor plans (278) (988) (321) (38,776) (74) (12,308)
Loans transfers, net 39 (116) (25) (43) (10) (751)
Administrative expenses (27) (48) (31) (4,068) (4) (277)
------- ------- ------- ---------- ------ --------
Total Deductions 684 1,533 505 202,333 105 19,396
------- ------- ------- ---------- ------ --------
Increase in net assets 22,630 35,496 20,827 (85,894) 3,434 68,471
Net assets at beginning
of year 0 0 0 3,075,767 0 164,033
------- ------- ------- ---------- ------ --------
Net assets at end of year $22,630 $35,496 $20,827 $2,989,873 $3,434 $232,504
======= ======= ======= ========== ====== ========
83
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,209
Other dividends $ 113 $ 740 $ 3,924
Interest $ 5 $ 22 1,791 1 8 157
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 42 2,440 (149,620) 74 298 16,652
Employee contributions 308 1,154 15,574 107 795 8,351
Transfers among funds 3,930 24,196 3,151 3,561 10,467 (27,888)
------ ------- -------- ------ ------- --------
Total Additions 4,285 27,812 (116,895) 3,856 12,308 1,196
------ ------- -------- ------ ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (34) (374) (23,872) (6) (143) (4,409)
Distributions to successor plans (137) (998) (10,198) (176) (322) (4,708)
Loans transfers, net (12) (55) (4,392) (7) (8) (260)
Administrative expenses (9) (22) (693) (2) (8) (132)
------ ------- -------- ------ ------- --------
Total Deductions 192 1,449 39,155 191 481 9,509
------ ------- -------- ------ ------- --------
Increase in net assets 4,093 26,363 (156,050) 3,665 11,827 (8,313)
Net assets at beginning
of year 0 0 566,057 0 0 114,010
------ ------- -------- ------ ------- --------
Net assets at end of year $4,093 $26,363 $410,007 $3,665 $11,827 $105,697
====== ======= ======== ====== ======= ========
84
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 723 $ 258 $ 32 $ 324
Interest 19 18 6 $ 8 $ 21 19
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 5,262 3,984 858 1,371 (155) 5,515
Employee contributions 1,727 1,288 325 588 1,528 1,243
Transfers among funds 28,367 26,810 8,649 9,153 17,869 34,217
------- ------- ------ ------- ------- -------
Total Additions 36,098 32,358 9,870 11,120 19,263 41,318
------- ------- ------ ------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (453) (436) (172) (170) (174) (459)
Distributions to successor plans (1,692) (1,954) (529) (741) (800) (1,534)
Loans transfers, net (68) (56) (26) (20) (69) (29)
Administrative expenses (26) (20) (5) (9) (18) (26)
------- ------- ------ ------- ------- -------
Total Deductions 2,239 2,466 732 940 1,061 2,048
------- ------- ------ ------- ------- -------
Increase in net assets 33,859 29,892 9,138 10,180 18,202 39,270
Net assets at beginning
of year 0 0 0 0 0 0
------- ------- ------ ------- ------- -------
Net assets at end of year $33,859 $29,892 $9,138 $10,180 $18,202 $39,270
======= ======= ====== ======= ======= =======
85
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 424 $ 3,886 $ 26
Interest $ 21 $ 12 15 4,235 6 $ 10
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 3,043 1,095 2,489 121,025 739 1,702
Employee contributions 789 869 976 23,946 423 751
Transfers among funds 38,983 11,620 28,130 (165,465) 5,274 9,485
------- ------- ------- -------- ------ -------
Total Additions 42,836 13,596 32,034 (12,373) 6,468 11,948
------- ------- ------- -------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (246) (257) (296) (22,794) (72) (178)
Distributions to successor plans (1,557) (817) (914) (29,229) (168) (462)
Loans transfers, net (116) (35) (38) (3,910) 3 (11)
Administrative expenses (19) (11) (20) (3,943) (5) (9)
------- ------- ------- -------- ------ -------
Total Deductions 1,938 1,120 1,268 59,876 242 660
------- ------- ------- -------- ------ -------
Increase in net assets 40,898 12,476 30,766 (72,249) 6,226 11,288
Net assets at beginning
of year 0 0 0 571,756 0 0
------- ------- ------- -------- ------ -------
Net assets at end of year $40,898 $12,476 $30,766 $499,507 $6,226 $11,288
======= ======= ======= ======== ====== =======
86
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 536 $ 136 $ 33
Interest 11 $ 3 17 3 $ 28
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 1,951 886 4,276 121 (257)
Employee contributions 602 234 1,823 155 1,694
Transfers among funds 14,143 4,939 21,746 2,339 22,478
------- ------ ------- ------ -------
Total Additions 17,243 6,062 27,998 2,651 23,943
------- ------ ------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (197) (69) (335) (72) (292)
Distributions to successor plans (612) (233) (1,248) (141) (884)
Loans transfers, net (22) (4) (66) (12) (105)
Administrative expenses (13) (4) (22) (2) (21)
------- ------ ------- ------ -------
Total Deductions 844 310 1,671 227 1,302
------- ------ ------- ------ -------
Increase in net assets 16,399 5,752 26,327 2,424 22,641
Net assets at beginning
of year 0 0 0 0 0
------- ------ ------- ------ -------
Net assets at end of year $16,399 $5,752 $26,327 $2,424 $22,641
======= ====== ======= ====== =======
87
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
Morgan Stanley Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 838 $ 107 $ 73
Interest 19 $ 71 4 $ 2 7
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 1,927 2,366 (222) (229) (1,733)
Employee contributions 1,323 4,131 349 102 349
Transfers among funds 30,443 (47,385) 5,156 1,389 8,124
------- ------- ------ ------ ------
Total Additions 34,550 (40,817) 5,394 1,264 6,820
------- ------- ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (441) (2,142) (77) (31) (81)
Distributions to successor plans (1,067) (1,466) (164) (14) (337)
Loans transfers, net (50) (103) (1) (12) (12)
Administrative expenses (27) (68) (6) (8) (7)
------- ------- ------ ------ ------
Total Deductions 1,585 3,779 248 65 437
------- ------- ------ ------ ------
Increase in net assets 32,965 (44,596) 5,146 1,199 6,383
Net assets at beginning
of year 0 83,638 0 0 0
------- ------- ------ ------ ------
Net assets at end of year $32,965 $39,042 $5,146 $1,199 $6,383
======= ======= ====== ====== ======
88
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
Colonial Sub-total
Newport Scudder Latin Loan Boston Kodak Eastman
Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund
---------- ------------- -------- ------------ ---------- ----------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,236 $ 505
Dividends on Eastman Chemical $ 1,094
Company common stock
Other dividends $ 38 $ 127 12,338
Interest 9 18 256,160 12 35
Miscellaneous income (loss) (61)
Net realized and unrealized
gains (losses) from
investments (1,811) 122 84,453 (6,225) 2,938
Employee contributions 393 483 206,422 3
Transfers among funds 6,686 13,818 0 2,970 (18,410)
------ ------- -------- ---------- ------ -------
Total Additions 5,315 14,568 571,609 (2,799) (14,340)
------ ------- -------- ---------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (47) (167) (2,712) (227,658) (1,326) (1,203)
Distributions to successor plans (72) (707) (4,867) (121,493) 4,351 15,877
Loans transfers, net (5) (133) 10,540 0 (213) (324)
Administrative expenses (5) (12) (9,627) (13) (10)
------ ------- -------- ---------- ------ -------
Total Deductions 129 1,019 (2,961) 358,778 (2,799) (14,340)
------ ------- -------- ---------- ------ -------
Increase in net assets 5,186 13,549 2,961 212,831 0 0
Net assets at beginning
of year 0 0 65,679 4,640,940 0 0
------ ------- -------- ---------- ------ -------
Net assets at end of year $5,186 $13,549 $ 68,640 $4,853,771 $ 0 $ 0
====== ======= ======== ========== ====== =======
89
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
Fidelity Fidelity International
Fidelity Managed Fidelity Puritan Magellan Fidelity Growth &
Income Portfolio Fund Fund Fund Contrafund Income Fund
---------------- -------- -------- -------- ---------- -------------
>C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $1,793 $1,759 $2,850 $2,879 $ 199
Interest $24,548 23 33 80 30 1
Miscellaneous income (loss) (7)
Net realized and unrealized
gains (losses) from
investments 2,920 2,008 5,962 2,191 70
Employee contributions
Transfers among funds 7,358 2,422 (367) (952) 433 1,848
------- ------ ------ ------ ------ ------
Total Additions 31,906 7,158 3,426 7,940 5,533 2,118
------- ------ ------ ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (26,100) (910) (768) (1,734) (1,273) (168)
Distributions to successor plans (6,427) (6,271) (2,686) (6,173) (4,289) (1,955)
Loans transfers, net 636 24 29 (23) 35 5
Administrative expenses (15) (1) (1) (10) (6)
------- ------ ------ ------ ------ ------
Total Deductions 31,906 7,158 3,426 7,940 5,533 2,118
------- ------ ------ ------ ------ ------
Increase in net assets 0 0 0 0 0 0
Net assets at beginning
of year 0 0 0 0 0 0
------- ------ ------ ------ ------ ------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======= ====== ====== ====== ====== ======
90
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
Sub-total
U.S. Equity Loan Fidelity TOTAL
Index Portfolio Fund Investments ALL FUNDS
--------------- ------ ----------- ----------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 505 $ 12,741
Dividends on Eastman Chemical
Company common stock 1,094 1,094
Other dividends $ 169 9,649 21,987
Interest 6 24,768 280,928
Miscellaneous income (loss) (68) (68)
Net realized and unrealized
gains (losses) from
investments 1,416 11,280 95,733
Employee contributions 1 4 206,426
Transfers among funds 4,698 0 0
------ ----- ------- ----------
Total Additions 6,290 0 47,232 618,841
------ ----- ------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (442) (511) (34,435) (262,093)
Distributions to successor plans (5,836) 668 (12,741) (134,234)
Loans transfers, net (12) (157) 0 0
Administrative expenses (56) (9,683)
------ ----- ------- ----------
Total Deductions 6,290 0 47,232 406,010
------ ----- ------- ----------
Increase in net assets 0 0 0 212,831
Net assets at beginning
of year 0 0 0 4,640,940
------ ----- ------- ----------
Net assets at end of year $ 0 $ 0 $ 0 $4,853,771
====== ===== ======= ==========
91
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------- ---------- ----------- ----------- ----------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,087
Other dividends $ 4,611 $ 3,717
Interest 699 2,163 $ 249,457 138 $ 153 $ 91
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 114,077 98,941 12,082 26,864 7,293
Employee contributions 17,335 30,241 95,594 9,396 10,391 6,278
Transfers among funds (40,791) 10,002 (57,146) 12,567 59,508 15,860
-------- -------- ---------- -------- -------- -------
Total Additions 103,407 145,958 287,905 37,900 96,916 29,522
-------- -------- ---------- -------- -------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (22,935) (17,371) (140,911) (3,213) (2,693) (2,318)
Distributions to successor plans (426) (2,747) (1,404) (700) (1,852) (77)
Loans transfers, net (8,098) (6,607) (2,983) (303) (546) (270)
Administrative expenses (434) (2,458) (3,026) (82) (145) (865)
-------- -------- ---------- -------- -------- -------
Total Deductions 31,893 29,183 148,324 4,298 5,236 3,530
-------- -------- ---------- -------- -------- -------
Increase in net assets 71,514 116,775 139,581 33,602 91,680 25,992
Net assets at beginning
of year 494,543 454,981 2,936,186 80,408 72,353 57,646
-------- -------- ---------- -------- -------- -------
Net assets at end of year $566,057 $571,756 $3,075,767 $114,010 $164,033 $83,638
======== ======== ========== ======== ======== =======
92
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
Sub-total
Loan Boston Kodak Eastman Fidelity Managed Fidelity
Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund
-------- ---------- ---------- ---------- ---------------- --------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,087 $ 584
Dividends on Eastman Chemical
Company common stock $ 1,201
Other dividends 8,328 $1,199
Interest 252,701 13 41 $24,583 20
Miscellaneous income 34 2
Net realized and unrealized
gains (losses) from
investments 259,257 4,767 (3,978) 1,419
Employee contributions 169,235
Transfers among funds 0 (3,033) 10,088 (7,162) 1,938
------- ---------- ------- ------- ------- ------
Total Additions $ 0 701,608 2,365 7,354 17,421 4,576
------- ---------- ------- ------- ------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,942) (191,383) (786) (280) (7,856) (100)
Distributions to successor plans (372) (7,578) (1,319) (6,625) (9,737) (4,490)
Loans transfers, net 18,807 0 (248) (439) 195 15
Administrative expenses (7,010) (12) (10) (23) (1)
------- ---------- ------- ------- ------- ------
Total Deductions (16,493) 205,971 2,365 7,354 17,421 4,576
------- ---------- ------- ------- ------- ------
Increase in net assets 16,493 495,637 0 0 0 0
Net assets at beginning
of year 49,186 4,145,303 0 0 0 0
------- ---------- ------- ------- ------- ------
Net assets at end of year $65,679 $4,640,940 $ 0 $ 0 $ 0 $ 0
======= ========== ======= ======= ======= ======
93
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
Fidelity Fidelity International
Puritan Magellan Fidelity Growth & U.S. Equity Loan
Fund Fund Contrafund Income Fund Index Fund Fund
-------- -------- ---------- ------------- ----------- --------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Dividends on Eastman Chemical
Company common stock
Other dividends $2,210 $6,466 $2,019 $ 55 $ 45
Interest 34 76 28 1 2
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 640 (1,860) 2,413 67 292
Employee contributions
Transfers among funds (1,289) (8,032) 2,808 1,558 3,124
------ ------ ------ ------ ------ ------
Total Additions 1,595 (3,350) 7,268 1,681 3,463
------ ------ ------ ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (326) (589) (249) (233)
Distributions to successor plans (1,328) 4,157 (6,998) (1,677) (3,470) (404)
Loans transfers, net 60 (208) (15) (4) 7 637
Administrative expenses (1) (10) (6)
------ ------ ------ ------ ------ ------
Total Deductions 1,595 (3,350) 7,268 1,681 3,463 0
------ ------ ------ ------ ------ ------
Increase in net assets 0 0 0 0 0 0
Net assets at beginning
of year 0 0 0 0 0 0
------ ------ ------ ------ ------ ------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
====== ====== ====== ====== ====== ======
94
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
Sub-total
Fidelity TOTAL
Investments ALL FUNDS
----------- -----------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 584 $ 12,671
Dividends on Eastman Chemical
Company common stock 1,201 1,201
Other dividends 11,994 20,322
Interest 24,798 277,499
Miscellaneous income 36 36
Net realized and unrealized
gains (losses) from
investments 3,760 263,017
Employee contributions 169,235
Transfers among funds 0 0
------- ----------
Total Additions 42,373 743,981
------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (10,419) (201,802)
Distributions to successor plans (31,891) (39,469)
Loans transfers, net 0 0
Administrative expenses (63) (7,073)
------- ----------
Total Deductions 42,373 248,344
------- ----------
Increase in net assets 0 495,637
Net assets at beginning
of year 0 4,145,303
------- ----------
Net assets at end of year $ 0 $4,640,940
======= ==========
95
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1995
(in thousands)
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------- ---------- ----------- ----------- ----------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,127
Other dividends $ 5,908 $ 2,168
Interest 617 1,442 $ 246,209 73 $ 57 $ 46
Miscellaneous income 4
Net realized and unrealized
gains from investments 144,690 87,661 4 11,474 13,288 4,423
Employee contributions 11,255 26,697 96,413 6,769 4,704 4,695
Transfers among funds (31,011) (17,688) 7,316 5,556 30,815 5,012
-------- -------- ---------- ------- ------- -------
Total Additions 137,678 104,024 349,942 26,040 48,864 14,176
-------- -------- ---------- ------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (16,636) (13,377) (114,932) (1,744) (703) (1,089)
Distributions to successor plans (1,655) (1,878) (1,785) (845) (947) (80)
Loans transfers, net (7,488) (7,001) (7,540) (210) (170) (98)
Administrative expenses (362) (2,059) (3,396) (60) (71) (503)
-------- -------- ---------- ------- ------- -------
Total Deductions 26,141 24,315 127,653 2,859 1,891 1,770
-------- -------- ---------- ------- ------- -------
Increase in net assets 111,537 79,709 222,289 23,181 46,973 12,406
Net assets at beginning
of year 383,006 375,272 2,713,897 57,227 25,380 45,240
-------- -------- ---------- ------- ------- -------
Net assets at end of year $494,543 $454,981 $2,936,186 $80,408 $72,353 $57,646
======== ======== ========== ======= ======= =======
96
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1995
(in thousands)
Sub-total
Loan Boston Kodak Eastman Fidelity Managed Fidelity
Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund
-------- ---------- ---------- ---------- ---------------- --------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,127 $ 286
Dividends on Eastman Chemical
Company common stock $ 499
Other dividends 8,076 $ 810
Interest 248,444 9 27 $24,697 14
Miscellaneous income 4
Net realized and unrealized
gains from investments 261,540 7,232 6,655 1,797
Employee contributions 150,533
Transfers among funds 0 (5,541) 8,962 2,371 (285)
------- ---------- ------- ------- ------- ------
Total Additions $ 0 680,724 1,986 16,143 27,068 2,336
------- ---------- ------- ------- ------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,148) (149,629) (388) (168) (4,420) (190)
Distributions to successor plans (273) (7,463) (1,349) (15,719) (21,827) (2,150)
Loans transfers, net 22,507 0 (238) (251) (807) 4
Administrative expenses (6,451) (11) (5) (14) 0
------- ---------- ------- ------- ------- ------
Total Deductions (21,086) 163,543 1,986 16,143 27,068 2,336
------- ---------- ------- ------- ------- ------
Increase in net assets 21,086 517,181 0 0 0 0
Net assets at beginning
of year 28,100 3,628,122 0 0 0 0
------- ---------- ------- ------- ------- ------
Net assets at end of year $49,186 $4,145,303 $ 0 $ 0 $ 0 $ 0
======= ========== ======= ======= ======= ======
97
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1995
(in thousands)
Fidelity Fidelity Sub-total
Puritan Magellan Fidelity Loan Fidelity TOTAL
Fund Fund Contrafund Fund Investments ALL FUNDS
-------- -------- ---------- -------- ----------- -----------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 286 $ 12,413
Dividends on Eastman Chemical
Company common stock 499 499
Other dividends $ 956 $2,390 $1,409 5,565 13,641
Interest 28 61 22 24,858 273,302
Miscellaneous income 4
Net realized and unrealized
gains from investments 2,325 8,985 3,283 30,277 291,817
Employee contributions 150,533
Transfers among funds (1,999) (3,358) (150) 0 0
------ ------ ------ ------ ------- ----------
Total Additions 1,310 8,078 4,564 0 61,485 742,209
------ ------ ------ ------ ------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (375) (397) (149) (163) (6,250) (155,879)
Distributions to successor plans (933) (7,465) (4,359) (1,390) (55,192) (62,655)
Loans transfers, net (1) (209) (51) 1,553 0 0
Administrative expenses (1) (7) (5) (43) (6,494)
------ ------ ------ ------ ------- ----------
Total Deductions 1,310 8,078 4,564 0 61,485 225,028
------ ------ ------ ------ ------- ----------
Increase in net assets 0 0 0 0 0 517,181
Net assets at beginning
of year 0 0 0 0 3,628,122
------ ------ ------ ------ ------- ----------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $4,145,303
====== ====== ====== ====== ======= ==========
98
CONSENT OF INDEPENDENT ACCOUNTANTS
We hereby consent to the incorporation by reference in the Registration
Statement on Form S-8 (No. 33-65035) of Eastman Kodak Company of our report
dated April 22, 1998 appearing on page 3 of this Annual Report of the
Eastman Kodak Employees' Savings and Investment Plan on Form 11-K for the
fiscal year ended December 30, 1997.
PRICE WATERHOUSE LLP
Rochester, New York
May 14, 1998
