FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/03/2002 |
3. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ EK ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 09/10/2002 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 0.044(1) | I(2) | By Trustee of ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (right to buy)(3) | 08/26/2002 | 03/29/2010 | common stock | 2,895(4) | 31.3 | D | |
Option (right to buy)(3) | 08/26/2002 | 01/11/2011 | common stock | 7,337(5) | 31.3 | D | |
Option (right to buy)(3) | 11/16/2002 | 11/15/2011 | common stock | 9,204(6) | 31.3 | D |
Explanation of Responses: |
1. The amount of units was incorrectly reported in the original filing as 23.238, rather than the correct amount of 23.282. The difference being reported here is 0.044. |
2. The original filing incorrectly reported this holding as Direct, rather than Indirect. |
3. These options were issued on August 26, 2002, with an exercise price of $31.30, pursuant to the Company's Stock Option Exchange Program. |
4. The amount was incorrectly reported in the original filing as 5,772, rather than the correct amount of 8,667. The difference being reported here is 2,895. |
5. The amount was incorrectly reported in the original filing as 3,663, rather than the correct amount of 11,000. The difference being reported here is 7,337. |
6. The amount was incorrectly reported in the original filing as 4596, rather than the correct amount of 13,800. The difference being reported here is 9,204. |
Remarks: |
James M. Quinn, as attorney-in-fact for Karen A. Smith-Pilkington | 12/18/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |