0 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A AMENDMENT TO APPLICATION OR REPORT Filed Pursuant to Section 13 or 15 (d) of The Securities Exchange Act Of 1934 Eastman Kodak Company (Exact name of registrant as specified in its charter) AMENDMENT NO. 1 The undersigned registrant hereby amends the following items, financial statements, exhibits, or other portions of its Annual Report on Form 10-K for the year ended December 31, 1998 as set forth below: The exhibit listed below and attached hereto is hereby added to the registrant's Annual Report on Form 10-K for the year ended December 31, 1998. Exhibit (99) Eastman Kodak Employees' Savings and Investment Plan Annual Report on Form 11-K for the fiscal year ended December 30, 1998. Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized. Eastman Kodak Company (Registrant) E. Mark Rajkowski Controller Date: May 14, 1999 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED] For the fiscal year ended December 30, 1998 ----------------- OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] For the transition period from to -------- -------- Commission file number 1-87 ---------- A. Full title of the plan and the address of the plan, if different from that of the issuer named below: EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN B. Name of the issuer of the securities held pursuant to the plan and the address of its principal executive office: EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER, NEW YORK 14650 2 EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN INDEX TO FINANCIAL STATEMENTS, SCHEDULES AND EXHIBIT DECEMBER 30, 1998 (a) Financial Statements Page No. Report of Independent Accountants 3 Statement of Net Assets 4 Statement of Changes in Net Assets 5 Notes to Financial Statements 6-30 (b) Schedules I. Schedule of Investments 31-65 II. Allocation of Net Assets to Investment Funds 66-81 III. Allocation of Changes in Net Assets to Investment Funds 82-103 (c) Exhibit Consent of Independent Accountants 104 3 REPORT OF INDEPENDENT ACCOUNTANTS To the Savings and Investment Plan Committee and the Participants of the Eastman Kodak Employees' Savings and Investment Plan In our opinion, the financial statements and related schedules listed in the index appearing on page 2 of this Annual Report on Form 11-K present fairly, in all material respects, the net assets of the Eastman Kodak Employees' Savings and Investment Plan at December 30, 1998 and 1997, and the changes in net assets for each of the three fiscal years in the period ended December 30, 1998, in conformity with generally accepted accounting principles. These financial statements are the responsibility of the Plan's management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these statements in accordance with generally accepted auditing standards which require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for the opinion expressed above. PricewaterhouseCoopers LLP Rochester, New York April 23, 1999 4 EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN STATEMENT OF NET ASSETS (in thousands)
December 30, --------------------- 1998 1997 ---- ---- ASSETS Investments at Fair Value: Eastman Kodak Company common stock $ 375,444 $ 430,921 Eastman Chemical Company common stock - 30,910 Other common stocks 386,484 503,430 Mutual funds 664,589 653,851 Interest in common/collective trusts (pooled) funds 566,633 458,389 Short-term interest funds - 102,364 U.S. government securities 783 496 Loans to participants 68,381 89,098 Investments at Contract Value: Group annuity contracts 3,292,898 3,287,171 Other Assets: Dividends and interest receivable 3,099 4,137 Receivables for securities sold 1,007 534 Miscellaneous receivables 114 612 ---------- ---------- Total assets (cost: 1998 - $5,101,493 1997 - $5,351,143) 5,359,432 5,561,913 ---------- ---------- LIABILITIES Distributions payable to participants 6,832 6,567 Distributions payable to successor plans - 696,328 Payables for securities purchased 331 3,400 Accrued expenses 692 1,655 Reverse repurchase agreements - 192 ---------- ---------- Total liabilities 7,855 708,142 ---------- ---------- Net assets $5,351,577 $4,853,771 ========== ========== (See accompanying notes to financial statements) 5 EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN STATEMENT OF CHANGES IN NET ASSETS (in thousands)
For the fiscal year ended December 30, ------------------------------------------- 1998 1997 1996 ---- ---- ---- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 9,944 $ 12,680 $ 12,705 Dividends on Eastman Chemical Company common stock 537 1,094 1,203 Other dividends 18,886 21,980 20,322 Interest 276,183 280,928 277,499 Net realized and unrealized gains from investments 249,964 95,733 263,017 Employee contributions 377,194 206,426 169,235 ---------- ---------- ---------- Total Additions 932,708 618,841 743,981 ---------- ---------- ---------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (463,531) (262,093) (201,802) Distributions to successor plans 37,816 (134,234) (39,469) Administrative expenses (9,187) (9,683) (7,073) ---------- ---------- ---------- Total Deductions 434,902 406,010 248,344 ---------- ---------- ---------- Increase in net assets 497,806 212,831 495,637 Net assets at beginning of year 4,853,771 4,640,940 4,145,303 ---------- ---------- ---------- Net assets at end of year $5,351,577 $4,853,771 $4,640,940 ========== ========== ========== (See accompanying notes to financial statements) 6 EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN NOTES TO FINANCIAL STATEMENTS NOTE 1: DESCRIPTION OF PLAN General The Eastman Kodak Employees' Savings and Investment Plan (the Plan or SIP) is a defined contribution plan of a controlled group of corporations consisting of Eastman Kodak Company and certain United States subsidiaries operating in the United States (Kodak). The principal provisions of the Plan are described below and are provided for general information purposes only. Participants should refer to the Plan document for a more complete description of the Plan's provisions. Regular full-time, regular part-time, supplementary or conditional employees of Kodak are eligible to participate in the Plan. Limited service employees, co-ops and special program employees are not eligible to participate in the Plan. The Plan is subject to the Employee Retirement Income Security Act of 1974. The Plan is administered by the Savings and Investment Plan Committee (SIPCO), which is the Plan Administrator and Named Fiduciary. The Trusts, forming part of the Plan, are administered by Boston Safe Deposit and Trust Company (Boston Safe) and until September 1998, Fidelity Management Trust Company (Fidelity) (together the Plan Trustees). Plan Amendments and Other Changes Effective December 31, 1998, the Plan renamed two of the funds as follows: the Morgan Stanley Dean Witter Institutional International Equity Fund (formerly the Morgan Stanley Institutional International Equity Fund) and the Newport Tiger Fund (formerly the Colonial Newport Tiger Fund). Effective December 31, 1998, the maximum salary deferral rate was increased from 18 percent to 20 percent of pay for eligible Kodak participants. During plan years ended December 30, 1997 and 1994, Kodak sold the sales, marketing and equipment service operations of its Office Imaging business to Danka Business Systems PLC (Danka) and its Clinical Diagnostics Division (CDD) to Johnson & Johnson, respectively. Since those plan years, the account balances of the Office Imaging and CDD participants were reported as a liability in the accompanying financial statements. In June 1998, a determination letter was received from the IRS with respect to the SIP and the successor plans. In September 1998, the account balances of active Office Imaging and CDD participants were transferred to the respective successor plans. The account balances of Office Imaging and CDD participants who terminated or retired prior to September 1998 were not transferred to the successor plans and continue to remain in SIP. An adjustment to reflect the account balances of these participants was recorded in 1998. 7 Plan Amendments and Other Changes (Cont'd) On December 31, 1993, Kodak spun off its worldwide chemical business, Eastman Chemical Company (ECC or Eastman). Subsequent to the spin-off, account balances of the ECC participants were liquidated and the proceeds invested in newly-created funds within the Plan that were managed until September 1998 by Fidelity, the trustee for ECC participants. Since January 1, 1994, all salary deferrals of ECC participants have been contributed to the Eastman Investment Plan (EIP). The provisions of the Plan described below with respect to loans and distributions applied equally to the ECC participants in the Plan until September 1998. Updated determination letters from the IRS with respect to the SIP and EIP plans have been received, and the account balances of ECC participants were transferred from SIP to EIP in September 1998. Until that time, the balances of these participants were reflected as a liability in the accompanying financial statements. Administrative Expenses The Plan provides for the payment of certain administrative expenses by the Trusts, including fees for investment advisors, recordkeepers, the Plan Trustees, attorneys and accountants. The recordkeepers are Hewitt Associates and Fidelity. Contributions The Plan includes a salary reduction provision allowing eligible Kodak participants to defer up to a certain percentage of qualifying compensation as defined in the Plan. The maximum deferral for Plan years 1998, 1997, and 1996 was limited to 18% of the aggregate of wage dividend and qualifying compensation, but not more than the statutory limit of $10,000 for calendar year 1998 ($9,500 for calendar years 1997 and 1996). Participants' salary deferrals are contributed to the Plan by Kodak on behalf of the participants. All contributions to the Plan are immediately vested. Boston Safe invests contributions to the Plan into the investment funds described in Note 3, as directed by the participant. Participants are eligible to make transfers between investment funds on a daily basis. Loans The Plan Administrator may grant a loan to a participant provided that the aggregate of the participant's outstanding loans will not exceed the lesser of: 1) $50,000 less the highest outstanding loan balance during the previous 12 months, or 2) 50% of the current value of the participant's account. A new loan must be at least $1,000 and repaid within four years of the date of the loan. In accordance with the Plan provisions, the rate of interest is fixed at the discretion of the Plan Administrator. Interest is charged at the lesser of the maximum legal rate or the prime rate. (See Note 4.) 8 Distributions Distributions from the Plan are made under the following circumstances: 1. Approval of hardship withdrawals is made by the Plan Administrator or its designee. Hardship withdrawals will only be granted a) in order to meet obligations relating to the payment of substantial out-of-pocket medical (or dental) bills for the participant, the participant's spouse or any of the participant's dependents, b) for the purchase or construction of a primary residence, c) for tuition, room and board or other post-secondary educational expenses, or d) for payments to prevent eviction/foreclosure. 2. Upon attaining age 59 1/2, a participant may elect to receive a lump sum cash distribution from the Plan while still actively employed. 3. Upon separation from service for any reason except death, the full value of a participant's account is distributed as a lump sum if the account balance is less than a certain amount as defined in the Plan and the participant is not retirement eligible. Otherwise, the full value of the account is distributed when and as designated by the participant in a lump sum payment, or in monthly or annual installments. If an appropriate designation is not made by the participant, the account is paid in a lump sum cash payment in February following the year the participant turns age 65. 4. In the event of death, the value of a participant's account is paid in a lump sum to a designated beneficiary, if any, or to the decedent's estate, except that if there is a surviving spouse, then the entire sum will be paid to such spouse unless the spouse consents to the beneficiary designation of the participant. 5. The Plan Trustees are authorized to honor "qualified domestic relations orders" issued and served in accordance with Section 414(p) of the Internal Revenue Code. Plan Termination While Kodak expects to continue the Plan, it has the right to discontinue contributions and amend or terminate the Plan at any time. In the event that contributions to the Plan are discontinued, the Plan Trustees will continue to administer the Trusts. In the event of the termination of the Trusts as a result of or incident to termination of the Plan, the pro rata value of the participant's accounts will be paid in accordance with the provisions of the Plan. 9 NOTE 2: SUMMARY OF ACCOUNTING POLICIES Basis of Accounting The Plan operates on a fiscal year ending December 30. The Plan's financial statements have been prepared on the accrual basis of accounting. Distributions payable to participants are recorded when the request for payment meeting the provisions of the Plan is received. Investment Valuation and Income Recognition The group annuity contracts included in the Fixed Income Fund and Fidelity Managed Income Portfolio are included in the financial statements at contract value because they are fully benefit responsive. In aggregate, the recorded value of the group annuity contracts approximates their fair value. Interest rates on these contracts remain fixed and are not reset until a contract matures. There are no minimum crediting interest rates under the terms of the contracts. Interest in common or collective trusts (pooled) funds reflect market values as determined by the managers of such funds. Fair values of all other investments are based upon active market quotations on national exchanges, if available, at December 30, or, if not available, upon amounts believed by the Plan Administrator to be realizable at that time. Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. Use of Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at year end and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. Reclassifications Certain reclassifications of 1997 and 1996 financial statement and related schedule amounts have been made to conform with the 1998 presentation. NOTE 3: INVESTMENTS The Plan Trustees are not required to furnish a bond in connection with the custody of investments or other assets of the Plan. The Plan Trustees are authorized to keep any portion of any of the foregoing funds in cash or liquid investments as they may deem advisable. All dividends, interest or gains derived from investments in each Fund are reinvested in the respective Fund by the Plan Trustees. 10 NOTE 3: INVESTMENTS (Cont'd) Funds at Boston Safe TIER I: TIME HORIZON FUNDS - All Time Horizon Funds are pre-mixed portfolios of TIER II Funds. 5 to 8 Year Time Horizon Fund This fund is designed for participants who expect to withdraw from the Plan and use these funds relatively soon, or for participants who have a low tolerance for volatility. The fund is broadly diversified, and has a 45/55 mix of equity and fixed income. 8 to 20 Year Time Horizon Fund This fund is designed for participants who expect to leave their funds invested for a reasonably long period of time, and/or for participants who are willing to accept some volatility. The fund is broadly diversified, but has a 75/25 mix of equity and fixed income. 20 or More Year Time Horizon Fund This fund is designed for participants who expect to leave their funds invested for a long period of time, and/or for participants who are willing to accept more volatility. The fund is broadly diversified in equities. TIER II: CORE FUNDS Fixed Income Fund The fund's assets are invested primarily in contracts with insurance companies. Effective annual yields on these contracts ranged between 5.08% and 10.10% in 1998 (6.72% and 10.10% in 1997) depending on the date of the contribution, transfer or rollover. The blended rate of return on the Fixed Income Fund was approximately 7.9% in 1998 (8.3% in 1997 and 8.4% in 1996). Lehman Brothers Aggregate Bond Index Fund This fund is designed to duplicate the total return of the overall U.S. bond market. It is composed of securities found in the Lehman Brothers Government/Corporate Bond Index, Mortgage-Backed Securities Index, and Asset- Backed Securities Index. S&P 500 Large Stock Index Fund This fund, known as the Large Stock Index Fund in 1996, invests in all 500 stocks that compose the Standard & Poor's 500 Index. 11 Funds at Boston Safe (Cont'd) Non-U.S. Stock Index Fund This fund is composed of two indices: one covering securities from non-U.S. developed countries (MSCI EAFE Index), and the other covering securities from non-U.S. developing countries (MSCI Emerging Markets Free Index ex-Malaysia). Russell 2000 Small Stock Index Fund This fund is designed to replicate the returns of the Russell 2000 Index, which represents the small company segment of the U.S. stock market. The index consists of the 2,000 smallest securities of the largest 3,000 U.S. stocks and is recognized as a standard measure of performance for the small company segment of the U.S. stock market. Kodak Stock Fund This fund consists primarily of shares of Eastman Kodak Company common stock. TIER III: MANAGED FUNDS PIMCO Total Return Fund This is an intermediate maturity bond fund with a total return orientation. The average quality rating of bonds in the portfolio is investment grade, including U.S. government, corporate, and mortgage-backed securities. Up to 10% of assets may be in "high yield," below investment grade bonds, and up to 20% may be in foreign bonds of currencies other than the U.S. dollar but generally hedged back to the dollar. MAS High Yield Fund This is a corporate, credit sensitive bond fund seeking to provide a combination of high current income and long-term total return. Securities with high yields are usually rated below investment grade and are commonly referred to as "junk bonds." Fidelity Puritan Fund This fund, known as the Balanced Mutual Fund in 1996, is a balanced fund of stocks and bonds managed to produce high current income with preservation of capital and consideration for potential growth of capital. T. Rowe Price Equity Income Fund This is a large company stock fund with a current income orientation. Its goal is to provide substantial dividend income and also long-term capital appreciation. 12 Funds at Boston Safe (Cont'd) Fidelity Growth and Income Fund This is a large company stock fund managed with a value orientation. Its goal is high total return through a combination of current income and capital appreciation. Putnam Investors Fund This is a large company stock fund managed with a blended growth/value orientation. Its goal is long-term growth of capital from a portfolio primarily consisting of quality common stock. Putnam Vista Fund This is a mid-size company stock fund with a growth orientation. The goal is above-average growth. PBHG Growth Fund This is a mid-size company stock fund with an aggressive growth orientation. The fund's goal is capital appreciation. T. Rowe Price Small-Cap Value Fund This is a small company stock fund with a value orientation. The fund seeks long-term capital growth. Skyline Special Equity Fund This is a small company stock fund with a value orientation. Its goal is maximum capital appreciation. Since February 1998, this fund had been closed to transfers but remained open to salary and wage dividend deferrals. After April 8, 1999, this fund will again accept transfers and rollovers. Putnam OTC & Emerging Growth Fund This is a small company fund with an aggressive growth orientation. The fund seeks capital appreciation. MAS Value Fund This is a multi-sized company stock fund with a value orientation. Its goal is to provide above-average long-term total return consisting of both capital appreciation and income. 13 Funds at Boston Safe (Cont'd) RogersCasey Smaller Stock Fund This fund, known as the Smaller Stock Fund in 1996, is a multi-sized company stock fund, with a smaller sized company orientation, utilizing a multiple manager approach. The fund seeks to provide consistency of total returns over time through use of experienced investment managers with a blend of growth, value, and benchmark-related styles. MFS Institutional Research Fund This is a multi-sized company stock fund with a blended growth/value orientation. Its goal is long-term growth of capital and future income. Putnam Voyager Fund This is a multi-sized company stock fund with an aggressive growth orientation. The fund seeks maximum growth. Cohen & Steers Realty Fund This is a specialty stock fund investing primarily in Real Estate Investment Trusts. The fund seeks maximum total return through both current income and capital appreciation. First Eagle Fund of America This is a specialty stock fund investing primarily in stocks of undervalued companies that are being restructured to increase returns to shareholders. The fund's goal is capital appreciation. T. Rowe Price Blue Chip Growth Fund This is a specialty stock fund investing primarily in stocks of large- and mid-size companies that are "blue chip" - that is, high-quality growth companies. The fund seeks long-term growth of capital; income is secondary. T. Rowe Price New Era Fund This is a specialty stock fund investing primarily in companies that own or develop natural resources and other basic commodities intended to act as a hedge against inflation. The fund seeks long-term capital appreciation. T. Rowe Price Science & Technology Fund This is an aggressive specialty stock fund investing in multi-sized companies expected to benefit from scientific and technological progress. The fund seeks long-term growth of capital. 14 Funds at Boston Safe (Cont'd) Morgan Stanley Dean Witter Institutional International Equity Fund This is an international stock fund investing primarily in developed countries with a large company, value orientation. The fund seeks long-term capital appreciation. Russell International Stock Fund This fund, known as the International Stock Fund in 1996, is an international stock fund using a multiple manager approach, with 90% allocated to managers of stocks in developed markets and 10% allocated to managers of stocks in emerging markets. The fund seeks to provide consistency of total returns over time through use of experienced investment managers with a blend of growth, value, and benchmark-related styles. Acorn International Fund This is an international stock fund with an all-markets approach, investing in small- to mid-size companies with a value orientation primarily in developed countries but also in emerging markets. The fund seeks long-term growth of capital. State Street Emerging Markets Index Fund This is an indexed emerging markets stock fund, diversified across regions, countries, and securities in the benchmark. The fund seeks maximum capital appreciation. Templeton Developing Markets Fund This is an emerging markets stock fund, diversified across regions and countries, with a value orientation. The fund seeks long-term capital appreciation. Newport Tiger Fund This is an emerging markets stock fund with a regional focus on the Pacific Basin excluding Japan. The fund seeks capital appreciation. This fund will not accept transfers or rollovers after March 19, 1999 (deferrals will still be permitted). Scudder Latin America Fund This is an emerging markets stock fund with a regional focus on Latin America. The fund seeks long-term capital appreciation. 15 Funds at Fidelity As discussed in Note 1, the Funds at Fidelity have been transferred to the successor plan as of September 1998. However, these funds are described below for purposes of understanding the financial statements herein. The Kodak Stock Fund consists of shares of Eastman Kodak Company common stock. The Eastman Stock Fund consists primarily of shares of Eastman Chemical Company common stock. The Fidelity Managed Income Portfolio is a fixed income fund consisting of investment contracts with one or more financial institutions that pay interest to the fund. The rate of interest paid to the fund changes as investment contracts mature and new contracts are purchased. The Fidelity Fund seeks long-term capital growth and reasonable current income. It focuses on investments in companies that the fund's manager believes are marked by solid balance sheets and good prospects for growth. Investments are diversified across a variety of market sectors. The Fidelity Puritan Fund is a balanced fund of stocks and bonds managed to produce high current income with preservation of capital and consideration for potential growth of capital. The Fidelity Magellan Fund is a growth fund seeking long-term capital appreciation by investing in stocks, and corporate securities convertible into stocks, of domestic, multinational and foreign companies that the fund's manager believes offer potential for growth, which also leads to a correspondingly higher level of risk. The Fidelity Contrafund is a growth fund seeking long-term capital appreciation by investing primarily in securities of companies believed by the fund's manager to be out of favor and undervalued. The Fidelity International Growth & Income Fund, a growth and income mutual fund that invests internationally, seeks to increase the value of investments over the long term through capital growth while also providing current income. The Fidelity U.S. Equity Index Portfolio is an index mutual fund that seeks to duplicate the composition and total return of the Standard & Poor's Composite Index of 500 Stocks. 16 The number of participants in each fund was as follows: December 30, ------------------ 1998 1997 ---- ---- Boston Safe Funds: 5 to 8 Year Time Horizon Fund 1,209 786 8 to 20 Year Time Horizon Fund 2,003 1,426 20 or More Year Time Horizon Fund 1,709 1,436 Fixed Income Fund 43,568 48,173 Lehman Brothers Aggregate Bond Index Fund 764 481 S&P 500 Large Stock Index Fund 14,883 13,848 Non-U.S. Stock Index Fund 699 603 Russell 2000 Small Stock Index Fund 2,282 2,314 Kodak Stock Fund 18,958 22,385 PIMCO Total Return Fund 823 405 MAS High Yield Fund 1,112 1,114 Fidelity Puritan Fund 7,169 8,222 T. Rowe Price Equity Income Fund 2,506 2,935 Fidelity Growth and Income Fund 5,108 3,382 Putnam Investors Fund 4,076 1,534 Putnam Vista Fund 1,865 1,277 PBHG Growth Fund 1,416 1,803 T. Rowe Price Small-Cap Value Fund 2,506 3,103 Skyline Special Equity Fund 2,167 3,354 Putnam OTC & Emerging Growth Fund 1,856 1,508 MAS Value Fund 1,764 2,446 RogersCasey Smaller Stock Fund 15,328 20,669 MFS Institutional Research Fund 1,147 664 Putnam Voyager Fund 2,508 1,478 Cohen & Steers Realty Fund 854 1,354 First Eagle Fund of America 2,091 1,088 T. Rowe Price Blue Chip Growth Fund 3,601 2,580 T. Rowe Price New Era Fund 300 355 T. Rowe Price Science & Technology Fund 4,761 2,637 Morgan Stanley Dean Witter Institutional International Equity Fund 3,522 3,039 Russell International Stock Fund 3,474 4,737 Acorn International Fund 900 660 State Street Emerging Markets Index Fund 228 245 Templeton Developing Markets Fund 783 1,004 Newport Tiger Fund 850 939 Scudder Latin America Fund 788 1,357 17 The number of participants in each fund was as follows: (Cont'd) December 30, ------------------ 1998 1997 ---- ---- Fidelity Funds: Kodak Stock Fund 0 1,992 Eastman Stock Fund 0 2,388 Fidelity Managed Income Portfolio 0 9,186 Fidelity Fund 0 2,117 Fidelity Puritan Fund 0 2,438 Fidelity Magellan Fund 0 3,730 Fidelity Contrafund 0 2,299 Fidelity International Growth & Income Fund 0 217 Fidelity U.S. Equity Index Portfolio 0 488 The total number of participants in the Plan was less than the sum of the number of participants shown above because many participants invest in more than one fund. NOTE 4: LOANS TO PARTICIPANTS The Plan Trustees make loans to participants in accordance with Plan provisions. A loan made to a participant of the Plan is accounted for as a fund-to-fund transfer from the participant's participant-directed investment account to a fund known as the "Loan Fund." The Plan's receivables for participant loan notes receivable are recorded as assets of the Loan Fund. As the loan is repaid, both the principal and interest are allocated to fund(s) to which the participant's current contributions are directed. The portion of the loan payment representing principal is accounted for as a fund-to-fund transfer from the Loan Fund to the participant's investment fund(s) and the portion of the loan payment representing interest is accounted for as income in the same fund(s). No plan participant benefits from the interest earned on a loan other than the participant who originated the loan. 18 NOTE 4: LOANS TO PARTICIPANTS (Cont'd) Interest income earned on loans to participants for the fiscal years ended December 30 was: (in thousands) 1998 1997 1996 ------ ------ ------ Boston Safe Funds: 5 to 8 Year Time Horizon Fund $ 26 $ 16 $ - 8 to 20 Year Time Horizon Fund 69 38 - 20 or More Year Time Horizon Fund 62 37 - Fixed Income Fund 2,910 3,192 2,818 Lehman Brothers Aggregate Bond Index Fund 7 2 - S&P 500 Large Stock Index Fund 345 248 138 Non-U.S. Stock Index Fund 6 5 - Russell 2000 Small Stock Index Fund 40 22 - Kodak Stock Fund 496 698 586 PIMCO Total Return Fund 6 1 - MAS High Yield Fund 11 8 - Fidelity Puritan Fund 149 157 133 T. Rowe Price Equity Income Fund 31 19 - Fidelity Growth and Income Fund 54 18 - Putnam Investors Fund 44 - - Putnam Vista Fund 13 8 - PBHG Growth Fund 19 21 - T. Rowe Price Small-Cap Value Fund 31 19 - Skyline Special Equity Fund 62 21 - Putnam OTC & Emerging Growth Fund 18 12 - MAS Value Fund 24 15 - RogersCasey Smaller Stock Fund 734 860 785 MFS Institutional Research Fund 7 6 - Putnam Voyager Fund 19 10 - Cohen & Steers Realty Fund 9 10 - First Eagle Fund of America 18 3 - T. Rowe Price Blue Chip Growth Fund 32 17 - T. Rowe Price New Era Fund 3 3 - T. Rowe Price Science & Technology Fund 38 28 - Morgan Stanley Dean Witter Institutional International Equity Fund 32 19 - Russell International Stock Fund 50 71 76 Acorn International Fund 5 4 - State Street Emerging Markets Index Fund 1 2 - Templeton Developing Markets Fund 7 7 - Newport Tiger Fund 12 9 - Scudder Latin America Fund 20 18 - ------ ------ ------ Total $5,410 $5,624 $4,536 ====== ====== ====== 19 NOTE 4: LOANS TO PARTICIPANTS (Cont'd) Interest income earned on loans to participants for the fiscal years ended December 30 was: (in thousands) 1998 1997 1996 ---- ---- ---- Fidelity Funds: Kodak Stock Fund $ 8 $ 12 $ 13 Eastman Stock Fund 18 35 41 Fidelity Managed Income Portfolio 261 399 393 Fidelity Fund 17 23 20 Fidelity Puritan Fund 26 33 34 Fidelity Magellan Fund 60 80 76 Fidelity Contrafund 21 30 28 Fidelity International Growth & Income Fund 1 1 1 Fidelity U.S. Equity Index Portfolio 5 7 2 ---- ---- ---- Total $417 $620 $608 ==== ==== ==== The interest income from loans shown above is included in "interest" on the Statement of Changes in Net Assets. 20 NOTE 5: NET REALIZED AND UNREALIZED GAINS (LOSSES) FROM INVESTMENTS Components of net realized and unrealized gains (losses) from investments and proceeds from sales of investments for the fiscal years ended on December 30 are:
Consistent with Department of Labor regulations, the components of net realized and unrealized gains and losses from investments are calculated for purposes of Form 5500 based on an investment's current value at the beginning of the year, or acquisition cost if acquired during the year (revalued cost). For purposes of determining realized gains and losses, the revalued costs of investments sold are determined based upon a weighted average basis.(in thousands) Unrealized Net Realized Realized gains and Unrealized Proceeds gains (losses) (losses) gains (losses) from from from from sales of investments investments investments investments ------------- ----------- -------------- ----------- 1998 Boston Safe Kodak stock $ 53,579 $ 37,314 $ 90,893 $ 272,504 Fidelity Kodak stock 4,483 (2) 4,481 36,197 Fidelity Eastman stock (3,062) (5) (3,067) 56,122 Other securities (12,850) 170,507 157,657 1,327,463 -------- --------- --------- ---------- $ 42,150 $ 207,814 $ 249,964 $1,692,286 ======== ========= ========= ========== 1997 Boston Safe Kodak stock $ (5,101) $(144,519) $(149,620) $ 159,602 Fidelity Kodak stock (1,608) (4,617) (6,225) 50,265 Fidelity Eastman stock 1,869 1,069 2,938 46,205 Other securities 98,910 149,730 248,640 1,045,625 -------- --------- --------- ---------- $ 94,070 $ 1,663 $ 95,733 $1,301,697 ======== ========= ========= ========== 1996 Boston Safe Kodak stock $ 14,781 $ 99,296 $ 114,077 $ 119,466 Fidelity Kodak stock 2,706 2,061 4,767 45,435 Fidelity Eastman stock 1,607 (5,585) (3,978) 97,535 Other securities 101,561 46,590 148,151 773,195 -------- --------- --------- ---------- $120,655 $ 142,362 $ 263,017 $1,035,631 ======== ========= ========= ========== 21 BOSTON SAFE FUNDS NOTE 6: UNIT VALUES AND PARTICIPANT UNITS (in thousands, except per unit value data) Following are the funds' month-end unit values and participants' units as calculated by the Trustees.
5 to 8 Year 8 to 20 Year 20 or More Year Lehman Brothers S&P 500 Large Time Time Time Fixed Aggregate Stock Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund ---------------- --------------- --------------- ----------------- --------------- ---------------- Unit Unit Unit Unit Unit Unit Value Units Value Units Value Units Value Units Value Units Value Units 1998 ---- Jan. 31 $11.5427 2,192 $11.6600 3,231 $11.6884 1,875 $16.5959 188,325 $11.1262 404 $22.5344 11,301 Feb. 28 11.9184 2,376 12.2604 3,249 12.4780 1,917 16.6950 188,821 11.1224 434 24.1580 11,773 Mar. 31 12.1898 2,558 12.6626 3,515 12.9952 1,948 16.8055 188,123 11.1587 433 25.3899 12,141 Apr. 30 12.2912 2,882 12.7882 3,681 13.1433 2,038 16.9125 188,809 11.2214 442 25.6443 12,374 May 31 12.2154 2,947 12.5640 3,744 12.7326 2,087 17.0236 188,382 11.3372 458 25.1977 12,347 June 30 12.3921 3,094 12.7410 3,764 12.8810 2,091 17.1318 187,779 11.4290 486 26.2141 12,313 July 31 12.3684 3,212 12.6817 3,980 12.7892 2,161 17.2428 190,216 11.4543 508 25.9325 12,908 Aug. 31 11.6127 3,093 11.2649 3,912 10.7562 2,115 17.3545 187,845 11.6628 591 22.1842 12,677 Sep. 30 11.9472 2,865 11.6375 3,875 11.2048 2,046 17.4629 185,129 11.8998 676 23.6039 12,517 Oct. 31 12.3746 2,765 12.3539 3,784 12.1216 1,935 17.5744 185,588 11.7943 793 25.5441 12,181 Nov. 30 12.7280 2,817 12.8859 3,829 12.7944 1,974 17.6826 183,906 11.8612 715 27.0835 12,529 Dec. 30 13.0288 2,842 13.3145 3,861 13.3101 1,947 17.7915 184,532 11.8784 708 28.7043 12,447 1997 ---- Jan. 31 $10.1164 206 $10.1466 314 $10.1675 170 $15.3301 202,635 $10.0688 50 $17.7631 9,812 Feb. 28 10.1751 1,014 10.2181 1,687 10.2496 749 15.4217 196,329 10.0987 118 17.9037 10,017 Mar. 31 10.0039 1,276 9.9739 2,108 9.9248 1,035 15.5266 193,122 9.9923 160 17.1643 9,759 Apr. 30 10.2566 1,189 10.2723 2,150 10.2731 1,066 15.6298 193,491 10.1400 178 18.1923 9,771 May 31 10.5977 1,344 10.7968 2,271 10.9412 1,259 15.7320 193,302 10.2238 183 19.2991 10,113 June 30 10.8697 1,564 11.1962 2,576 11.4465 1,416 15.8389 191,741 10.3509 202 20.1577 10,547 July 31 11.2519 1,728 11.6575 2,896 11.9912 1,538 15.9476 188,336 10.6272 227 21.7550 10,975 Aug. 31 10.9824 1,959 11.1880 3,054 11.3518 1,691 16.0566 187,829 10.5422 228 20.5368 11,016 Sep. 30 11.3176 2,039 11.6785 3,032 11.9698 1,741 16.1590 186,434 10.6964 239 21.6607 10,929 Oct. 31 11.1283 1,970 11.2081 3,049 11.2359 1,842 16.2685 186,069 10.8373 273 20.9532 11,052 Nov. 30 11.2903 1,957 11.3685 3,097 11.3995 1,820 16.3751 185,037 10.8869 293 21.9185 11,030 Dec. 30 11.4080 2,008 11.5084 3,170 11.5637 1,829 16.4820 186,062 10.9591 320 22.2951 11,148 22 BOSTON SAFE FUNDS UNIT VALUES AND PARTICIPANT UNITS (Cont'd) (in thousands, except per unit value data)
Non-U.S. Russell 2000 Stock Small Stock Kodak PIMCO Total MAS High Fidelity Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund --------------- ---------------- ---------------- --------------- ---------------- ---------------- Unit Unit Unit Unit Unit Unit Value Units Value Units Value Units Value Units Value Units Value Units 1998 ---- Jan. 31 $10.6792 394 $12.0116 2,215 $21.4456 20,304 $11.2231 444 $11.6766 1,205 $16.8815 6,804 Feb. 28 11.3513 408 12.8933 2,133 21.6957 19,477 11.1931 497 11.7834 1,351 17.5364 6,800 Mar. 31 11.7247 434 13.4293 2,177 21.4650 19,041 11.2335 511 11.9740 1,232 18.0817 6,883 Apr. 30 11.8171 440 13.4955 2,297 23.7971 17,372 11.2739 501 12.0581 1,345 18.1846 6,911 May 31 11.5866 439 12.7683 2,233 23.6934 18,065 11.3999 554 11.9593 1,473 18.1569 6,792 June 30 11.5299 443 12.7209 2,199 24.2428 18,087 11.5194 596 11.9705 1,452 18.5392 6,775 July 31 11.6729 432 11.6796 2,033 27.7951 15,406 11.5490 700 12.0812 1,451 18.4937 6,809 Aug. 31 9.9852 423 9.4250 2,057 26.0525 15,159 11.7388 786 11.2199 1,385 16.6770 6,488 Sep. 30 9.8179 411 10.1661 2,084 25.7634 16,180 12.0864 844 11.2065 1,344 17.2993 6,297 Oct. 31 10.8658 422 10.5712 2,366 25.8509 16,776 12.0017 978 11.0859 1,310 18.1471 6,125 Nov. 30 11.4751 464 11.1201 2,444 24.4014 16,362 12.0540 949 11.8243 1,312 18.8516 6,078 Dec. 30 11.7944 412 11.5223 2,296 24.3802 16,023 12.1153 974 11.8005 1,278 19.4936 6,023 1997 ---- Jan. 31 $10.0953 89 $10.0951 280 $27.4925 21,468 $10.0865 23 $10.0750 247 $14.1612 8,150 Feb. 28 10.2555 240 9.8543 791 28.5076 21,548 10.1109 100 10.2990 677 14.3744 7,707 Mar. 31 10.2646 328 9.3808 909 24.3266 24,580 9.9827 112 10.0619 646 13.8919 7,393 Apr. 30 10.3495 362 9.3989 921 26.6776 24,481 10.1574 141 10.1950 685 14.4584 7,209 May 31 11.0000 388 10.4502 1,054 26.6139 23,462 10.2587 151 10.5008 789 15.0424 7,097 June 30 11.6002 419 11.0143 1,182 24.7234 23,080 10.3854 171 10.7081 805 15.6007 7,003 July 31 11.8064 411 11.5247 1,407 21.7067 23,453 10.6717 232 11.0729 765 16.4391 7,036 Aug. 31 10.8552 419 11.7851 1,534 21.3391 22,780 10.5763 226 11.0720 840 15.7191 6,960 Sep. 30 11.4509 415 12.6306 2,032 21.2207 22,252 10.7546 236 11.3506 834 16.3507 6,887 Oct. 31 10.4116 421 12.0734 2,240 19.6474 21,868 10.8741 308 11.2454 873 16.0146 6,837 Nov. 30 10.2502 408 11.9900 2,252 20.0295 21,789 10.9265 274 11.3243 953 16.3985 6,818 Dec. 30 10.3649 408 12.1214 2,257 19.8105 21,565 11.0199 349 11.4381 1,062 16.7102 6,814 23 BOSTON SAFE FUNDS UNIT VALUES AND PARTICIPANT UNITS (Cont'd) (in thousands, except per unit value data)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price Equity and Investors Vista PBHG Small-Cap Income Fund Income Fund Fund Fund Growth Fund Value Fund ---------------- ---------------- --------------- --------------- --------------- --------------- Unit Unit Unit Unit Unit Unit Value Units Value Units Value Units Value Units Value Units Value Units 1998 ---- Jan. 31 $12.5998 2,996 $12.9743 2,901 $13.1517 922 $11.4449 934 $ 9.4864 1,881 $12.4048 3,264 Feb. 28 13.2072 3,292 13.7781 3,434 14.2274 1,166 12.7275 983 10.3677 1,819 13.0957 3,401 Mar. 31 13.8050 3,542 14.3938 3,917 15.1639 1,434 13.3136 1,069 10.8271 1,671 13.5918 3,576 Apr. 30 13.7351 3,547 14.4161 4,005 15.2321 1,737 13.4418 1,144 10.8684 1,637 13.7312 3,689 May 31 13.5129 3,559 14.2469 4,123 14.8835 1,866 13.0129 1,176 9.8704 1,585 13.2383 3,583 June 30 13.4775 3,453 14.8211 4,225 15.9817 1,976 13.8077 1,166 10.4179 1,597 12.9671 3,513 July 31 13.0959 3,226 14.7255 4,490 15.8183 2,584 13.4185 1,322 9.4585 1,535 11.9556 3,269 Aug. 31 11.8302 3,020 12.7207 4,409 13.1787 2,699 10.7019 1,279 7.1305 1,472 10.2150 3,047 Sep. 30 12.4647 2,939 13.5916 4,414 14.0684 2,686 11.3976 1,258 7.6814 1,420 10.3492 2,981 Oct. 31 13.2241 2,868 14.5969 4,384 14.8308 2,480 11.6751 1,200 7.8533 1,483 10.4406 3,005 Nov. 30 13.7544 2,860 15.4473 4,741 15.8245 2,600 12.4400 1,234 8.5615 1,466 10.7747 3,042 Dec. 30 13.8137 2,765 16.3664 4,798 17.5476 2,683 13.7632 1,215 9.4882 1,444 10.8683 2,943 1997 ---- Jan. 31 $10.1311 476 $10.2461 419 $10.3262 68 $10.1743 250 $10.0805 699 $10.1061 502 Feb. 28 10.3705 1,450 10.3603 1,015 10.2410 223 9.7234 682 9.0006 1,620 10.0899 1,394 Mar. 31 10.1440 1,779 9.9356 1,243 9.7347 228 8.9970 716 8.0857 1,727 9.8054 1,642 Apr. 30 10.3980 2,008 10.4637 1,314 10.4387 215 9.4367 760 8.1194 1,832 9.7690 1,731 May 31 10.8890 2,407 11.0269 1,497 10.9637 257 10.3628 787 9.1204 2,081 10.4154 2,045 June 30 11.2995 2,586 11.5963 1,678 11.5308 274 10.6005 795 9.5073 2,019 11.0063 2,156 July 31 11.9511 2,586 12.3835 1,984 12.6029 495 11.4898 842 10.1628 2,046 11.4960 2,388 Aug. 31 11.6397 2,674 11.7102 2,148 11.8971 582 11.1584 894 9.9470 2,048 11.8490 2,529 Sep. 30 12.1878 2,631 12.3379 2,177 12.6114 568 11.8457 928 10.6600 2,074 12.6471 3,212 Oct. 31 11.8745 2,662 12.0079 2,328 12.3158 627 11.2116 936 10.0643 2,053 12.4589 3,214 Nov. 30 12.3215 2,714 12.4801 2,431 12.8716 682 11.4767 940 9.7450 2,012 12.4326 3,232 Dec. 30 12.6739 2,805 12.7541 2,497 12.9791 745 11.6946 934 9.5485 1,990 12.5464 3,252 24 BOSTON SAFE FUNDS UNIT VALUES AND PARTICIPANT UNITS (Cont'd) (in thousands, except per unit value data)
Putnam OTC MAS RogersCasey MFS Putnam Skyline Special & Emerging Value Smaller Institutional Voyager Equity Fund Growth Fund Fund Stock Fund Research Fund Fund --------------- --------------- --------------- ---------------- --------------- --------------- Unit Unit Unit Unit Unit Unit Value Units Value Units Value Units Value Units Value Units Value Units 1998 ---- Jan. 31 $13.3952 3,545 $10.8234 1,153 $11.8852 2,520 $33.0111 15,992 $12.1158 533 $12.2461 1,021 Feb. 28 14.3092 3,375 11.8736 1,186 12.7703 2,699 35.5478 15,588 13.0497 549 13.2823 1,097 Mar. 31 14.9986 3,272 12.5735 1,188 13.2698 2,807 37.3892 15,465 13.7259 573 14.0626 1,214 Apr. 30 15.0285 3,159 12.6129 1,344 13.2617 2,886 37.9402 15,274 13.8393 611 14.0228 1,301 May 31 14.6103 3,099 11.6080 1,313 13.0637 2,868 36.4834 15,033 13.5901 637 13.5323 1,352 June 30 14.1798 2,970 12.6715 1,366 12.7709 2,784 36.9806 14,841 14.0754 646 14.3230 1,383 July 31 13.3510 2,723 11.6869 1,374 12.2301 2,555 34.7517 14,548 13.7404 708 13.7488 1,517 Aug. 31 11.0480 2,489 8.6817 1,268 10.3601 2,374 28.3699 13,330 11.3936 676 11.2245 1,474 Sep. 30 11.2711 2,379 9.2939 1,242 10.3319 2,340 29.3997 12,848 12.0123 676 12.0023 1,458 Oct. 31 11.5127 2,238 9.5154 1,300 11.2940 2,254 31.0987 12,451 12.7359 647 12.7736 1,414 Nov. 30 12.1711 2,192 10.2962 1,304 11.8689 2,214 33.1342 12,241 13.6976 684 13.6155 1,456 Dec. 30 12.2320 2,101 11.6785 1,454 11.6760 2,107 34.3519 11,913 14.5933 694 14.9625 1,490 1997 ---- Jan. 31 $10.1371 167 $10.1484 295 $10.1024 274 $26.7778 21,656 $10.1843 74 $10.1874 179 Feb. 28 10.2071 425 9.1083 791 10.2699 834 26.6148 20,039 10.1100 307 9.8598 508 Mar. 31 10.2060 513 8.2708 885 9.9853 1,028 25.5107 19,165 9.5395 366 9.2538 628 Apr. 30 10.2981 594 8.2159 945 10.3719 1,218 25.6629 18,454 9.9701 398 9.6460 669 May 31 11.4052 833 9.5438 1,102 11.0189 1,610 28.0482 17,860 10.6850 449 10.4613 747 June 30 12.1721 1,082 10.1095 1,125 11.4418 1,849 29.5846 17,557 11.1063 466 10.8534 783 July 31 12.6100 1,528 10.7965 1,281 12.1157 2,098 31.4386 17,241 11.9681 501 11.7835 836 Aug. 31 13.1245 1,936 10.7214 1,293 12.0053 2,236 31.8729 17,073 11.4715 516 11.4077 868 Sep. 30 14.0777 2,814 11.6105 1,307 12.3812 2,404 34.1730 17,000 12.0670 508 12.1443 905 Oct. 31 13.4895 3,037 10.7667 1,314 11.7871 2,535 32.9324 16,823 11.4328 507 11.7442 940 Nov. 30 13.3449 3,080 10.6635 1,294 11.9998 2,565 32.9571 16,679 11.7989 534 11.9911 945 Dec. 30 13.3528 3,179 10.7030 1,242 12.0554 2,628 32.9868 16,486 11.8306 541 12.1634 966 25 BOSTON SAFE FUNDS UNIT VALUES AND PARTICIPANT UNITS (Cont'd) (in thousands, except per unit value data)
Morgan Stanley Cohen T. Rowe Price T. Rowe Price Dean Witter & Steers First Eagle Blue Chip T. Rowe Price Science & Institutional Realty Fund Fund of America Growth Fund New Era Fund Technology Fund Int'l. Equity Fund --------------- --------------- --------------- ---------------- --------------- ------------------ Unit Unit Unit Unit Unit Unit Value Units Value Units Value Units Value Units Value Units Value Units 1998 ---- Jan. 31 $11.9008 1,459 $12.8025 579 $12.6321 2,268 $10.6331 211 $10.0026 2,244 $12.0664 2,959 Feb. 28 11.7430 1,383 13.7823 795 13.5853 2,446 11.1257 196 11.2543 2,425 12.7565 3,213 Mar. 31 11.9332 1,365 14.5051 899 14.2082 2,617 11.8169 241 11.4318 2,142 13.5414 3,469 Apr. 30 11.5471 1,205 14.7803 1,087 14.3567 2,688 12.1747 240 11.9479 2,218 13.7096 3,714 May 31 11.3535 1,123 14.5751 1,166 13.9997 2,745 11.5196 235 10.9458 2,291 13.8439 3,819 June 30 11.3672 1,058 15.2253 1,231 14.6379 2,785 11.2570 226 11.5419 2,306 13.7344 3,884 July 31 10.5657 1,004 14.9082 1,522 14.4768 2,958 10.1928 232 10.9767 2,299 13.7264 3,943 Aug. 31 9.5157 936 12.3149 1,532 12.1453 2,923 8.4665 211 8.4973 2,366 12.1204 3,810 Sep. 30 10.0138 939 13.1690 1,514 12.8711 2,860 9.8578 223 9.5483 2,337 11.9569 3,725 Oct. 31 9.8586 881 14.1612 1,479 13.9731 2,732 10.2408 195 10.6984 2,395 13.1138 3,687 Nov. 30 10.1292 858 14.5279 1,587 14.8378 2,820 9.9874 183 12.0129 2,474 13.4783 2,622 Dec. 30 9.7971 817 15.1368 1,513 15.9326 2,839 9.7091 200 13.8581 2,749 13.6658 3,611 1997 ---- Jan. 31 $10.1087 423 $10.2418 94 $10.2154 480 $ 9.9771 70 $10.2432 674 $10.1445 523 Feb. 28 10.1144 907 10.3484 306 10.2401 1,461 10.0293 162 9.1111 1,493 10.4748 1,409 Mar. 31 10.2440 1,125 9.7183 334 9.7976 1,669 9.8348 212 8.4032 1,662 10.6545 1,765 Apr. 30 9.8416 1,120 9.9915 322 10.2328 1,780 9.7958 195 8.6160 1,892 10.7019 2,031 May 31 10.1274 1,180 10.6944 343 10.8320 1,894 10.6022 227 9.8970 2,142 11.2671 2,463 June 30 10.6757 1,235 11.0964 351 11.2928 2,022 10.8665 234 10.0144 2,051 11.8083 2,610 July 31 10.9262 1,269 11.9471 406 12.0871 2,216 11.5365 251 11.2328 2,351 12.0662 2,772 Aug. 31 10.8166 1,234 11.7728 425 11.5474 2,223 11.4635 252 11.0776 2,470 11.4989 2,826 Sep. 30 11.8293 1,330 12.3033 442 12.1107 2,133 12.0954 252 11.3199 2,412 12.2208 2,877 Oct. 31 11.4170 1,352 11.8921 461 11.8122 2,175 11.3668 245 10.3791 2,400 11.6837 2,930 Nov. 30 11.7199 1,344 12.2846 474 12.1856 2,178 10.8999 249 10.3848 2,439 11.5265 2,934 Dec. 30 12.0950 1,406 12.6456 473 12.4269 2,219 10.8746 236 9.8687 2,384 11.6473 2,922 26 BOSTON SAFE FUNDS UNIT VALUES AND PARTICIPANT UNITS (Cont'd) (in thousands, except per unit value data)
Russell Acorn State Street Templeton International International Emerging Mkts. Developing Newport Scudder Latin Stock Fund Fund Index Fund Markets Fund Tiger Fund America Fund ---------------- --------------- --------------- ---------------- --------------- --------------- Unit Unit Unit Unit Unit Unit Value Units Value Units Value Units Value Units Value Units Value Units 1998 ---- Jan. 31 $12.1695 3,300 $ 9.9904 565 $ 8.1282 129 $ 7.6501 775 $ 5.5304 1,297 $11.1563 1,028 Feb. 28 13.0024 3,173 10.7931 585 8.6774 118 8.4468 805 6.7181 1,096 11.7157 947 Mar. 31 13.5648 3,151 11.6385 674 8.9702 128 8.8372 811 6.6516 1,293 12.5918 908 Apr. 30 13.7534 3,078 11.8785 737 9.0305 118 8.8692 774 6.0423 1,541 12.3059 772 May 31 13.6513 3,043 12.0810 731 7.7286 114 7.6660 723 5.1326 1,041 10.7345 729 June 30 13.5334 2,990 11.8684 726 7.0025 106 6.9139 717 4.5753 1,224 10.3664 704 July 31 13.6628 2,939 11.9438 729 7.2499 101 6.9590 705 4.2437 1,172 10.8567 690 Aug. 31 11.6273 2,721 10.4199 715 5.1207 95 5.2466 675 3.5826 1,164 7.3350 584 Sep. 30 11.2898 2,670 9.9605 708 5.5153 104 5.4944 649 4.2129 1,084 8.0688 614 Oct. 31 12.1816 2,590 10.2927 735 6.0885 114 6.3041 670 5.5334 1,628 8.7289 598 Nov. 30 12.8187 2,554 10.8758 687 6.5622 128 6.9960 696 5.7956 1,269 9.1179 583 Dec. 30 13.0717 2,509 11.3214 717 6.4419 116 6.7934 648 5.8074 1,469 8.5494 545 1997 ---- Jan. 31 $11.3655 6,619 $10.0802 179 $ 9.8619 17 $ 9.9758 149 $ 9.9327 189 $10.1876 98 Feb. 28 11.5468 5,320 10.2047 404 10.1713 71 10.2664 367 9.9174 416 10.8102 497 Mar. 31 11.5181 4,783 10.0531 487 9.9930 94 10.0535 434 9.3061 444 10.6083 655 Apr. 30 11.6668 4,538 9.9065 525 10.2111 113 10.1553 476 9.1453 474 11.1919 587 May 31 12.3063 4,237 10.3369 569 10.4916 135 10.6804 590 9.9577 531 11.7317 815 June 30 12.9253 4,117 10.6471 590 11.0976 151 11.1330 693 10.3792 578 12.5858 1,210 July 31 13.2268 4,009 10.7162 573 11.4394 145 11.6037 767 10.5396 554 13.4615 1,348 Aug. 31 12.2698 3,899 10.1476 565 10.2175 145 10.5869 829 8.7396 535 12.2870 1,340 Sep. 30 12.9736 3,830 10.5725 570 10.6063 158 11.1725 793 9.0739 571 13.5498 1,247 Oct. 31 11.9055 3,707 9.9989 576 8.7619 145 9.0616 809 6.8593 640 10.9537 1,199 Nov. 30 11.7224 3,630 9.8917 543 8.4603 148 8.4624 799 6.6840 727 11.4761 1,225 Dec. 30 11.8097 3,523 9.8359 540 8.6783 140 8.3640 804 6.6018 796 12.1816 1,170 27 FIDELITY FUNDS UNIT VALUES AND PARTICIPANT UNITS (Cont'd) (in thousands, except per unit value data)
Kodak Eastman Fidelity Managed Fidelity Fidelity Stock Fund Stock Fund Income Portfolio Fidelity Fund Puritan Fund Magellan Fund --------------- --------------- ---------------- ---------------- ---------------- --------------- Unit Unit Unit Unit Unit Unit Value Units Value Units Value Units Value Units Value Units Value Units 1998 ---- Jan. 31 $14.84 1,141 $13.43 2,228 $1.00 314,230 $29.96 703 $19.55 1,090 $ 96.30 451 Feb. 28 14.92 1,086 14.74 1,830 1.00 320,209 32.03 725 20.31 1,084 103.60 432 Mar. 31 14.76 1,093 15.16 1,576 1.00 323,466 33.62 727 20.78 1,086 108.81 421 Apr. 30 16.38 968 15.44 1,435 1.00 326,340 33.87 738 20.90 1,086 110.07 420 May 31 16.20 1,001 15.04 1,427 1.00 326,575 33.66 724 20.87 1,083 105.15 440 June 30 16.58 980 14.00 1,559 1.00 326,389 35.22 720 21.14 1,101 109.63 436 July 31 19.02 864 12.79 1,876 1.00 322,668 35.37 738 21.09 1,089 108.81 433 Aug. 31 17.70 844 11.64 2,192 1.00 317,632 28.79 781 19.02 1,091 91.96 434 Sep. 30 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 Oct. 31 Nov. 30 Dec. 30 1997 ---- Jan. 31 $19.69 1,192 $12.36 3,651 $1.00 311,041 $25.74 610 $17.83 1,074 $ 84.19 451 Feb. 28 20.30 1,263 12.47 3,473 1.00 311,929 25.99 632 18.10 1,068 83.06 448 Mar. 31 17.24 1,351 12.17 3,342 1.00 313,889 24.63 632 17.34 1,073 80.20 446 Apr. 30 18.93 1,271 11.56 3,397 1.00 313,272 26.06 632 18.05 1,063 83.78 441 May 31 18.81 1,298 13.44 3,160 1.00 316,840 27.49 623 18.78 1,072 87.43 445 June 30 17.43 1,314 14.32 2,854 1.00 321,832 28.83 634 19.32 1,047 91.05 439 July 31 15.26 1,357 13.66 2,626 1.00 323,621 31.26 651 20.36 1,048 98.69 439 Aug. 31 14.89 1,364 13.50 2,546 1.00 322,606 28.74 673 19.47 1,059 94.30 437 Sep. 30 14.80 1,395 13.98 2,350 1.00 319,132 30.19 668 19.54 1,091 99.85 431 Oct. 31 13.66 1,402 13.45 2,210 1.00 317,866 29.35 665 19.14 1,102 96.45 443 Nov. 30 13.83 1,331 13.62 2,268 1.00 318,948 30.65 689 19.60 1,099 98.33 441 Dec. 30 13.68 1,312 13.39 2,346 1.00 316,248 29.75 726 19.35 1,133 94.94 463 28 FIDELITY FUNDS UNIT VALUES AND PARTICIPANT UNITS (Cont'd) (in thousands, except per unit value data)
Fidelity Fidelity International Fidelity U.S. Equity Contrafund Growth & Income Fund Index Portfolio ---------------- ---------------------- -------------------- Unit Unit Unit Value Units Value Units Value Units 1998 ---- Jan. 31 $46.50 618 $19.88 155 $35.37 255 Feb. 28 49.74 607 20.97 152 37.90 256 Mar. 31 52.28 600 22.09 153 39.69 290 Apr. 30 52.87 597 22.64 154 39.75 322 May 31 51.75 588 22.59 149 39.05 320 June 30 54.61 585 22.52 151 40.49 312 July 31 54.79 593 22.94 149 40.06 330 Aug. 31 46.68 593 18.76 161 34.27 327 Sep. 30 0.00 0 0.00 0 0.00 0 Oct. 31 Nov. 30 Dec. 30 1997 ---- Jan. 31 $43.79 598 $19.40 120 $28.63 155 Feb. 28 41.94 598 19.63 131 28.85 174 Mar. 31 40.85 597 19.63 135 27.54 161 Apr. 30 41.77 586 19.65 146 29.07 162 May 31 44.28 571 20.63 144 30.84 186 June 30 46.11 566 21.54 170 32.06 207 July 31 50.02 567 22.09 172 34.61 219 Aug. 31 48.38 578 20.76 166 32.67 241 Sep. 30 51.61 571 22.09 162 34.31 241 Oct. 31 50.04 598 20.88 164 33.17 265 Nov. 30 49.96 595 20.80 155 34.69 251 Dec. 30 46.32 643 19.72 184 35.00 266 29 NOTE 7: SIGNIFICANT INVESTMENTS The following table represents investments having a value equal to or greater than 5% of net assets at December 30, 1998:
NOTE 8: FEDERAL INCOME TAX STATUS In June 1998, the Plan received a favorable tax determination letter from the Internal Revenue Service in which the Internal Revenue Service stated that the Plan is in compliance with the applicable requirements of the Internal Revenue Code. The Plan has been amended since receiving such letter. The Plan Administrator and the Plan's tax counsel believe that the Plan is currently designed and being operated in compliance with the applicable requirements of the Internal Revenue Code. Therefore, no provision for income taxes has been included in the Plan's financial statements. NOTE 9: RELATED PARTY TRANSACTIONS Certain Plan investments were shares of mutual funds managed by Fidelity Investments. Fidelity Management Trust Company was the trustee for ECC participants until September 1998; therefore, these transactions constitute related party transactions. Fees paid by the Plan to Fidelity Investments for management services amounted to $41,000, $56,000 and $63,000 for the fiscal years ended December 30, 1998, 1997 and 1996, respectively.(in thousands) Principal Fair or Maturity Interest Amount or Contract Investment Date Rate Shares/Units Cost Value ---------- ---------- -------- ------------ ---- -------- Eastman Kodak Company common stock N/A N/A 5,242 $315,668 $ 375,444 Principal Mutual Life Ins. #4-20445-2 11/15/2007 7.7% $394,341 394,341 394,341 Kodak S&P 500 Fund N/A N/A 13,990 288,732 401,655 -------- ---------- TOTAL $998,741 $1,171,440 ======== ========== 30 NOTE 10: COMMITMENTS A portion of administrative expenses consist of fees for accounting, legal, trustee, and investment management services provided to the Plan by various parties. The contracts under which these services are provided are long-term in nature, but can be cancelled by either party with advance notice. Such contracts contain both fixed- and activity-based variable fee structures. * * * * * 31 Schedule I EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- BOSTON SAFE FUNDS 5 TO 8 YEAR TIME HORIZON FUND Kodak GIC Fund 563 $ 9,331 $ 10,008 Kodak Russell 2000 Fund 163 1,845 1,877 Kodak EAFE Equity Index 235 2,659 2,997 Kodak Lehman Aggregate Fund 839 9,236 9,976 Kodak S&P 500 Fund 387 8,779 11,128 Kodak Stock Fund 15 353 345 Kodak Emerging Mkts. Index 110 829 712 -------- -------- Total $ 33,032 $ 37,043 ======== ======== Percent of Net Assets 0.7% 8 TO 20 YEAR TIME HORIZON FUND Kodak GIC Fund 352 $ 5,774 $ 6,261 Kodak Russell 2000 Fund 448 4,977 5,168 Kodak EAFE Equity Index 808 8,987 10,315 Kodak Lehman Aggregate Fund 525 5,704 6,243 Kodak S&P 500 Fund 699 14,961 20,081 Kodak Stock Fund 41 994 951 Kodak Emerging Mkts. Index 380 3,008 2,448 -------- -------- Total $ 44,405 $ 51,467 ======== ======== Percent of Net Assets 1.0% 20 OR MORE YEAR TIME HORIZON FUND Kodak Russell 2000 Fund 337 $ 3,785 $ 3,889 Kodak EAFE Equity Index 507 5,687 6,476 Kodak S&P 500 Fund 434 9,390 12,466 Kodak Stock Fund 31 743 716 Kodak Emerging Mkts. Index 381 3,073 2,455 -------- -------- Total $ 22,678 $ 26,002 ======== ======== Percent of Net Assets 0.5% 32 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Maturity Interest Contract Description Dates Rates Value ----------- -------- -------- -------- FIXED INCOME FUND Group Annuity Contracts Aetna Life Insurance Co. 01/03/01-04/01/03 6.72%- 9.25% $ 562,591 Bankers Trust 12/31/02 7.58% 116,989 CDC Capital 03/31/04 6.21% 138,891 Continental Assurance Co. 03/01/01 8.86% 65,845 John Hancock Mutual Life Insurance Co. 03/01/99-03/31/04 6.21%-10.10% 610,999 Lehman Collateralized GIC 06/15/99 8.53% 82,630 Metropolitan Life Insurance Co. 01/12/02 5.08% 67,076 New York Life Insurance Co. 12/31/04-10/01/07 8.15%- 8.39% 155,158 Principal Mutual Life Insurance Co. 11/23/03-11/01/08 6.31%- 7.70% 919,426 Provident National Assurance Co. 12/01/00 8.40% 93,753 The Prudential Life Insurance Co. of America 12/31/03-10/02/06 7.75%- 7.97% 463,271 ---------- Total $3,276,629 ========== Percent of Net Assets 61.2% Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- Common/Collective Trusts TBC Inc. Daily Liquidity Fund $2,265 $ 2,265 $ 2,265 ======== ======== Percent of Net Assets 0.0% LEHMAN BROTHERS AGGREGATE BOND INDEX FUND Kodak Lehman Aggregate Fund 710 $ 8,086 $ 8,431 ======== ======== Percent of Net Assets 0.2% 33 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- S&P 500 LARGE STOCK INDEX FUND Kodak S&P 500 Fund 12,470 $255,602 $357,980 ======== ======== Percent of Net Assets 6.7% NON-U.S. STOCK INDEX FUND Kodak EAFE Equity Index 340 $ 3,903 $ 4,334 Kodak Emerging Mkts. Index 91 642 587 -------- -------- Total $ 4,545 $ 4,921 ======== ======== Percent of Net Assets 0.1% RUSSELL 2000 SMALL STOCK INDEX FUND Kodak Russell 2000 Fund 2,305 $ 25,936 $ 26,557 ======== ======== Percent of Net Assets 0.5% KODAK STOCK FUND Eastman Kodak Company Common Stock 5,155 $313,578 $373,432 ======== ======== Percent of Net Assets 7.0% Common/Collective Trust TBC Inc. Daily Liquidity Fund $15,194 $ 15,194 $ 15,194 ======== ======== Percent of Net Assets 0.3% PIMCO TOTAL RETURN FUND PIMCO Funds Pac. Investment Mgmt. Ser. 1,135 $ 12,246 $ 11,961 ======== ======== Percent of Net Assets 0.2% 34 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- MAS HIGH YIELD FUND MAS Funds High Yield Securities Portfolio 1,704 $ 16,293 $ 15,101 ======== ======== Percent of Net Assets 0.3% FIDELITY PURITAN FUND Fidelity Puritan Tr Puritan Fund 5,852 $101,261 $117,455 ======== ======== Percent of Net Assets 2.2% T. ROWE PRICE EQUITY INCOME FUND T. Rowe Price Equity Income Fund 1,458 $ 36,618 $ 38,289 ======== ======== Percent of Net Assets 0.7% FIDELITY GROWTH AND INCOME FUND Fidelity Securities Fund Growth & Income Portfolio 1,714 $ 66,700 $ 78,523 ======== ======== Percent of Net Assets 1.5% PUTNAM INVESTORS FUND Putnam Investors Fund Inc. Com. 3,182 $ 40,973 $ 46,967 ======== ======== Percent of Net Assets 0.9% PUTNAM VISTA FUND Putnam Vista Fund Inc. Com. 1,320 $ 16,079 $ 16,830 ======== ======== Percent of Net Assets 0.3% 35 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- PBHG GROWTH FUND PBHG Funds Inc. Growth Fund 551 $ 13,330 $ 13,642 ======== ======== Percent of Net Assets 0.3% T. ROWE PRICE SMALL-CAP VALUE FUND T. Rowe Price Small Cap. Value Fund Inc. Cap. Stk. 1,721 $ 37,555 $ 32,075 ======== ======== Percent of Net Assets 0.6% SKYLINE SPECIAL EQUITY FUND Skyline Fund Special Equities Portfolio 1,331 $ 29,890 $ 25,758 ======== ======== Percent of Net Assets 0.5% PUTNAM OTC & EMERGING GROWTH FUND Putnam OTC & Emerging Growth Fund 1,009 $ 15,722 $ 16,884 ======== ======== Percent of Net Assets 0.3% MAS VALUE FUND MAS Funds Value Portfolio 1,717 $ 30,129 $ 24,661 ======== ======== Percent of Net Assets 0.5% 36 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND Preferred Stock Price Enterprises Inc. Cum. Pfd. Ser. A 2 $ 28 $ 28 ======== ======== Percent of Net Assets 0.0% Common Stocks Abacus Direct Corp. Com. 3 $ 148 $ 114 Abercrombie & Fitch Co. CL A 21 1,121 1,488 Abrams Inds. Inc. 5 35 25 ABT Bldg. Prods. Corp 2 34 22 Acnielsen Corp. 50 1,154 1,365 Action Performance Cos. Inc. 1 16 28 ACX Technologies Inc. Com. 34 563 430 Acxiom Corp. Com. 121 2,204 3,410 ADC Telecommunications Inc. 46 1,118 1,519 Advanced Energy Inds. Inc. 1 26 30 Advanced Marketing Svcs. Inc. 3 33 60 Advo Inc. 6 95 155 Aeroquip-Vickers Inc. Com. 2 140 68 Affiliated Managers Group Inc. Com. 20 509 595 Agribrands Intl. Inc. Com. 2 29 69 Alaska Air Group Inc. 1 49 52 Alberto Culver Co. CL A 22 525 555 Alexander & Baldwin Inc. 64 1,669 1,312 Allen Telecom Inc. Com. 63 608 421 Allergan Inc. Com. 17 785 1,040 Allied Resh Corp. 2 21 14 Allied Waste Inds. Inc. New Com. 36 701 783 Allou Health & Beauty Cate Inc. CL A 3 12 34 Alltrista Corp. Com. 13 299 310 Amazon Com. Inc. Com. 3 319 803 Ambanc Hldg. Inc. 1 16 15 American Annuity Group Inc. 1 27 28 37 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) American Biltrite Inc. 2 36 31 American Eagle Outfitters Inc. 8 372 495 American Eco Corp. 1 2 2 American Natl. Ins. Co. 8 604 672 American Pac. Corp. 17 122 129 American Retirement Corp. Com. 21 322 299 American Res. Offshore Inc. Com. 2 2 0 American Tower Corp. 21 522 604 American Woodmark Corp. 8 101 255 Americredit Corp. Com. 74 832 943 Amerisource Health Corp. CL A Com. 9 469 551 Ameron International Corp. 3 140 109 Ampco Pittsburgh Corp. 11 152 115 Amplicon Inc. 2 25 25 Amtran Inc. 3 56 70 Anadigics Inc. 38 491 428 Analysis & Technology Inc. 3 27 56 Andersen Group Inc. 5 36 14 Annuity and Life RE Hldgs. 19 334 496 Applied Micro Circuits Corp. CD Com. 6 234 206 Applied Pwr. Inc. CL A Com. 40 894 1,387 Applied Signal Technology Inc. Com. 5 56 48 Arch Coal Inc. Com. 7 127 111 Arden Group Inc. CL A 2 23 66 Ardent Software Inc. Com. 9 76 195 Ark Restaurants Corp. 1 9 8 Arkansas Best Corp. Del. 37 256 212 Arm Finl. Group Inc. CL A 5 118 112 Arrow Electrs. Inc. Com 17 219 406 Arterial Vascular Engr. Inc. 7 267 382 Artesyn Technologies Inc. Com. 111 2,083 1,568 Arvin Inds. Inc. Com. 3 108 117 Ascent Entertainment Group 30 312 228 38 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Assisted Living Concepts Inc. Com. 25 392 291 Astec Inds. Inc. 6 77 347 Atlantic Tele-Network Inc. Com. New 3 33 30 Audiovox Corp. CL A 2 12 13 Authentic Fitness Corp. 15 212 266 Avant Corp. Com. 8 119 113 Avondale Inds. Inc. Com. 14 360 393 B & H Ocean Carriers LTD 3 10 7 BA Merchant Svcs. Inc. CL A 45 817 911 BFX Hospitality Group Inc. Com. 1 3 1 BISYS Group Inc. Com. 27 1,032 1,358 BJS Whsl. Club Inc. Com. 26 944 1,174 Back Bay Restaurant Group Inc. 5 16 46 Badger Meter Inc. 2 35 64 Baker Michael Corp. 14 84 124 Baker J. Inc. Com. 46 302 254 Baldwin Technology Inc. CL A 54 230 312 Ball Corp. Com. 34 935 1,489 Ballard Med Prods. Com. 1 22 27 Baltek Corp. 1 6 9 Bancfirst Corp. 1 26 36 Banctec Inc. Com. 26 542 318 Bank UTD Corp. Com. 16 531 612 Banknorth Group Inc. Del. Com. 12 253 421 Barnes Group Inc. Com. 5 96 138 Barnwell Inds. Inc. 1 9 6 Bausch & Lomb Inc. Com. 33 1,364 1,911 Beazer Homes USA Inc. 5 125 127 Bed Bath & Beyond Inc. Com. 46 744 1,562 Bel Fuse Inc. CL A 1 30 46 Bel Fuse Inc. CL B 1 28 40 Bell Inds. Inc. 28 450 313 Bell Microproducts Inc. Com. 5 45 41 39 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Ben & Jerrys Homemade Inc. CL A 13 176 300 Berkley W. R. Corp. Com. 9 357 294 Berlitz Intl. Inc. New 5 94 138 Best Buy Inc. Com 9 292 537 Billing Concepts Corporation 32 511 362 Bio Rad Labs Inc. CL A 10 248 202 Biogen Inc. Com. 14 564 1,163 Black Box Corp. Del. Com. 17 582 646 Black Hills Corp. 17 393 436 Block Drug Inc. CL A 12 508 500 Bluegreen Corp. 9 76 62 Blyth Inds. Inc. 55 1,460 1,652 BNCCORP Inc. 2 17 19 Bob Evans Farms Inc. 29 476 765 Boca Resh Inc. Com. 15 86 43 Boole Babbage Inc. 10 229 301 Borg Warner Automotive Inc. Com. 5 222 250 Boston Beer Inc. CL A 25 210 208 Boundless Corp. Com. New 3 19 13 Bowne & Co. Inc. Com. 34 388 563 Brauns Fashions Corp. 2 19 21 Briggs & Stratton Corp. 6 265 314 Bright Horizons Family Solutions Inc. Com. 1 9 10 Brinker Intl. Inc. Com. 7 150 199 British Stl. PLC ADR Fnl. Instal. Com. 30 463 442 Broadvision Inc. 1 37 35 Buffets Inc. 10 105 110 Burlington Coat Factory Whse. Corp. Com. 40 579 633 Burlington Inds. Inc. New Com. 102 1,146 1,062 Burr Brown Corp. Com. 12 224 262 Bush Inds. Inc. Com. 42 717 520 40 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) CB Bancshares Inc. 4 127 130 CBL & Assoc. PPTYS Inc. Com. 1 25 25 C COR Electrs. Inc. 19 203 261 CDI Corp. Com. 9 276 154 CDW Computer Ctrs. Inc. Com. 20 1,113 1,888 CFI Proservices Inc. Com 4 64 42 CHS Electronics Inc. Com. New 37 618 611 CMAC Invt. Corp. Com. 14 605 628 CMC Inds. Inc. 4 38 17 CMI Corp. Okla. CL A 30 145 235 CPI Corp. 5 107 119 CSK Auto Corp. Com. 38 929 917 CSG Sys. Intl. Inc. 18 800 1,350 CTS Corp. 4 63 182 CUNO Inc. Com. 12 191 191 California Micro Devices Corp. 29 183 62 California Microwave Inc. Com. 24 313 200 Calmat Co. Com. 1 13 22 Cambrex Corp. Com. 2 56 53 Cameron Ashley Bldg. Prods., Inc. 7 109 85 Canadian Pac. LTD New Com. 200 4,816 3,700 Canandaigua Brands Inc. CL A Com. 18 671 1,018 Capital RE Corp. Com. 15 252 286 Carbide Graphite Corpgroup 12 247 183 Castle & Cooke Inc. 9 132 134 Catalina Mktg. Corp. Com. 26 1,187 1,670 Catellus Dev. Corp. Com. 7 55 98 Catherines Stores Corp. Com. 52 337 516 Centex Constr. Prods. Inc. 9 354 343 Central Hudson Gas & Elec. Corp. Com. 2 69 76 Century Alum. Co. Com. 21 322 191 41 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Cerner Corp. 14 342 375 Champion Enterprises Inc. Com. 60 1,318 1,564 Championship Auto Racing Team Inc. Com. 4 112 126 Chart House Enterprises Inc. Com. 25 142 148 Checkpoint Software Tech. 4 154 152 Cheesecake Factory (The) 21 411 599 Chemed Corp. 3 112 100 Chemfirst Inc. Com. 1 11 10 Chiquita Brands Intl. Inc. 2 23 20 Chock Full O Nuts Corp. 63 386 400 Choicepoint Inc. Com. 4 201 223 Chris Craft Inds. Inc. Com. 14 561 670 Cintas Corp. 22 612 1,467 Citrix Sys. Inc. Com. 6 419 522 Civic Bancorp 1 1 1 Clarcor Inc. 8 141 157 Cleveland Cliffs Inc. Com. 9 418 362 Cobra Electrs. Corp. 6 39 24 Cognitronics Corp. 5 21 46 Comair Hldgs. Inc. Com. 25 764 805 Comfort Systems USA Inc. 40 745 715 Commerce Bancshares Inc. 13 341 531 Commercial Assets Inc. 16 106 95 Commercial BK NY 2 27 29 Commercial Fed. Corp. Com. 22 475 500 Commercial Intertech Corp. Com. 8 84 97 Commercial Metals Co. 5 130 142 Commercial Net Lease Rlty Inc. Com. 1 12 9 Commscope Inc. Com. 84 995 1,375 Community Finl. Group Inc. 1 22 16 Complete Business Solutions Inc. Com. 13 287 430 42 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Comverse Technology Inc. Com. 3 214 216 Concord EFS Inc. Com. 71 1,182 2,811 Concord Fabrics Inc. CL A 3 25 18 Cone MLS Corp N C 145 1,176 696 Congoleum Corp. CL A 30 315 250 Conmed Corp. Com. 9 222 284 Consolidated Freightways Corp. Com. 16 263 251 Continental Matls. Corp. Com. 3 63 116 Cooker Restaurant Corp. New Com. 3 32 18 Cooper Cos. Inc. Com. New 8 201 158 Cooper Life Sciences Inc. New 1 39 31 Coors Adolph Co. CL B 29 1,045 1,555 Core Laboratories N V 26 692 444 Correctional PPTYS TR Com. 22 396 404 Corus Bankshares Inc. 1 11 10 Cost Plus Inc. Calif. 8 269 257 Cotelligent Inc. Com. 12 312 243 Covance Inc. Com. 78 1,647 2,030 Covenant Trans. Inc. CL A 15 216 272 Cree Resh Inc. 8 252 367 Crestline Cap. Corp. 32 496 499 Cubic Corp. Com. 1 27 15 Cumulus Media Inc. CL A 5 68 73 D I Y Home Warehouse Inc. 3 12 1 DST Sys. Inc. Del. 9 358 509 Dallas Semiconductor Corp. 33 1,120 1,307 Danaher Corp. Com. 47 1,045 2,434 Darden Restaurants Inc. 95 1,507 1,676 Data Gen. Corp. Com. 25 377 420 Dataram Corp. Com. 4 17 41 Datascope Corp. 6 162 130 Dave & Busters Inc. 15 354 343 Dawson Geophysical Co. Com. 4 65 29 Day Runner Inc. 44 910 610 Dean Foods Co. Com. 20 1,099 820 43 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Decorator Inds. Inc. Com. 8 52 59 Defiance Inc. 2 12 10 Del Labs Inc. Com. 2 27 43 Delta Woodside Inds. Inc. New 84 505 504 Devry Inc. Del. Com. 37 632 1,113 Dewolfe Cos. Inc. 7 39 50 Dexter Corp. Com. 17 498 497 Digital Microwave Corp. 38 376 236 Dixie Group Inc. CL A 28 207 223 Dollar Thrifty Automotive Group Inc. Com. 15 164 183 Downey Finl. Corp. Com. 15 413 378 Drug Emporium Inc. 8 40 40 Duane Reade Inc. Com. 10 364 369 Dura Automotive Sys. Inc. Com. 7 229 236 Dynamics Resh. Corp. Com. 6 45 31 EG & G Inc. 7 143 203 ESCO Electrs. Corp. Com. TR Rcpt. 5 82 45 Eagle Geophysical Inc. Com. 4 12 12 Earthgrains Co. 26 563 801 Earthlink Network Inc. Com. 5 253 274 Eastern Enterprises 15 594 632 Eaton Vance Corp. Non Vtg. Com. 18 283 351 Echostar Communications Corp. New CL A 27 730 1,266 Education Mgmt. Corp. 4 79 94 Elan PLC ADR 29 1,177 1,994 Elcor Corp. Com. 35 565 1,137 Electroglas Inc. 50 738 574 Electro Rent Corp. 9 115 136 Electronic Arts 31 1,070 1,621 Electronics Boutique Hldgs. Corp. Com. 22 280 433 Emcon 6 24 19 EMPI Inc. 1 21 30 Energy East Corp. Co. 35 1,144 1,959 44 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Enesco Group Inc. Com. 13 302 291 Enterprise Software Inc. Com. 12 108 64 Escalade Inc. 2 17 36 Ethyl Corp. Com. 10 54 55 Evans & Sutherland Computer 19 332 320 Everen Capital Corp. Com. 1 20 16 Everest Reins Hldgs. Inc. Com. 13 469 484 Exabyte Corp. Com. 48 466 272 Excel Legacy Corp. Com. 23 45 80 Exponent Inc. Com. 1 8 6 Express Scripts Inc. CL A Com. 5 221 298 Ezcorp Inc. CL A Non Vtg. 3 29 24 F & M Natl. Corp. 2 66 71 FMC Corp. New Com. 5 251 261 F Y I Inc. 15 328 474 Fahnestock Viner Hldgs. Inc. CL A 10 175 178 Family Golf Centers Inc. 12 261 240 Fansteel Inc. Del. 28 193 156 Farmer Bros. Co. 1 59 60 Farr Co. 7 80 72 FDX Corp. Com. 75 2,864 6,689 Federal Mogul Corp. Com. 10 227 574 Federal Screw Wks. Com. 2 65 112 Federal Signal Corp. 3 65 65 Federated Invs. Inc. PA CL B 9 163 172 Ferro Corp. Com. 21 587 530 Fibermark Inc. Com. 6 123 79 Fidelity Natl. Finl. Corp. 13 347 388 First Amern. Finl. Corp. Calif. 32 429 1,057 First Citizens Bancshares Inc. N C CL A 5 347 403 First Comm Bancshares Inc. 1 10 10 First Merchants Corp. Com. 1 18 22 Fiserv Inc. Com. 45 1,377 2,283 45 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Flagstar Bancorp Inc. Com. 1 3 3 Fleetwood Enterprises Inc. Com. 1 46 42 Flextronics International LTD 7 291 586 Florida Rock Inds. Inc. 19 301 576 Flowserve Corp. Com. 69 1,732 1,121 Foremost Corp. Amer. 2 44 36 Forest City Enterprises Inc. CL A 10 193 262 Forest Oil Corp. 23 304 185 Franchise Mtg. Accep. Co. Com. 20 326 157 Franklin Covey Co. Com. 14 257 227 Franklin Select Rlty. TR Com. SER A 11 57 74 French Fragrances Inc. 20 327 140 Fritz Cos. Inc. 44 484 480 Frontier Ins. Group. Inc. New 10 117 120 Fruit of the Loom Inc. CL A 31 468 415 Furon Co. 23 346 377 GZA Geoenvironmental Technolog Inc. 3 8 12 Gainsco Inc. 27 223 172 Garden Fresh Restaurant Corp. CA Com. 4 80 59 Gartner Group Inc. New CL A 51 1,449 1,033 Gehl Co. 6 105 81 Gencor Inds. Inc. 4 33 30 General Binding Corp. Com. 4 97 143 General Instr. Corp. Del. Com. 71 1,965 2,386 General Semiconductor Inc. Com. 123 1,385 995 Genlyte Group Inc. Com. 32 513 606 Genrad Inc. 16 458 244 Geocities Com. 9 366 305 Georgia Pac. Corp. Com. Timber Group 169 3,512 3,824 Gerber Scientific Inc. Com. 13 317 308 46 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Gibson Greetings Inc. 24 326 278 Gilead Sciences Inc. Com. 12 345 463 Glatfelter P. H. Co. 63 1,095 756 Gleason Corp. Com. 8 207 143 Global Indl. Technologies Inc. Com. 9 166 98 Good Guys Inc. 53 354 315 Gottschalks Inc. 4 26 27 Gradco Sys. Inc. 4 27 12 Graham Corp. 4 45 30 Grand Casinos Inc. Com. 11 206 93 Greenbrier Cos. Inc. Com. 11 177 150 Greenpoint Finl. Corp. Com. 52 1,902 1,797 Grey Advertising Inc. 1 168 253 Griffon Corp. Com. 130 1,629 1,219 Gtech Hldgs. Corp. Com. 29 933 730 Gulfstream Aerospace Corp. Com. New 7 319 353 HCC Ins. Hldgs. Inc. Com. 33 856 564 HCR Manor Care Inc. Com. 31 960 915 HNC Software Inc. Com. 9 307 349 Hadco Corp. 25 1,183 815 Haemonetics Corp. Mass. Com. 4 96 100 Halter Marine Group Inc. 25 383 122 Hampton Inds. Inc. 11 51 66 Hanover Compressor Co. Com. 8 202 212 Harding Lawson Assoc. Group 6 39 34 Hardinge Inc. 3 52 56 Harley Davidson Inc. Com. 57 1,236 2,674 Harman Intl. Inds. Inc. New Com. 13 496 488 Harsco Corp. 20 793 560 Hartmarx Corp. 43 221 227 Haskel Intl. Inc. CL A 4 35 40 Hawthorne Finl. Corp. 2 32 30 Healthcare Realty Trust Inc. 11 279 236 Healthcare Recoveries Inc. 16 236 264 Healthplan Services Corp. 6 55 65 47 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Hector Communications Corp. 2 18 19 Heilig Meyers Co. 42 481 268 Heist C. H. Corp. 6 41 36 Heller Finl. Inc. CL A 14 406 394 Heska Corp. Com. 16 167 67 Hibernia Corp. CL A Com. 86 1,597 1,424 Highland Ins. Group Inc. Com. 9 105 108 Highwoods PPTYS Inc. Com. 25 629 620 Hilton Hotels Corp. Com. 185 4,824 3,688 Holly Corp. 3 54 41 Hollywood Park Inc. 17 170 141 Home Port Bancorp Inc. 2 27 39 Home Prods Intl. Inc. Com. 5 49 47 Hospitality Worldwide Svcs. Inc. Com. 4 16 22 Host Marriott Corp. New Com. 325 6,793 4,421 Houghton Mifflin Co. Com. 1 32 38 Houston Expl. Co. 19 330 367 Hovnanian Enterprises Inc. CL A 3 35 27 Howmet Intl. Inc. 16 238 234 Huffy Corp. Com. 11 157 181 Hughes Supply Inc. Com. 12 311 331 Hussman Intl. Inc. Com. 63 898 1,166 ICG Communications Inc. Com. 90 1,924 1,721 IDEC Pharmaceuticals Corp. Com. 18 628 826 IHOP Corp. Com. New 3 124 131 ILX Inc. Com. New 2 10 4 ISS Group Inc. OC-Com. 1 37 64 ITC Deltacom Inc. Com. 8 121 112 ITLA Cap. Corp. 4 57 53 In Focus Sys. Inc. 40 342 364 Infoseek Corp. 3 103 150 Infousa Inc. New CL B 10 35 43 Inhale Therapeutic Sys. Com. 5 142 162 Inland Entertainment Corp. Com. 7 38 28 Insituform Technologies Inc. CL A 10 85 140 48 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Inspire Ins. Solutions Inc. Com. 1 32 25 Instron Corp. 1 12 15 Integra Inc. Com. 20 87 23 Integrated Electrical Svcs. Inc. Com. 19 272 406 Inter Tel. Inc. Com. 10 227 217 Intercontinential Life Corp. 1 10 10 Interface Inc. CL A 18 251 157 Interim Svcs. Inc. 45 885 965 Intergraph Corp. 29 288 156 Interleaf Inc. 51 154 35 Intermedia Communications 20 537 319 International Aircraft Invs. Com. 2 12 11 International Bancshares Corp. Com. 6 371 284 International Rectifier Corp. Com. 68 609 622 Interpublic Group Cos. Inc. Com. 36 1,310 2,878 Intertan Inc. 42 220 236 Intervoice Inc. 8 233 292 Invacare Corp. 16 411 363 Investment Technology Group Inc. 2 46 92 Iron Mountain Inc. Del. 47 1,062 1,627 Itron Inc. 35 518 247 JSB Finl. Inc. 3 165 172 Jabil Circuit Inc. Com. 21 869 1,534 Jacobs Engr. Group Inc. Com. 2 73 97 Jakks Pac. Inc. 1 7 7 Jefferies Group Inc. 2 41 109 John Nuveen Co. CL A 5 173 166 Jones Intercable Inc. CL A 6 71 200 Jos. A. Bank Clothiers Inc. 3 24 24 Justin Inds. Inc. 49 539 649 JWGenesis Finl. Corp. Com. 8 58 45 K N Energy Inc. 5 186 165 49 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) K Tron Intl. Inc. 4 42 74 Kaman Corp. CL A 68 820 1,092 Kansas City Life Ins. Co. 2 115 141 Katy Inds. Inc. 11 141 189 Kaufman & Broad Home Corp. Com. 9 260 277 Keithley Instrs. Inc. Com. 7 44 62 Kellwood Co. 16 478 393 Kelly Svcs. Inc. CL A 17 457 501 Kendle Intl. Inc. 17 416 414 Kennametal Inc. Com. 66 1,972 1,240 Kewaunee Scientific Corp. 2 13 21 Keystone Automotive Inds. Inc. 32 608 668 Kimball Intl. Inc. CL B 37 753 697 King World Prodtns. Inc. Com. 35 666 977 Knoll Inc. Com. 16 316 464 Knight Ridder Inc. 54 1,838 2,749 Knight Transn. Inc. Com. 63 1,022 1,731 Komag Inc. Com. 80 463 795 Krug Intl. Corp. 1 8 2 LINC Cap. Inc. Com. 3 22 22 LNR PPTY Corp. Com. 17 387 326 LTC Healthcare Inc. Com. 1 1 0 LTC PPTYS Inc. Com. 1 25 22 Labor Ready Inc. 1 7 6 Lafarge Corp. Com. 14 428 530 Lamson & Sessions Co. 40 285 194 Lancaster Colony Corp. Com. 25 697 735 Landamerica Finl. Group Inc. Com. 9 448 487 Landstar Sys. Inc. Com. 1 24 30 Lasmo PLC Sponsored ADR 130 804 688 Lason Inc. 12 536 666 Lecroy Corp. Com. 40 650 625 Legato Sys. Inc. Com. 1 70 74 Level One Communications Inc. 2 55 65 Lexford Residential TR SH Ben. Int. 7 89 130 50 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Liberty Finl. Cos. Inc. Com. 1 19 19 Lincoln Elec. Hldgs. Inc. Com. 31 570 690 Linear Technology Corp. Com. 17 787 1,492 Litton Inds. Inc. Com. 1 55 57 Louis Dreyfus Nat. Gas Corp. Com. 12 212 177 Lufkin Inds. Inc. Com. 18 436 315 Lycos Inc. 6 285 320 M & F Worldwide Corp. Com. 9 92 93 MAF Bancorp Inc. 1 5 5 MFRI Inc. Com. 9 71 43 M/I Schottenstein Homes Inc. New Com 6 150 139 MMC Networks Inc. 40 468 485 MSC Indl. Direct Inc. CL A 41 638 925 MYR Group Inc. 2 11 19 Macneal Schwendler Corp. 52 486 362 Magnetek Inc. Com. 78 1,015 883 Mahaska Invt. Co. 7 82 120 Mallinckrodt Inc. New 37 1,182 1,146 Mark VII Inc. Com. 20 300 338 Marlton Technologies Inc. 1 2 1 Marriott Intl. Inc. New CL A 152 4,356 4,560 Massbank Corp. Reading Mass. Com. 4 112 160 Mastech Corp. Com. 10 251 252 Matewan Bancshares Inc. Com. 1 17 29 Maxtor Corp. Com. New 14 127 188 Maxxim Med. Inc. Com. 1 31 33 Max & Ermas Restaurants Inc. 9 62 65 Maynard Oil Co. 2 35 15 McLeod USA Inc. CL A 18 515 531 Mead Corp. Com. 1 26 25 Meade Instrs. Corp. Com. 30 211 347 Media Gen. Inc. CL A 5 168 259 Medicis Pharmaceutical Corp. CL A New Com. 2 141 141 51 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Medimmune Inc. Com. 4 282 427 Medstone Intl. Inc. 3 23 20 Mentor Corp. Minn. Com. 22 615 492 Mentor Graphics Corp. Com. 12 98 100 Mercury Interactive Corp. 4 169 236 Meridan Medical Technology Inc. 1 5 3 Meridian Indl. TR Inc. 8 164 198 Merix Corp. 38 563 219 Merrill Corp. Com. 10 207 184 Mesa Air Group Inc. 17 109 136 Mestek Inc. 1 19 22 Metamor Worldwide Inc. Com. 12 334 288 Metris Cos. Inc. 15 692 721 Metronet Communications Corp. CL B Non Vtg. 8 155 240 Metzler Group Inc. 4 146 167 Micrel Inc. 19 722 996 Micro Focus Group PLC Sponsored ADR 10 93 90 Micros Sys. Inc. Com. 33 581 1,029 Microchip Technology Inc. Com. 5 172 184 Micromuse Inc. 25 503 446 Millenium Chemicals Inc. 15 353 280 Mindspring Enterprises Inc. 4 171 263 Mine Safety Appliances Co. 3 149 178 Minerals Technologies Inc. Com. 5 170 193 Mitel Corp. 7 65 48 Monro Muffler Brake Inc. 7 105 49 Montana Pwr. Co. Com. 1 4 6 Mony Group Inc. Com. 5 155 153 Moore Prods. Co. 1 40 27 Morrison Health Care Inc. Com. 14 181 273 Morrison Knudsen Corp. New Com. 5 53 50 Motivepower Inds. Inc. Com. 13 295 419 Motor Cargo Inds. Inc. 20 250 158 52 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Movie Gallery Inc. Com. 12 85 90 Mueller Inds. Inc. Com. 13 250 259 Mutual Risk Mgmt. LTD Com. 39 893 1,480 Myers Inds. Inc. 4 78 95 NCH Corp. 1 74 81 NCI Bldg. Sys. Inc. Com. 24 474 692 NCO Group Inc. 11 261 490 NCS Healthcare Inc. CL A 28 890 646 NMBT Corp. Com. 3 35 46 Nacco Inds. Inc. CL A 3 278 268 Nathans Famous Inc. New 4 16 17 National Bancorp Alaska Inc. 7 120 219 National City Bancorporation 1 1 1 National Computer Sys. Inc. Com. 9 180 329 National Data Corp. Com. 14 555 672 National Disc Brokers Group Inc. Com. 2 19 43 National Health Invs. Inc. Com. 2 47 43 National Home Health Care Corp. 4 23 18 National Svc. Inds. Inc. Com. 11 380 388 National Westn. Life Ins. Co. 2 155 211 Nelson Thomas Inc. 28 327 379 Network Appliance Inc. Com. 4 121 159 New Brunswick Scientific Inc. 9 51 51 New Plan Excel Rlty. TR Inc. Com. 24 554 526 Newmill Bancorp Inc. 5 40 55 News Corp. LTD ADR New Com. 225 4,055 5,864 Nine West Group Inc. Com. 30 761 451 Norrell Corp. GA Com. 5 73 64 Norstan Inc. 4 63 68 North Cent Bancshares Inc. 1 11 8 Northeast Utils. Com. 71 1,149 1,123 Nova Corp. GA 20 647 665 Novacare Inc. 112 490 336 Novel Denim Hldgs. LTD 13 330 275 53 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Nuevo Energy Co. Com. 8 272 85 OEA Inc. Com. 100 2,524 1,175 Oceaneering Intl. Inc. Com. 10 211 114 Ocular Sciences Inc. Com. 26 580 702 Office Depot Inc. Com. 45 1,045 1,618 Oilgear Co. Com. 5 59 60 Olin Corp. Com. 4 171 106 Olsten Corp. Com. 60 628 401 Omnicare Inc. Com. 57 1,490 1,920 Omega Healthcare Invs. Inc. Com. 12 388 360 Omega Protein Corp. Com. 36 600 356 Oneok Inc. New Com. 18 658 658 Orbit Intl. Corp. 1 1 1 Orbital Sciences Corp. Com. 12 347 516 Oregon Stl. Mls. Inc. Com. 23 374 267 Oshkosh B Gosh Inc. CL A 14 205 264 O Sullivan Corp. Com. 1 11 11 O Sullivan Inds. Hldgs. Com. 59 659 627 Owens & Minor Inc. New 20 217 326 Oxford Inds. Inc. Com. 3 67 68 PLM Intl. Inc. Com. New 18 69 105 PMC Sierra Inc. 17 776 1,046 PMI Group Inc. 1 10 10 PMR Corp. Com. 4 24 29 Pacific Centy. Finl. Corp. Com. 60 1,404 1,343 Pacific Gateway Exchange Inc. 10 461 478 Pacific Gateway PPTYS Inc. 3 12 16 Parexel Intl. Corp. 38 1,280 905 Pathogenesis Corp. 4 204 245 Patrick Inds. Inc. 5 70 72 Paul Harris Stores Inc. New Com. 4 35 28 Paxar Corp. 52 454 442 Paychex Inc. Com. 14 283 691 Pechiney Sponsored ADR 1 18 18 54 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Penn. Engr. & Mgr. Corp. Non-Vtg. 15 363 319 Penn. VA Corp. 6 117 104 Perini Corp. 2 12 10 Personnel Group Amer. Inc. Com. 78 1,176 1,332 Petersen Cos. Inc. CL A Com. 13 241 424 Petroleum Dev. Corp. 1 6 3 Petroleum Helicopters Inc. Non Vtg. 4 66 72 Phar-Mor Inc. 36 255 273 Pharmaceutical Prod. Dev. Inc. 9 249 274 Philips Electrs. ADR N. Y. Shs. 65 2,729 4,351 Photon Dynamics Inc. Com. 37 219 190 Photronics Inc. Com. 35 814 791 Physicians Resources Group Inc. 21 270 5 Piccadilly Cafeterias Inc. Com. 11 102 120 Piedmont Nat. Gas Inc. 1 9 11 Pilgrim Amer. Cap. Corp. Com. 1 11 9 Pillowtex Corp. Com. 12 480 310 Pioneer Group Inc. 173 4,472 3,092 Pioneer Nat. Res. Co. 200 4,429 1,588 Pioneer Standard Electrs. Inc. 42 487 393 Pitt Desmoines Inc. Com. 9 119 209 Plantronics Inc. 5 275 388 Platinum Technology Intl. Inc. Com. 28 637 530 Playtex Prods. Inc. 21 203 337 Polaroid Corp. Com. 28 1,157 515 Policy Mgmt. Sys. Corp. Com. 12 265 590 Polycom Inc. 8 146 171 Precision Drilling Corp. CL A 1 14 9 Premark Intl. Inc. Com. 36 1,036 1,231 55 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Price Enterprises Inc. Com. New 7 24 36 Primesource Corp. 16 160 105 Primex Technologies Inc. Com. 5 210 191 Prime Cap. Corp. 1 4 2 Progress Software Corp. 18 335 612 Promedco Management Co. Com. 9 57 46 Province Healthcare Co. Com. 15 413 512 Public Svc. Co. N. Mex. Com. 34 804 678 Pultte Corp. Com. 17 545 476 Quadramed Corp. 9 239 187 Quaker City Bancorp Inc. Com. 6 72 92 Quaker Chem. Corp. Com. 20 275 360 Quanta Svcs. Inc. Com. 7 99 161 Quest Diagnostics Inc. Com. 21 366 366 Questar Corp. 41 765 773 Quipp Inc. 1 13 24 Quorum Health Group Inc. Com. 22 434 262 RCN Corp. Com. 14 273 256 RPC Inc. 4 42 30 Railtex Inc. 1 11 11 Rainbow Technologies Inc. 2 27 35 Rational Software Corp. New Com. 29 430 758 Raymond James Finl. Inc. Com. 15 391 291 Rayonier Inc. Com. 110 4,225 4,950 Read Rite Corp. Com. 70 810 1,033 Real Networks Inc. Com. 1 35 35 Reeds Jewelers Inc. 1 1 2 Refac Technology Dev. Corp. 3 27 22 Regency Rlty. Corp. 3 76 70 Regis Corp. Minn. 24 593 930 Renaissance Worldwide Inc. Com. 6 98 35 Renal Care Group Inc. Com. 19 500 553 Rent Way Inc. Com. 8 207 197 Renters Choice Inc. Com. 32 603 1,008 Resmed Inc. 2 39 76 Rex Stores Corp. 33 306 425 Rexall Sundown Inc. Com. 23 413 302 56 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Reynolds & Reynolds Co. CL A 75 1,146 1,688 Richardson Electrs. LTD 37 247 349 Roanoke Elec. Stl. Corp. 6 72 90 Robert Half Intl. Inc. Com. 15 387 602 Roberts Pharmaceutical Corp. Com. 4 77 77 Rock Bottom Restaurants Inc. 20 125 103 Rock-Tenn Co. CL A 8 83 136 Romac Intl. Inc. Com. 46 762 1,006 Royal Bank of PA CL A 1 9 14 Ruby Tuesday Inc. 1 18 26 Ruddick Corp. Com. 20 264 433 Russ Berrie & Co. Inc. Com. 4 88 97 Ryans Family Steak Houses Inc. Com. 59 538 736 SEI Investment Co. Com. 6 379 547 SFX Entmt. Inc. CL A Com. 30 1,208 1,569 SJW Corp. 2 109 141 SL Inds. Inc. 5 45 57 S3 Inc. Com. 50 264 341 Sanmina Corp. Com. 3 69 149 Santa Cruz Operation Inc. 60 381 242 Santa Fe Energy Res. Inc. Com. 25 155 168 Saville Sys. PLC Sponsored ADR 22 381 397 Schein Henry Inc. Com. 26 778 1,167 Scholastic Corp. Com. 12 465 649 School Specialty Inc.-Com. 14 202 294 Schweitzer Mauduit Intl. Inc. Com. 24 738 360 Scientific Atlanta Inc. 60 893 1,343 Scotsman Inds. Inc. 18 361 358 Scott Technologies Inc. Com. 116 1,528 1,913 Scotts Co. CL A 10 293 383 Sea Containers LTD CL A 13 400 397 Seagram LTD Com. 159 5,168 5,935 Seaway Food Town Inc. 5 46 83 57 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Seitel Inc. New 16 208 199 Selas Corp. Amer. 3 35 26 Select Comfort Corp. Oc-Cap. Stk. 5 86 125 Select Appointments Hldgs. PLC Sponsored ADR 14 274 284 Semtech Corp. 5 89 169 Service Experts Inc. 18 501 482 Shared Med. Sys. Corp. 18 872 919 Shaw Inds. Inc. Ga. Com. 30 339 660 Shiloh Inds. Inc. 6 105 78 Silicon Valley Bancshares Com. 6 86 103 Silverleaf Resorts Inc. Com. 4 28 34 Skyline Corp. 3 81 98 Skytel Communications Inc. 14 315 306 Skywest Inc. Com. 12 281 367 Smart Modular Technologies Inc. 14 313 370 Smithfield Foods Inc. Com. 48 904 1,656 Snyder Communications Inc. Com. 18 566 596 Sonosite Inc. Com. 1 1 1 Southdown Inc. 17 1,003 983 Southwest Bancorp Tex. Inc. Com. 14 222 252 Southwest Secs. Group Inc. 9 106 202 Spacehab Inc. 2 23 20 Spacelabs Med. Inc. Com. 39 840 825 Spaghetti Whse. Inc. 15 84 114 Sparton Corp. 4 28 21 Speedway Motorsports Inc. Com. 5 115 145 Speizman Inds. Inc. 7 38 32 Spelling Entmt. Group Inc. 46 392 324 Sport Chalet Inc. 21 63 133 Sport Haley Inc. Com. 24 205 207 Standard Microsystems Corp. 55 516 395 Standard Prods. Co. Com. 10 204 207 Standard Register Co. Com. 11 314 345 Standex Intl. Corp. Com. 1 9 10 58 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Stanley Furniture Inc. New 6 52 106 Starrett L. S. Co. CL A 3 73 88 Steris Corp. Com. 32 640 906 Sterling Bancorp Com. 15 226 328 Sterling Comm. Inc. Com. 38 1,172 1,661 Sterling Software Inc. Com. 48 956 1,255 Stewart & Stevenson Svcs. Inc. 3 38 25 Stewart Information Svcs. Corp. 5 204 299 Stillwater Mng. Co. Com. 1 35 42 Stone & Webster Inc. 6 293 201 Stoneridge Inc. Com. 8 163 172 Storage Technology Corp. Com. 9 232 308 Suffolk Bancorp 2 33 43 Sunglass Hut Intl. Inc. Com. 109 680 763 Superior Telecom Inc. 7 265 310 Swift Transn. Inc. Com. 10 198 283 Sylvan Learning Sys. Inc. Com. 13 329 390 Symbol Technologies Inc. Com. 22 782 1,362 Syms Corp. 6 57 50 Syncor Intl. Corp. New 1 21 31 Systems & Computer Technology 11 214 151 TIG Hldgs. Inc. Com. 19 232 296 TNP Enterprises Inc. Com. 1 43 49 TRC Cos. Inc. 25 104 132 Tab Prods. Co. 1 11 8 Tandycrafts Inc. 63 454 201 Team Inc. 5 24 19 Tech Sym. Corp. Com. 1 17 17 Technology Solutions Co. 51 882 507 Tecumseh Prods. Co. CL B 13 718 596 Tektronix Inc. Com. 35 582 1,040 Tele Communications Inc. New Com. New TCI Ventures Group 52 761 1,183 Teleflex Inc. Com. 23 850 1,008 Temtex Inds. Inc. 7 26 19 Teradyne Inc. Com. 7 249 280 59 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Tesoro Pete Corp. 22 383 268 Texas Inds. Inc. Com. 11 406 294 Thermo Optek Corp. 3 30 23 Thomas Inds. Inc. 5 66 97 Timberland Co. CL A 4 140 164 Tokheim Corp. 19 317 173 Toll Bros. Inc. Com. 17 423 386 Topps Inc. 74 382 369 Trans Lux Corp. 1 9 7 Trans World Entmt. Corp. 51 998 969 Transcoastal Marine Svcs. Com. 5 17 16 Transtechnology Corp. Com. 4 78 76 Transwitch Corp. 3 88 114 Travel Svcs. Intl. Inc. Com. 17 570 493 Trigon Healthcare Inc. Com. 44 1,204 1,636 Trinity Inds. Inc. 33 1,620 1,202 Trizec Hahn Corp. Sub Vtg. 115 1,589 2,336 True North Communications Inc. Com. 11 212 276 Trust Co. NJ Jersey City New 1 19 19 Twin Disc Inc. Com. 3 63 60 UMB Finl. Corp. 14 532 654 URS Corp. New 2 20 52 USA Networks Inc. Com. 56 798 1,831 USG Corp. New Com. 1 49 51 UST Corp. Com. 11 280 248 US Foodservice Com. 58 1,810 2,696 Unicapital Corp. New Com. 60 786 405 Unifirst Corp. 1 10 9 Uniphase Corp. Com. 1 20 27 Unisource Worldwide Inc. Com. 107 1,179 669 United Asset Mgt. Corp. 36 891 918 United Cap. Corp. 1 9 10 United Indl. Corp. 4 28 39 United Retail Group Inc. 1 1 1 United Stationers Inc. Com. 1 22 23 Unitrode Corp. 48 675 818 60 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Universal Corp. VA 22 714 747 Universal Foods Corp. Com. 14 253 361 Universal Fst. Prods. Inc. 1 11 12 Universal Health Svcs. Inc. CL B 8 436 389 Univision Communications Inc. CL A 29 616 1,017 Unova Inc. Com. 72 1,301 1,273 U. S. Freightsway Corp. Com. 3 74 82 USWEB Corp. Com. 51 889 1,248 VLSI Technology Inc. Com. 50 387 550 VTEL Corp. Com. 47 454 119 Value City Dept. Stores Inc. 9 188 115 Value Line Inc. 3 106 105 Varian Assoc. Inc. Com. 24 898 897 Varlen Corp. 15 308 352 Veritas Software Co. Com. 7 354 411 Vestcom Intl. Inc. Com. 13 183 108 Vertex Pharmaceuticals Inc. Com. 6 154 160 Veterinary Ctrs. Amer. Inc. Com. 10 181 200 Viatel Inc. 18 243 410 Vicon Inds. Inc. 4 39 27 Video Display Corp. 5 42 27 Village Super Mkt. Inc. CL A New 7 67 96 Visio Corp. 24 891 872 Vishay Intertechnology Inc. Com. 61 739 789 Vista Bancorp Inc. 4 50 80 Visx Inc. Del. 8 525 696 Vitesse Semiconductor Corp. Com. 3 83 112 Wackenhut Corrections Corp. 14 302 400 Walter Inds. Inc. Com. 20 342 300 Wang Labs Inc. New Com. 29 607 761 Warren Bancorp Inc. 2 18 22 Washington Wtr. Pwr. Co. Com. 36 666 696 Waste Mgmt. Inc. Del. Com. 100 3,233 4,494 Waters Corp. Com. 18 1,141 1,544 61 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common Stocks (Cont'd) Wausu-Mosinee Paper Corp. Com. 25 481 433 Weider Nutrition Intl. Inc. Com. 25 286 159 Weis Mkts. Inc. 3 91 115 Westaff Inc. Com. 3 46 15 Westamerica Bancorporation Com. 10 201 363 Western Beef Inc. Del. Com. 2 18 12 Westfield Amer. Inc. Com. 18 295 301 Weston Roy F. Inc. New Ser. A 37 216 101 Whittaker Corp. 19 211 314 Whittman-Hart Inc. 3 58 74 Whole Foods Mkt. Inc. 28 954 1,342 Wilmar Inds. Inc. Com. 30 695 634 Windmere Durable Holdings 17 405 118 Winsloew Furniture Inc. 7 180 180 Winstar Communications Inc. Com. 24 765 936 Winston Hotels Inc. Com. 9 101 74 Xeta Corp. 1 24 21 Xilinx Inc. Com. 24 1,070 1,520 Xircom Com. 12 323 399 York Intl Corp. New Com. 62 2,718 2,441 Zale Corp. New Com. 32 777 1,016 Zebra Technologies Corp. CL A Com. 36 1,249 1,041 -------- -------- Total $346,632 $386,456 ======== ======== Percent of Net Assets 7.2% U.S. Government Securities 790 $ 783 $ 783 ======== ======== Percent of Net Assets 0.0% 62 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- ROGERSCASEY SMALLER STOCK FUND (Cont'd) Common/Collective Trusts TBC Inc. Daily Liquidity Fund $21,406 $ 21,406 $ 21,406 ======== ======== Percent of Net Assets 0.4% MFS INSTITUTIONAL RESEARCH FUND MFS Institutional Tr Research Fund 687 $ 8,869 $ 10,156 ======== ======== Percent of Net Assets 0.2% PUTNAM VOYAGER FUND Putnam Voyager Fund Inc. CL 1,033 $ 19,961 $ 22,275 ======== ======== Percent of Net Assets 0.4% COHEN & STEERS REALTY FUND Cohen & Steers Realty Shares Fund Com. 212 $ 9,710 $ 7,954 ======== ======== Percent of Net Assets 0.1% 63 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- FIRST EAGLE FUND OF AMERICA First Eagle Fund Amer. Inc. Com. 1,094 $ 23,186 $ 23,072 ======== ======== Percent of Net Assets 0.4% T. ROWE PRICE BLUE CHIP GROWTH FUND T. Rowe Price Blue Chip Growth Fund Inc. Com. 1,493 $ 35,619 $ 45,373 ======== ======== Percent of Net Assets 0.8% T. ROWE PRICE NEW ERA FUND T. Rowe Price New Era Fund Inc. Com. 99 $ 2,206 $ 1,934 ======== ======== Percent of Net Assets 0.0% T. ROWE PRICE SCIENCE & TECHNOLOGY FUND T. Rowe Price Science & Tech. Fund Inc. Cap. Stk. 1,027 $ 31,686 $ 37,976 ======== ======== Percent of Net Assets 0.7% MORGAN STANLEY DEAN WITTER INSTITUTIONAL INTERNATIONAL EQUITY FUND Morgan Stanley Institutional Fund Inc. Intl. Equity Portfolio CL 2,732 $ 50,477 $ 49,593 ======== ======== Percent of Net Assets 0.9% 64 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- RUSSELL INTERNATIONAL STOCK FUND Common/Collective Trusts Aim Int'l. CL Fund 2,876 $ 29,313 $ 32,854 ======== ======== Percent of Net Assets 0.6% ACORN INTERNATIONAL FUND Acorn Investment Tr Int'l. Fund 434 $ 8,524 $ 9,004 ======== ======== Percent of Net Assets 0.2% STATE STREET EMERGING MARKETS INDEX FUND Kodak Emerging Markets Index 123 $ 919 $ 794 ======== ======== Percent of Net Assets 0.0% TEMPLETON DEVELOPING MARKETS FUND Templeton Developing Mkts. Tr 430 $ 5,493 $ 4,420 ======== ======== Percent of Net Assets 0.1% NEWPORT TIGER FUND Colonial Tr VII Newport Tiger Fund CL 1,292 $ 10,083 $ 10,029 ======== ======== Percent of Net Assets 0.2% 65 Schedule I (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN SCHEDULE OF INVESTMENTS December 30, 1998 (in thousands)
Principal Amount or Fair Description Shares/Units Cost Value ----------- ------------ ---- -------- SCUDDER LATIN AMERICA FUND Scudder Int'l. Fund Inc. Latin Amer. Fund 264 $ 5,251 $ 4,657 ======== ======== Percent of Net Assets 0.1% Maturity Interest Contract Description Dates Rates Value ----------- -------- -------- -------- PARTICIPANT LOANS Participant Loans 1998-2002 6.0%-11.5% $ 68,381 ======== Percent of Net Assets 1.3% Total Plan Investments $5,355,212 ========== 66 Schedule II EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1998 (in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large Time Time Year Time Fixed Aggregate Stock Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund ------------ ------------ ------------ ----------- --------------- ------------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock $ 345 $ 951 $ 716 Other common stocks Mutual funds Interest in common/collective trusts (pooled) funds 26,690 44,255 25,286 $ 2,265 $8,431 $357,980 U.S. government securities Investments at Contract Value: Group annuity contracts 10,008 6,261 3,276,629 Loans to participants Dividends/Interest receivable 2 6 5 26 Receivables for securities sold Miscellaneous receivable ------- ------- ------- ---------- ------ -------- Total assets 37,045 51,473 26,007 3,278,920 8,431 357,980 ------- ------- ------- ---------- ------ -------- LIABILITIES Pending loans to participants 2 10 25 10 Distributions payable to participants 19 188 392 108 Payable for securities purchased Accrued expenses 4 7 4 273 1 34 Transfers among funds (14) (134) 93 (4,869) 22 556 ------- ------- ------- ---------- ------ -------- Total liabilities/transfers 11 71 97 (4,179) 23 708 ------- ------- ------- ---------- ------ -------- Net assets $37,034 $51,402 $25,910 $3,283,099 $8,408 $357,272 ======= ======= ======= ========== ====== ======== 67 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1998 (in thousands)
Non-U.S. Russell 2000 Stock Small Stock Kodak PIMCO Total MAS High Fidelity Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund ---------- ------------ ---------- ----------- ---------- ------------ ASSETS Investments at Fair Value: Eastman Kodak Company common stock $373,432 Other common stocks Mutual funds $11,961 $15,101 $117,455 Interest in common/collective trusts (pooled) funds $4,921 $26,557 15,194 U.S. government securities Investments at Contract Value: Group annuity contracts Loans to participants Dividends/Interest receivable 2,361 57 Receivables for securities sold Miscellaneous receivable ------ ------- -------- ------- ------- -------- Total assets 4,921 26,557 390,987 12,018 15,101 117,455 ------ ------- -------- ------- ------- -------- LIABILITIES Pending loans to participants 4 14 8 Distributions payable to participants 9 29 51 Payable for securities purchased Accrued expenses 1 3 33 1 1 9 Transfers among funds 57 84 296 170 21 33 ------ ------- -------- ------- ------- -------- Total liabilities/transfers 58 100 372 222 22 50 ------ ------- -------- ------- ------- -------- Net assets $4,863 $26,457 $390,615 $11,796 $15,079 $117,405 ====== ======= ======== ======= ======= ======== 68 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1998 (in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price Equity and Investors Vista PBHG Small-Cap Income Fund Income Fund Fund Fund Growth Fund Value Fund ------------- --------------- --------- -------- ----------- ------------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock Other common stocks Mutual funds $38,289 $78,523 $46,967 $16,830 $13,642 $32,075 Interest in common/collective trusts (pooled) funds U.S. government securities Investments at Contract Value: Group annuity contracts Loans to participants Dividends/Interest receivable Receivables for securities sold Miscellaneous receivable ------- ------- ------- ------- ------- ------- Total assets 38,289 78,523 46,967 16,830 13,642 32,075 ------- ------- ------- ------- ------- ------- LIABILITIES Pending loans to participants 3 Distributions payable to participants Payable for securities purchased Accrued expenses 3 6 4 1 1 3 Transfers among funds 92 (8) (126) 103 (62) 86 ------- ------- ------- ------- ------- ------- Total liabilities/transfers 95 (2) (119) 104 (61) 89 ------- ------- ------- ------- ------- ------- Net assets $38,194 $78,525 $47,086 $16,726 $13,703 $31,986 ======= ======= ======= ======= ======= ======= 69 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1998 (in thousands)
Putnam OTC MAS RogersCasey MFS Putnam Skyline Special & Emerging Value Smaller Institutional Voyager Equity Fund Growth Fund Fund Stock Fund Research Fund Fund --------------- ----------- ------- ----------- ------------- ------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock Other common stocks $386,484 Mutual funds $25,758 $16,884 $24,661 $10,156 $22,275 Interest in common/collective trusts (pooled) funds 21,406 U.S. government securities 783 Investments at Contract Value: Group annuity contracts Loans to participants 150 Dividends/Interest receivable 642 Receivables for securities sold 1,007 Miscellaneous receivable 114 ------- ------- ------- -------- ------- ------- Total assets 25,758 16,884 24,661 410,586 10,156 22,275 ------- ------- ------- -------- ------- ------- LIABILITIES Pending loans to participants 22 1 Distributions payable to participants 6 Payable for securities purchased 330 1 Accrued expenses 2 1 2 276 2 Transfers among funds 57 (95) 56 725 26 (25) ------- ------- ------- -------- ------- ------- Total liabilities/transfers 59 (94) 58 1,359 27 (22) ------- ------- ------- -------- ------- ------- Net assets $25,699 $16,978 $24,603 $409,227 $10,129 $22,297 ======= ======= ======= ======== ======= ======= 70 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1998 (in thousands)
Cohen T. Rowe Price T. Rowe Price & Steers First Eagle Blue Chip T. Rowe Price Science & Realty Fund Fund of America Growth Fund New Era Fund Technology Fund ----------- --------------- ------------- ------------- --------------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock Other common stocks Mutual funds $ 7,954 $23,072 $45,373 $1,934 $37,976 Interest in common/collective trusts (pooled) funds U.S. government securities Investments at Contract Value: Group annuity contracts Loans to participants Dividends/Interest receivable Receivables for securities sold Miscellaneous receivable ------- ------- ------- ------ ------- Total assets 7,954 23,072 45,373 1,934 37,976 ------- ------- ------- ------ ------- LIABILITIES Pending loans to participants 1 Distributions payable to participants 1 Payable for securities purchased Accrued expenses 1 2 4 3 Transfers among funds (48) 174 134 (7) (129) ------- ------- ------- ------ ------- Total liabilities/transfers (47) 176 139 (7) (125) ------- ------- ------- ------ ------- Net assets $ 8,001 $22,896 $45,234 $1,941 $38,101 ======= ======= ======= ====== ======= 71 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1998 (in thousands)
Morgan Stanley Dean Witter Russell Acorn State Street Templeton Institutional International International Emerging Mkts. Developing Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund ------------------ ------------- ------------- -------------- ------------ ASSETS Investments at Fair Value: Eastman Kodak Company common stock Other common stocks Mutual funds $49,593 $9,004 $4,420 Interest in common/collective trusts (pooled) funds $32,854 $ 794 U.S. government securities Investments at Contract Value: Group annuity contracts Loans to participants Dividends/Interest receivable Receivables for securities sold Miscellaneous receivable ------- ------- ------ ------ ------ Total assets 49,593 32,854 9,004 794 4,420 ------- ------- ------ ------ ------ LIABILITIES Pending loans to participants 1 Distributions payable to participants Payable for securities purchased Accrued expenses 4 3 1 1 Transfers among funds 244 48 882 44 18 ------- ------- ------ ------ ------ Total liabilities/transfers 248 52 883 45 18 ------- ------- ------ ------ ------ Net assets $49,345 $32,802 $8,121 $ 749 $4,402 ======= ======= ====== ====== ====== 72 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1998 (in thousands)
Newport Scudder Latin Loan TOTAL Tiger Fund America Fund Fund ALL FUNDS ---------- ------------- -------- ---------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock $ 375,444 Other common stocks 386,484 Mutual funds $10,029 $ 4,657 664,589 Interest in common/collective trusts (pooled) funds 566,633 U.S. government securities 783 Investments at Contract Value: Group annuity contracts 3,292,898 Loans to participants $68,231 68,381 Dividends/Interest receivable 3,099 Receivables for securities sold 1,007 Miscellaneous receivable 114 ------- ------- ------- ---------- Total assets 10,029 4,657 68,231 5,359,432 ------- ------- ------- ---------- LIABILITIES Pending loans to participants (101) 0 Distributions payable to participants 6,029 6,832 Payable for securities purchased 331 Accrued expenses 1 692 Transfers among funds 1,498 (2) 0 ------- ------- ------- ---------- Total liabilities/transfers 1,499 (2) 5,928 7,855 ------- ------- ------- ---------- Net assets $ 8,530 $ 4,659 $62,303 $5,351,577 ======= ======= ======= ========== 73 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1997 (in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large Time Time Year Time Fixed Aggregate Stock Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund ------------ ------------ ------------ ----------- --------------- ------------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock $ 215 $ 684 $ 596 Other common stocks Mutual funds Interest in common/collective trusts (pooled) funds 16,367 31,194 20,626 $ 8,818 $3,540 $248,362 Short-term interest funds 175 127 86,152 U.S. government securities Investments at Contract Value: Group annuity contracts 6,054 4,383 2,973,642 Loans to participants 74 11 Dividends/Interest receivable 2 5 4 43 Receivables for securities sold Miscellaneous receivable ------- ------- ------- ---------- ------ -------- Total assets 22,813 36,393 21,226 3,068,729 3,540 248,373 ------- ------- ------- ---------- ------ -------- LIABILITIES Pending loans to participants 86 6 Distributions payable to participants 1 888 41 Distributions payable to successor plans 278 988 321 76,842 74 16,041 Payable for securities purchased Accrued expenses 3 5 3 271 1 24 Transfers among funds (98) (97) 75 769 31 (243) ------- ------- ------- ---------- ------ -------- Total liabilities/transfers 183 897 399 78,856 106 15,869 ------- ------- ------- ---------- ------ -------- Net assets $22,630 $35,496 $20,827 $2,989,873 $3,434 $232,504 ======= ======= ======= ========== ====== ======== 74 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1997 (in thousands)
Non-U.S. Russell 2000 Stock Small Stock Kodak PIMCO Total MAS High Fidelity Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund ---------- ------------ ---------- ----------- ---------- ------------ ASSETS Investments at Fair Value: Eastman Kodak Company common stock $411,569 Other common stocks Mutual funds $3,858 $12,225 $113,911 Interest in common/collective trusts (pooled) funds $4,231 $26,815 14,124 Short-term interest funds U.S. government securities Investments at Contract Value: Group annuity contracts Loans to participants 85 7 Dividends/Interest receivable 3,126 16 Receivables for securities sold Miscellaneous receivable ------ ------- -------- ------ ------- -------- Total assets 4,231 26,815 428,904 3,874 12,225 113,918 ------ ------- -------- ------ ------- -------- LIABILITIES Pending loans to participants 22 2 Distributions payable to participants 76 7 Distributions payable to successor plans 137 998 17,199 176 322 8,163 Payable for securities purchased Accrued expenses 1 3 34 1 9 Transfers among funds (549) 1,566 33 75 40 ------ ------- -------- ------ ------- -------- Total liabilities/transfers 138 452 18,897 209 398 8,221 ------ ------- -------- ------ ------- -------- Net assets $4,093 $26,363 $410,007 $3,665 $11,827 $105,697 ====== ======= ======== ====== ======= ======== 75 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1997 (in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price Equity and Investors Vista PBHG Small-Cap Income Fund Income Fund Fund Fund Growth Fund Value Fund ------------- --------------- --------- -------- ----------- ------------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock Other common stocks Mutual funds $35,115 $31,666 $9,547 $10,927 $18,960 $40,542 Interest in common/collective trusts (pooled) funds Short-term interest funds U.S. government securities Investments at Contract Value: Group annuity contracts Loans to participants 1 Dividends/Interest receivable Receivables for securities sold Miscellaneous receivable ------- ------- ------ ------- ------- ------- Total assets 35,115 31,667 9,547 10,927 18,960 40,542 ------- ------- ------ ------- ------- ------- LIABILITIES Pending loans to participants 1 Distributions payable to participants 5 4 1 Distributions payable to successor plans 1,692 1,954 529 741 800 1,534 Payable for securities purchased Accrued expenses 3 3 1 1 2 3 Transfers among funds (439) (187) (122) 5 (48) (266) ------- ------- ------ ------- ------- ------- Total liabilities/transfers 1,256 1,775 409 747 758 1,272 ------- ------- ------ ------- ------- ------- Net assets $33,859 $29,892 $9,138 $10,180 $18,202 $39,270 ======= ======= ====== ======= ======= ======= 76 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1997 (in thousands)
Putnam OTC MAS RogersCasey MFS Putnam Skyline Special & Emerging Value Smaller Institutional Voyager Equity Fund Growth Fund Fund Stock Fund Research Fund Fund --------------- ----------- ------- ----------- ------------- ------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock Other common stocks $503,430 Mutual funds $42,068 $13,268 $31,738 $6,391 $11,783 Interest in common/collective trusts (pooled) funds 41,400 Short-term interest funds U.S. government securities 496 Investments at Contract Value: Group annuity contracts Loans to participants 1,401 Dividends/Interest receivable 583 Receivables for securities sold Miscellaneous receivable 183 ------- ------- ------- -------- ------ ------- Total assets 42,068 13,268 31,738 547,493 6,391 11,783 ------- ------- ------- -------- ------ ------- LIABILITIES Pending loans to participants 2 1 19 Distributions payable to participants 4 89 5 Distributions payable to successor plans 1,557 817 914 44,265 168 462 Payable for securities purchased 2,909 1 Accrued expenses 3 1 3 405 1 Transfers among funds (392) (30) 54 299 (4) 27 ------- ------- ------- -------- ------ ------- Total liabilities/transfers 1,170 792 972 47,986 165 495 ------- ------- ------- -------- ------ ------- Net assets $40,898 $12,476 $30,766 $499,507 $6,226 $11,288 ======= ======= ======= ======== ====== ======= 77 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1997 (in thousands)
Cohen T. Rowe Price T. Rowe Price & Steers First Eagle Blue Chip T. Rowe Price Science & Realty Fund Fund of America Growth Fund New Era Fund Technology Fund ----------- --------------- ------------- ------------- --------------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock Other common stocks Mutual funds $16,773 $5,902 $27,490 $2,578 $23,546 Interest in common/collective trusts (pooled) funds Short-term interest funds U.S. government securities Investments at Contract Value: Group annuity contracts Loans to participants Dividends/Interest receivable Receivables for securities sold Miscellaneous receivable ------- ------ ------- ------ ------- Total assets 16,773 5,902 27,490 2,578 23,546 ------- ------ ------- ------ ------- LIABILITIES Pending loans to participants 1 1 Distributions payable to participants 4 1 Distributions payable to successor plans 612 233 1,248 141 884 Payable for securities purchased Accrued expenses 1 2 2 Transfers among funds (240) (83) (87) 9 17 ------- ------ ------- ------ ------- Total liabilities/transfers 374 150 1,163 154 905 ------- ------ ------- ------ ------- Net assets $16,399 $5,752 $26,327 $2,424 $22,641 ======= ====== ======= ====== ======= 78 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1997 (in thousands)
Morgan Stanley Russell Acorn State Street Templeton Institutional International International Emerging Mkts. Developing Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund ------------------ ------------- ------------- -------------- ------------ ASSETS Investments at Fair Value: Eastman Kodak Company common stock Other common stocks Mutual funds $33,948 $5,364 $6,632 Interest in common/collective trusts (pooled) funds $41,707 $1,205 Short-term interest funds U.S. government securities Investments at Contract Value: Group annuity contracts Loans to participants 4 Dividends/Interest receivable Receivables for securities sold Miscellaneous receivable ------- ------- ------ ------ ------ Total assets 33,948 41,711 5,364 1,205 6,632 ------- ------- ------ ------ ------ LIABILITIES Pending loans to participants Distributions payable to participants 1 Distributions payable to successor plans 1,067 2,570 164 14 337 Payable for securities purchased Accrued expenses 3 3 1 1 Transfers among funds (87) 95 54 (9) (89) ------- ------- ------ ------ ------ Total liabilities/transfers 983 2,669 218 6 249 ------- ------- ------ ------ ------ Net assets $32,965 $39,042 $5,146 $1,199 $6,383 ======= ======= ====== ====== ====== 79 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1997 (in thousands)
Colonial Sub-total Newport Scudder Latin Loan Boston Kodak Eastman Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund ---------- ------------- -------- ---------- ---------- ---------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock $ 413,064 $17,857 Eastman Chemical Company common stock $30,910 Other common stocks 503,430 Mutual funds $5,214 $14,223 523,669 Interest in common/collective trusts (pooled) funds 458,389 Short-term interest funds 86,454 784 U.S. government securities 496 Investments at Contract Value: Group annuity contracts 2,984,079 Loans to participants $80,173 81,756 Dividends/Interest receivable 3,779 132 226 Receivables for securities sold 534 Miscellaneous receivable 183 344 85 ------ ------- ------- ---------- ------- ------- Total assets 5,214 14,223 80,173 5,055,299 18,867 32,005 ------ ------- ------- ---------- ------- ------- LIABILITIES Pending loans to participants (141) 0 Distributions payable to participants 5,440 6,567 Distributions payable to successor plans 72 707 6,234 191,255 17,946 31,409 Payable for securities purchased 2,910 110 380 Accrued expenses 1 1 796 619 216 Transfers among funds (45) (34) 0 Reverse repurchase agreements 0 192 ------ ------- ------- ---------- ------- ------- Total liabilities/transfers 28 674 11,533 201,528 18,867 32,005 ------ ------- ------- ---------- ------- ------- Net assets $5,186 $13,549 $68,640 $4,853,771 $ 0 $ 0 ====== ======= ======= ========== ======= ======= 80 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1997 (in thousands)
Fidelity Fidelity International Fidelity Managed Fidelity Puritan Magellan Fidelity Growth & Income Portfolio Fund Fund Fund Contrafund Income Fund ---------------- -------- -------- -------- ---------- ------------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock Other common stocks Mutual funds $21,588 $21,914 $43,974 $29,768 $3,632 Interest in common/collective trusts (pooled) funds Short-term interest funds $ 15,126 U.S. government securities Investments at Contract Value: Group annuity contracts 303,092 Loans to participants Dividends/Interest receivable Receivables for securities sold Miscellaneous receivable -------- ------- ------- ------- ------- ------ Total assets 318,218 21,588 21,914 43,974 29,768 3,632 -------- ------- ------- ------- ------- ------ LIABILITIES Pending loans to participants Distributions payable to participants Distributions payable to successor plans 318,194 21,588 21,914 43,974 29,768 3,632 Payable for securities purchased Accrued expenses 24 Transfers among funds -------- ------- ------- ------- ------- ------ Total liabilities/transfers 318,218 21,588 21,914 43,974 29,768 3,632 -------- ------- ------- ------- ------- ------ Net assets $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 ======== ======= ======= ======= ======= ====== 81 Schedule II (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS December 30, 1997 (in thousands)
Sub-total U.S. Equity Loan Fidelity TOTAL Index Portfolio Fund Investments ALL FUNDS --------------- ------ ----------- ---------- ASSETS Investments at Fair Value: Eastman Kodak Company common stock $ 17,857 $ 430,921 Eastman Chemical Company common stock 30,910 30,910 Other common stocks 503,430 Mutual funds $9,306 130,182 653,851 Interest in common/collective trusts (pooled) funds 458,389 Short-term interest funds 15,910 102,364 U.S. government securities 496 Investments at Contract Value: Group annuity contracts 303,092 3,287,171 Loans to participants $7,342 7,342 89,098 Dividends/Interest receivable 358 4,137 Receivables for securities sold 534 534 Miscellaneous receivable 429 612 ------ ------ -------- ---------- Total assets 9,306 7,342 506,614 5,561,913 ------ ------ -------- ---------- LIABILITIES Pending loans to participants 0 Distributions payable to participants 6,567 Distributions payable to successor plans 9,306 7,342 505,073 696,328 Payable for securities purchased 490 3,400 Accrued expenses 859 1,655 Transfers among funds 0 Reverse repurchase agreements 192 192 ------ ------ -------- ---------- Total liabilities/transfers 9,306 7,342 506,614 708,142 ------ ------ -------- ---------- Net assets $ 0 $ 0 $ 0 $4,853,771 ====== ====== ======== ========== 82 Schedule III EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1998 (in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large Time Time Year Time Fixed Aggregate Stock Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund ------------ ------------ ------------ ----------- --------------- ------------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 8 $ 21 $ 17 Other dividends Interest 751 511 63 $ 251,708 $ 7 $ 345 Net realized and unrealized gains (losses) from investments 3,245 5,576 2,969 460 74,736 Employee contributions 4,642 4,798 3,642 255,535 803 20,436 Transfers among funds 8,752 6,654 (190) 62,035 4,294 50,027 ------- ------- ------- ---------- ------ -------- Total Additions 17,398 17,560 6,501 569,278 5,564 145,544 ------- ------- ------- ---------- ------ -------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (2,897) (1,851) (1,178) (285,822) (537) (18,126) Distributions to successor plans 7 172 (142) 10,289 (48) (1,896) Loans transfers, net (53) 101 (49) 2,885 6 (387) Administrative expenses (51) (76) (49) (3,404) (11) (367) ------- ------- ------- ---------- ------ -------- Total Deductions 2,994 1,654 1,418 276,052 590 20,776 ------- ------- ------- ---------- ------ -------- Increase in net assets 14,404 15,906 5,083 293,226 4,974 124,768 Net assets at beginning of year 22,630 35,496 20,827 2,989,873 3,434 232,504 ------- ------- ------- ---------- ------ -------- Net assets at end of year $37,034 $51,402 $25,910 $3,283,099 $8,408 $357,272 ======= ======= ======= ========== ====== ======== 83 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1998 (in thousands)
Non-U.S. Russell 2000 Stock Small Stock Kodak PIMCO Total MAS High Fidelity Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund ---------- ------------ ---------- ----------- ---------- ------------ ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 9,610 Other dividends $ 464 $ 1,309 $ 3,892 Interest $ 6 $ 40 1,347 6 11 149 Net realized and unrealized gains (losses) from investments 566 (1,018) 90,893 241 (997) 13,678 Employee contributions 416 2,293 12,455 829 1,006 8,826 Transfers among funds 154 (106) (103,879) 7,672 2,902 (7,362) ------ ------- -------- ------- ------- -------- Total Additions 1,142 1,209 10,426 9,212 4,231 19,183 ------ ------- -------- ------- ------- -------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (359) (1,476) (30,564) (902) (1,037) (9,263) Distributions to successor plans (18) 436 3,009 (166) 63 1,764 Loans transfers, net 18 (38) (1,843) (5) 11 143 Administrative expenses (13) (37) (420) (8) (16) (119) ------ ------- -------- ------- ------- -------- Total Deductions 372 1,115 29,818 1,081 979 7,475 ------ ------- -------- ------- ------- -------- Increase in net assets 770 94 (19,392) 8,131 3,252 11,708 Net assets at beginning of year 4,093 26,363 410,007 3,665 11,827 105,697 ------ ------- -------- ------- ------- -------- Net assets at end of year $4,863 $26,457 $390,615 $11,796 $15,079 $117,405 ====== ======= ======== ======= ======= ======== 84 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1998 (in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price Equity and Investors Vista PBHG Small-Cap Income Fund Income Fund Fund Fund Growth Fund Value Fund ------------- --------------- --------- -------- ----------- ------------- ADDITIONS OF NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $ 970 $ 557 $ 404 Interest 31 54 $ 44 $ 13 $ 19 31 Net realized and unrealized gains (losses) from investments 2,199 13,434 7,287 1,689 111 (5,966) Employee contributions 3,483 4,639 1,958 1,024 1,596 3,693 Transfers among funds (357) 33,726 33,148 5,056 (5,634) (4,428) ------- ------- ------- -------- ------- ------- Total Additions 6,326 52,410 42,437 7,782 (3,908) (6,266) ------- ------- ------- -------- ------- ------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (2,070) (2,821) (2,543) (921) (876) (1,481) Distributions to successor plans 163 (765) (1,835) (280) 372 526 Loans transfers, net (42) (133) (81) (21) (72) (23) Administrative expenses (42) (58) (30) (14) (15) (40) ------- ------- ------- ------- ------- ------- Total Deductions 1,991 3,777 4,489 1,236 591 1,018 ------- ------- ------- ------- ------- ------- Increase in net assets 4,335 48,633 37,948 6,546 (4,499) (7,284) Net assets at beginning of year 33,859 29,892 9,138 10,180 18,202 39,270 ------- ------- ------- ------- ------- ------- Net assets at end of year $38,194 $78,525 $47,086 $16,726 $13,703 $31,986 ======= ======= ======= ======= ======= ======= 85 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1998 (in thousands)
Putnam OTC MAS RogersCasey MFS Putnam Skyline Special & Emerging Value Smaller Institutional Voyager Equity Fund Growth Fund Fund Stock Fund Research Fund Fund --------------- ----------- ------- ----------- ------------- ------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $ 450 $ 4,186 $ 21 Interest $ 62 $ 18 24 2,717 7 $ 19 Net realized and unrealized gains (losses) from investments (2,653) 837 (1,714) 14,258 1,466 3,149 Employee contributions 2,744 1,336 2,552 20,656 618 1,423 Transfers among funds (14,440) 3,148 (6,287) (101,278) 2,235 7,798 -------- ------- ------- --------- ------- ------- Total Additions (14,287) 5,339 (4,975) (59,461) 4,347 12,389 -------- ------- ------- --------- ------- ------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (1,954) (990) (1,590) (37,695) (395) (1,047) Distributions to successor plans 952 209 479 12,778 (43) (306) Loans transfers, net 128 (42) (45) (1,848) 2 (10) Administrative expenses (38) (14) (32) (4,054) (8) (17) -------- ------- ------- --------- ------- ------- Total Deductions 912 837 1,188 30,819 444 1,380 -------- ------- ------- --------- ------- ------- Increase in net assets (15,199) 4,502 (6,163) (90,280) 3,903 11,009 Net assets at beginning of year 40,898 12,476 30,766 499,507 6,226 11,288 ------- ------- ------- --------- ------- ------- Net assets at end of year $25,699 $16,978 $24,603 $ 409,227 $10,129 $22,297 ======= ======= ======= ========= ======= ======= 86 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1998 (in thousands)
Cohen T. Rowe Price T. Rowe Price & Steers First Eagle Blue Chip T. Rowe Price Science & Realty Fund Fund of America Growth Fund New Era Fund Technology Fund ----------- --------------- ------------- ------------- --------------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $ 476 $ 27 Interest 9 $ 18 $ 32 3 $ 38 Net realized and unrealized gains (losses) from investments (3,083) 1,540 8,623 (374) 9,279 Employee contributions 875 1,083 2,984 137 2,211 Transfers among funds (6,603) 15,822 9,472 (137) 4,835 ------- ------- ------- ------ ------- Total Additions (8,326) 18,463 21,111 (344) 16,363 ------- ------- ------- ------ ------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (488) (822) (2,009) (136) (932) Distributions to successor plans 411 (443) (80) 14 49 Loans transfers, net 17 (37) (78) (14) 5 Administrative expenses (12) (17) (37) (3) (25) ------- ------- ------- ------ ------- Total Deductions 72 1,319 2,204 139 903 ------- ------- ------- ------ ------- Increase in net assets (8,398) 17,144 18,907 (483) 15,460 Net assets at beginning of year 16,399 5,752 26,327 2,424 22,641 ------- ------- ------- ------ ------- Net assets at end of year $ 8,001 $22,896 $45,234 $1,941 $38,101 ======= ======= ======= ====== ======= 87 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1998 (in thousands)
Morgan Stanley Dean Witter Russell Acorn State Street Templeton Institutional International International Emerging Mkts. Developing Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund ------------------ ------------- ------------- -------------- ------------ ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $ 916 $ 59 $ 88 Interest 32 $ 50 5 $ 1 7 Net realized and unrealized gains (losses) from investments 4,953 3,958 845 (240) (1,316) Employee contributions 3,124 3,095 476 107 464 Transfers among funds 8,789 (10,785) 2,118 (267) (1,271) ------- ------- ------ ------ ------ Total Additions 17,814 (3,682) 3,503 (399) (2,028) ------- ------- ------ ------ ------ DEDUCTIONS FROM NET ASSETS: Distributions to participants (1,589) (3,388) (595) (50) (246) Distributions to successor plans 211 822 61 0 282 Loans transfers, net (9) 46 14 5 16 Administrative expenses (47) (38) (8) (6) (5) ------- ------- ------ ------ ------ Total Deductions 1,434 2,558 528 51 (47) ------- ------- ------ ------ ------ Increase in net assets 16,380 (6,240) 2,975 (450) (1,981) Net assets at beginning of year 32,965 39,042 5,146 1,199 6,383 ------- ------- ------ ------ ------ Net assets at end of year $49,345 $32,802 $8,121 $ 749 $4,402 ======= ======= ====== ====== ====== 88 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1998 (in thousands)
Sub-total Newport Scudder Latin Loan Boston Kodak Eastman Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund ---------- ------------- -------- ------------ ---------- ---------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 9,656 $ 288 Dividends on Eastman Chemical Company common stock $ 537 Other dividends $ 213 $ 93 14,125 Interest 12 20 258,210 8 18 Net realized and unrealized gains (losses) from investments 1,065 (2,851) 246,845 4,481 (3,067) Employee contributions 632 603 377,194 Transfers among funds 1,513 (7,126) 0 (6,551) 562 ------ ------- -------- ---------- ------- ------- Total Additions 3,435 (9,261) 0 906,030 (1,774) (1,950) ------ ------- -------- ---------- ------- ------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (171) (267) (8,692) (427,780) (1,414) (1,300) Distributions to successor plans 57 650 948 28,702 3,259 3,243 Loans transfers, net 30 (4) 1,407 0 (62) 12 Administrative expenses (7) (8) (9,146) (9) (5) ------ ------- -------- ---------- ------- ------- Total Deductions 91 (371) 6,337 408,224 (1,774) (1,950) ------ ------- -------- ---------- ------- ------- Increase in net assets 3,344 (8,890) (6,337) 497,806 0 0 Net assets at beginning of year 5,186 13,549 68,640 4,853,771 0 0 ------ ------- -------- ---------- ------ ------- Net assets at end of year $8,530 $ 4,659 $ 62,303 $5,351,577 $ 0 $ 0 ====== ======= ======== ========== ====== ======= 89 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1998 (in thousands)
Fidelity Fidelity International Fidelity Managed Fidelity Puritan Magellan Fidelity Growth & Income Portfolio Fund Fund Fund Contrafund Income Fund ---------------- -------- -------- -------- ---------- ------------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $ 1,260 $ 2,052 $ 1,184 $ 43 $ 1 Interest $ 17,817 17 26 60 21 1 Net realized and unrealized gains (losses) from investments (104) (1,270) 1,191 1,925 (154) Employee contributions Transfers among funds 1,350 2,528 (91) (658) (344) (254) -------- ------- ------- ------- ------- ------ Total Additions 19,167 3,701 717 1,777 1,645 (406) -------- ------- ------- ------- ------- ------ DEDUCTIONS FROM NET ASSETS: Distributions to participants (24,134) (1,357) (1,195) (2,994) (1,923) (225) Distributions to successor plans 4,868 (2,314) 446 1,328 353 632 Loans transfers, net 111 (29) 33 (104) (69) (1) Administrative expenses (12) (1) (1) (7) (6) -------- ------- ------- ------- ------- ------ Total Deductions 19,167 3,701 717 1,777 1,645 (406) -------- ------- ------- ------- ------- ------ Increase in net assets 0 0 0 0 0 0 Net assets at beginning of year 0 0 0 0 0 0 -------- ------- ------- ------- ------- ------ Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 ======== ======= ======= ======= ======= ====== 90 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1998 (in thousands)
Sub-total U.S. Equity Loan Fidelity TOTAL Index Portfolio Fund Investments ALL FUNDS --------------- ------ ----------- ---------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 288 $ 9,944 Dividends on Eastman Chemical Company common stock 537 537 Other dividends $ 221 4,761 18,886 Interest 5 17,973 276,183 Net realized and unrealized gains (losses) from investments 117 3,119 249,964 Employee contributions 377,194 Transfers among funds 3,458 0 0 ------ ----- ------- ---------- Total Additions 3,801 0 26,678 932,708 ------ ----- ------- ---------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (772) (437) (35,751) (463,531) Distributions to successor plans (3,005) 304 9,114 37,816 Loans transfers, net (24) 133 0 0 Administrative expenses (41) (9,187) ------ ----- ------- ---------- Total Deductions 3,801 0 26,678 434,902 ------ ----- ------- ---------- Increase in net assets 0 0 0 497,806 Net assets at beginning of year 0 0 0 4,853,771 ------ ----- ------- ---------- Net assets at end of year $ 0 $ 0 $ 0 $5,351,577 ====== ===== ======= ========== 91 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1997 (in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large Time Time Year Time Fixed Aggregate Stock Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund ------------ ------------ ------------ ----------- --------------- ------------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 4 $ 12 $ 11 Other dividends Interest 397 321 38 $ 248,587 $ 2 $ 249 Net realized and unrealized gains (losses) from investments 1,463 2,779 1,491 198 54,311 Employee contributions 896 2,362 2,460 113,749 302 14,273 Transfers among funds 20,554 31,555 17,332 (245,897) 3,037 19,034 ------- ------- ------- ---------- ------ -------- Total Additions 23,314 37,029 21,332 116,439 3,539 87,867 ------- ------- ------- ---------- ------ -------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (418) (381) (128) (159,446) (17) (6,060) Distributions to successor plans (278) (988) (321) (38,776) (74) (12,308) Loans transfers, net 39 (116) (25) (43) (10) (751) Administrative expenses (27) (48) (31) (4,068) (4) (277) ------- ------- ------- ---------- ------ -------- Total Deductions 684 1,533 505 202,333 105 19,396 ------- ------- ------- ---------- ------ -------- Increase in net assets 22,630 35,496 20,827 (85,894) 3,434 68,471 Net assets at beginning of year 0 0 0 3,075,767 0 164,033 ------- ------- ------- ---------- ------ -------- Net assets at end of year $22,630 $35,496 $20,827 $2,989,873 $3,434 $232,504 ======= ======= ======= ========== ====== ======== 92 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1997 (in thousands)
Non-U.S. Russell 2000 Stock Small Stock Kodak PIMCO Total MAS High Fidelity Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund ---------- ------------ ---------- ----------- ---------- ------------ ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 12,209 Other dividends $ 113 $ 740 $ 3,924 Interest $ 5 $ 22 1,791 1 8 157 Net realized and unrealized gains (losses) from investments 42 2,440 (149,620) 74 298 16,652 Employee contributions 308 1,154 15,574 107 795 8,351 Transfers among funds 3,930 24,196 3,151 3,561 10,467 (27,888) ------ ------- -------- ------ ------- -------- Total Additions 4,285 27,812 (116,895) 3,856 12,308 1,196 ------ ------- -------- ------ ------- -------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (34) (374) (23,872) (6) (143) (4,409) Distributions to successor plans (137) (998) (10,198) (176) (322) (4,708) Loans transfers, net (12) (55) (4,392) (7) (8) (260) Administrative expenses (9) (22) (693) (2) (8) (132) ------ ------- -------- ------ ------- -------- Total Deductions 192 1,449 39,155 191 481 9,509 ------ ------- -------- ------ ------- -------- Increase in net assets 4,093 26,363 (156,050) 3,665 11,827 (8,313) Net assets at beginning of year 0 0 566,057 0 0 114,010 ------ ------- -------- ------ ------- -------- Net assets at end of year $4,093 $26,363 $410,007 $3,665 $11,827 $105,697 ====== ======= ======== ====== ======= ======== 93 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1997 (in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price Equity and Investors Vista PBHG Small-Cap Income Fund Income Fund Fund Fund Growth Fund Value Fund ------------- --------------- --------- -------- ----------- ------------- ADDITIONS OF NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $ 723 $ 258 $ 32 $ 324 Interest 19 18 6 $ 8 $ 21 19 Net realized and unrealized gains (losses) from investments 5,262 3,984 858 1,371 (155) 5,515 Employee contributions 1,727 1,288 325 588 1,528 1,243 Transfers among funds 28,367 26,810 8,649 9,153 17,869 34,217 ------- ------- ------ ------- ------- ------- Total Additions 36,098 32,358 9,870 11,120 19,263 41,318 ------- ------- ------ ------- ------- ------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (453) (436) (172) (170) (174) (459) Distributions to successor plans (1,692) (1,954) (529) (741) (800) (1,534) Loans transfers, net (68) (56) (26) (20) (69) (29) Administrative expenses (26) (20) (5) (9) (18) (26) ------- ------- ------ ------- ------- ------- Total Deductions 2,239 2,466 732 940 1,061 2,048 ------- ------- ------ ------- ------- ------- Increase in net assets 33,859 29,892 9,138 10,180 18,202 39,270 Net assets at beginning of year 0 0 0 0 0 0 ------- ------- ------ ------- ------- ------- Net assets at end of year $33,859 $29,892 $9,138 $10,180 $18,202 $39,270 ======= ======= ====== ======= ======= ======= 94 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1997 (in thousands)
Putnam OTC MAS RogersCasey MFS Putnam Skyline Special & Emerging Value Smaller Institutional Voyager Equity Fund Growth Fund Fund Stock Fund Research Fund Fund --------------- ----------- ------- ----------- ------------- ------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $ 424 $ 3,886 $ 26 Interest $ 21 $ 12 15 4,235 6 $ 10 Net realized and unrealized gains (losses) from investments 3,043 1,095 2,489 121,025 739 1,702 Employee contributions 789 869 976 23,946 423 751 Transfers among funds 38,983 11,620 28,130 (165,465) 5,274 9,485 ------- ------- ------- -------- ------ ------- Total Additions 42,836 13,596 32,034 (12,373) 6,468 11,948 ------- ------- ------- -------- ------ ------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (246) (257) (296) (22,794) (72) (178) Distributions to successor plans (1,557) (817) (914) (29,229) (168) (462) Loans transfers, net (116) (35) (38) (3,910) 3 (11) Administrative expenses (19) (11) (20) (3,943) (5) (9) ------- ------- ------- -------- ------ ------- Total Deductions 1,938 1,120 1,268 59,876 242 660 ------- ------- ------- -------- ------ ------- Increase in net assets 40,898 12,476 30,766 (72,249) 6,226 11,288 Net assets at beginning of year 0 0 0 571,756 0 0 ------- ------- ------- -------- ------ ------- Net assets at end of year $40,898 $12,476 $30,766 $499,507 $6,226 $11,288 ======= ======= ======= ======== ====== ======= 95 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1997 (in thousands)
Cohen T. Rowe Price T. Rowe Price & Steers First Eagle Blue Chip T. Rowe Price Science & Realty Fund Fund of America Growth Fund New Era Fund Technology Fund ----------- --------------- ------------- ------------- --------------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $ 536 $ 136 $ 33 Interest 11 $ 3 17 3 $ 28 Net realized and unrealized gains (losses) from investments 1,951 886 4,276 121 (257) Employee contributions 602 234 1,823 155 1,694 Transfers among funds 14,143 4,939 21,746 2,339 22,478 ------- ------ ------- ------ ------- Total Additions 17,243 6,062 27,998 2,651 23,943 ------- ------ ------- ------ ------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (197) (69) (335) (72) (292) Distributions to successor plans (612) (233) (1,248) (141) (884) Loans transfers, net (22) (4) (66) (12) (105) Administrative expenses (13) (4) (22) (2) (21) ------- ------ ------- ------ ------- Total Deductions 844 310 1,671 227 1,302 ------- ------ ------- ------ ------- Increase in net assets 16,399 5,752 26,327 2,424 22,641 Net assets at beginning of year 0 0 0 0 0 ------- ------ ------- ------ ------- Net assets at end of year $16,399 $5,752 $26,327 $2,424 $22,641 ======= ====== ======= ====== ======= 96 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1997 (in thousands)
Morgan Stanley Russell Acorn State Street Templeton Institutional International International Emerging Mkts. Developing Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund ------------------ ------------- ------------- -------------- ------------ ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $ 838 $ 107 $ 73 Interest 19 $ 71 4 $ 2 7 Net realized and unrealized gains (losses) from investments 1,927 2,366 (222) (229) (1,733) Employee contributions 1,323 4,131 349 102 349 Transfers among funds 30,443 (47,385) 5,156 1,389 8,124 ------- ------- ------ ------ ------ Total Additions 34,550 (40,817) 5,394 1,264 6,820 ------- ------- ------ ------ ------ DEDUCTIONS FROM NET ASSETS: Distributions to participants (441) (2,142) (77) (31) (81) Distributions to successor plans (1,067) (1,466) (164) (14) (337) Loans transfers, net (50) (103) (1) (12) (12) Administrative expenses (27) (68) (6) (8) (7) ------- ------- ------ ------ ------ Total Deductions 1,585 3,779 248 65 437 ------- ------- ------ ------ ------ Increase in net assets 32,965 (44,596) 5,146 1,199 6,383 Net assets at beginning of year 0 83,638 0 0 0 ------- ------- ------ ------ ------ Net assets at end of year $32,965 $39,042 $5,146 $1,199 $6,383 ======= ======= ====== ====== ====== 97 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1997 (in thousands)
Colonial Sub-total Newport Scudder Latin Loan Boston Kodak Eastman Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund ---------- ------------- -------- ------------ ---------- ---------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 12,236 $ 444 Dividends on Eastman Chemical $ 1,094 Company common stock Other dividends $ 38 $ 127 12,338 Interest 9 18 256,160 12 35 Net realized and unrealized gains (losses) from investments (1,811) 122 84,453 (6,225) 2,938 Employee contributions 393 483 206,422 3 Transfers among funds 6,686 13,818 0 2,970 (18,410) ------ ------- -------- ---------- ------ ------- Total Additions 5,315 14,568 0 571,609 (2,799) (14,340) ------ ------- -------- ---------- ------ ------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (47) (167) (2,712) (227,658) (1,326) (1,203) Distributions to successor plans (72) (707) (4,867) (121,493) 4,351 15,877 Loans transfers, net (5) (133) 10,540 0 (213) (324) Administrative expenses (5) (12) (9,627) (13) (10) ------ ------- -------- ---------- ------ ------- Total Deductions 129 1,019 (2,961) 358,778 (2,799) (14,340) ------ ------- -------- ---------- ------ ------- Increase in net assets 5,186 13,549 2,961 212,831 0 0 Net assets at beginning of year 0 0 65,679 4,640,940 0 0 ------ ------- -------- ---------- ------ ------- Net assets at end of year $5,186 $13,549 $ 68,640 $4,853,771 $ 0 $ 0 ====== ======= ======== ========== ====== ======= 98 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1997 (in thousands)
Fidelity Fidelity International Fidelity Managed Fidelity Puritan Magellan Fidelity Growth & Income Portfolio Fund Fund Fund Contrafund Income Fund ---------------- -------- -------- -------- ---------- ------------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock Other dividends $1,793 $1,752 $2,850 $2,879 $ 199 Interest $24,548 23 33 80 30 1 Net realized and unrealized gains (losses) from investments 2,920 2,008 5,962 2,191 70 Employee contributions Transfers among funds 7,358 2,422 (367) (952) 433 1,848 ------- ------ ------ ------ ------ ------ Total Additions 31,906 7,158 3,426 7,940 5,533 2,118 ------- ------ ------ ------ ------ ------ DEDUCTIONS FROM NET ASSETS: Distributions to participants (26,100) (910) (768) (1,734) (1,273) (168) Distributions to successor plans (6,427) (6,271) (2,686) (6,173) (4,289) (1,955) Loans transfers, net 636 24 29 (23) 35 5 Administrative expenses (15) (1) (1) (10) (6) ------- ------ ------ ------ ------ ------ Total Deductions 31,906 7,158 3,426 7,940 5,533 2,118 ------- ------ ------ ------ ------ ------ Increase in net assets 0 0 0 0 0 0 Net assets at beginning of year 0 0 0 0 0 0 ------- ------ ------ ------ ------ ------ Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 ======= ====== ====== ====== ====== ====== 99 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1997 (in thousands)
Sub-total U.S. Equity Loan Fidelity TOTAL Index Portfolio Fund Investments ALL FUNDS --------------- ------ ----------- ---------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 444 $ 12,680 Dividends on Eastman Chemical Company common stock 1,094 1,094 Other dividends $ 169 9,642 21,980 Interest 6 24,768 280,928 Net realized and unrealized gains (losses) from investments 1,416 11,280 95,733 Employee contributions 1 4 206,426 Transfers among funds 4,698 0 0 ------ ----- ------- ---------- Total Additions 6,290 0 47,232 618,841 ------ ----- ------- ---------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (442) (511) (34,435) (262,093) Distributions to successor plans (5,836) 668 (12,741) (134,234) Loans transfers, net (12) (157) 0 0 Administrative expenses (56) (9,683) ------ ----- ------- ---------- Total Deductions 6,290 0 47,232 406,010 ------ ----- ------- ---------- Increase in net assets 0 0 0 212,831 Net assets at beginning of year 0 0 0 4,640,940 ------ ----- ------- ---------- Net assets at end of year $ 0 $ 0 $ 0 $4,853,771 ====== ===== ======= ========== 100 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1996 (in thousands)
Kodak Smaller Fixed Balanced Large Stock International Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund ---------- ---------- ----------- ----------- ----------- ------------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 12,087 Other dividends $ 4,611 $ 3,717 Interest 699 2,163 $ 249,457 138 $ 153 $ 91 Net realized and unrealized gains (losses) from investments 114,077 98,941 12,082 26,864 7,293 Employee contributions 17,335 30,241 95,594 9,396 10,391 6,278 Transfers among funds (40,791) 10,002 (57,146) 12,567 59,508 15,860 -------- -------- ---------- -------- -------- ------- Total Additions 103,407 145,958 287,905 37,900 96,916 29,522 -------- -------- ---------- -------- -------- ------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (22,935) (17,371) (140,911) (3,213) (2,693) (2,318) Distributions to successor plans (426) (2,747) (1,404) (700) (1,852) (77) Loans transfers, net (8,098) (6,607) (2,983) (303) (546) (270) Administrative expenses (434) (2,458) (3,026) (82) (145) (865) -------- -------- ---------- -------- -------- ------- Total Deductions 31,893 29,183 148,324 4,298 5,236 3,530 -------- -------- ---------- -------- -------- ------- Increase in net assets 71,514 116,775 139,581 33,602 91,680 25,992 Net assets at beginning of year 494,543 454,981 2,936,186 80,408 72,353 57,646 -------- -------- ---------- -------- -------- ------- Net assets at end of year $566,057 $571,756 $3,075,767 $114,010 $164,033 $83,638 ======== ======== ========== ======== ======== ======= 101 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1996 (in thousands)
Sub-total Loan Boston Kodak Eastman Fidelity Managed Fidelity Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund -------- ---------- ---------- ---------- ---------------- -------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 12,087 $ 618 Dividends on Eastman Chemical Company common stock $ 1,203 Other dividends 8,328 $1,199 Interest 252,701 13 41 $24,583 20 Net realized and unrealized gains (losses) from investments 259,257 4,767 (3,978) 1,419 Employee contributions 169,235 Transfers among funds 0 (3,033) 10,088 (7,162) 1,938 ------- ---------- ------- ------- ------- ------ Total Additions 0 701,608 2,365 7,354 17,421 4,576 ------- ---------- ------- ------- ------- ------ DEDUCTIONS FROM NET ASSETS: Distributions to participants (1,942) (191,383) (786) (280) (7,856) (100) Distributions to successor plans (372) (7,578) (1,319) (6,625) (9,737) (4,490) Loans transfers, net 18,807 0 (248) (439) 195 15 Administrative expenses (7,010) (12) (10) (23) (1) ------- ---------- ------- ------- ------- ------ Total Deductions (16,493) 205,971 2,365 7,354 17,421 4,576 ------- ---------- ------- ------- ------- ------ Increase in net assets 16,493 495,637 0 0 0 0 Net assets at beginning of year 49,186 4,145,303 0 0 0 0 ------- ---------- ------- ------- ------- ------ Net assets at end of year $65,679 $4,640,940 $ 0 $ 0 $ 0 $ 0 ======= ========== ======= ======= ======= ====== 102 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1996 (in thousands)
Fidelity Fidelity International Puritan Magellan Fidelity Growth & U.S. Equity Loan Fund Fund Contrafund Income Fund Index Fund Fund -------- -------- ---------- ------------- ----------- -------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock Dividends on Eastman Chemical Company common stock Other dividends $2,210 $6,466 $2,019 $ 55 $ 45 Interest 34 76 28 1 2 Net realized and unrealized gains (losses) from investments 640 (1,860) 2,413 67 292 Employee contributions Transfers among funds (1,289) (8,032) 2,808 1,558 3,124 ------ ------ ------ ------ ------ ------ Total Additions 1,595 (3,350) 7,268 1,681 3,463 0 ------ ------ ------ ------ ------ ------ DEDUCTIONS FROM NET ASSETS: Distributions to participants (326) (589) (249) (233) Distributions to successor plans (1,328) 4,157 (6,998) (1,677) (3,470) (404) Loans transfers, net 60 (208) (15) (4) 7 637 Administrative expenses (1) (10) (6) ------ ------ ------ ------ ------ ------ Total Deductions 1,595 (3,350) 7,268 1,681 3,463 0 ------ ------ ------ ------ ------ ------ Increase in net assets 0 0 0 0 0 0 Net assets at beginning of year 0 0 0 0 0 0 ------ ------ ------ ------ ------ ------ Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 ====== ====== ====== ====== ====== ====== 103 Schedule III (Cont'd) EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS For the fiscal year ended December 30, 1996 (in thousands)
Sub-total Fidelity TOTAL Investments ALL FUNDS ----------- ----------- ADDITIONS TO NET ASSETS: Dividends on Eastman Kodak Company common stock $ 618 $ 12,705 Dividends on Eastman Chemical Company common stock 1,203 1,203 Other dividends 11,994 20,322 Interest 24,798 277,499 Net realized and unrealized gains (losses) from investments 3,760 263,017 Employee contributions 169,235 Transfers among funds 0 0 ------- ---------- Total Additions 42,373 743,981 ------- ---------- DEDUCTIONS FROM NET ASSETS: Distributions to participants (10,419) (201,802) Distributions to successor plans (31,891) (39,469) Loans transfers, net 0 0 Administrative expenses (63) (7,073) ------- ---------- Total Deductions 42,373 248,344 ------- ---------- Increase in net assets 0 495,637 Net assets at beginning of year 0 4,145,303 ------- ---------- Net assets at end of year $ 0 $4,640,940 ======= ========== 104 CONSENT OF INDEPENDENT ACCOUNTANTS We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (No. 33-65035) of Eastman Kodak Company of our report dated April 23, 1999 appearing on page 3 of this Annual Report of the Eastman Kodak Employees' Savings and Investment Plan on Form 11-K for the fiscal year ended December 30, 1998. PricewaterhouseCoopers LLP Rochester, New York May 14, 1999