SEC FORM 4/A SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MORLEY MICHAEL P

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ EK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/12/2002
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
restricted stock units(1) 0 12/02/2002 A 5,000(2) 08/08/1988(2) 08/08/1988(2) common stock 5,000 $37.24 5,000(3) D
Explanation of Responses:
1. These shares were incorrectly reported in a Form 4 filed on 12/03/02 as restricted stock in Table I. Since the reporting person elected to defer these shares, they should have been reported as restricted stock units in Table II, and an amended Form 4 was filed on 06/12/03 in an attempt to reflect the correct treatment. However, the 06/12/03 Form 4 incorrectly attempted to rectify the situation by showing the disposition of 5,000 shares of restricted stock and the acquisition of 5,000 restricted stock units. The current 06/16/03 filing correctly reflects the grant of 5,000 restricted stock units on 12/02/02, and should be viewed as totally amending the 12/03/02 and 06/12/03 Form 4s for the reporting individual.
2. These units represent restricted stock units which vest 50% after 2 years, with the balance vesting after 4 years.
3. As of the date of the original Form 4 filing on 12/03/02, the reporting person also had 5,109.8520 restricted stock units pursuant to the 1995-1996 cycle of the Performance Stock Program under the 1995 Omnibus Long-Term Compensation Plan in a transaction exempt under Rule 16b-3, as well as 19,163.4170 restricted stock units pursuant to the 1993-1995 cycle of the Performance Stock Program under the 1990 Omnibus Long-Term Compensation Plan in a transaction exempt under Rule 16b-3, and 11,052.0200 resticted stock units under a 2001 Shareownership Requirement restricted stock award with restrictions lapsing on 50% of the units on the second anniversary of the date of grant, and on the remainder, on the fourth anniversary of the date of grant.
James M. Quinn, as attorney-in-fact, for Michael P. Morley 06/16/2003
** Signature of Reporting Person Date
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* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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