SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BRUST ROBERT H

(Last) (First) (Middle)
343 STATE STREET

(Street)
ROCHESTER NY 14650

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ EK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO, Exec. Vice President
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 27,396(1) D
Common Stock 1,741.651(2) I By Trustee in 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $65.625 (3) 01/02/2010 common stock 200,000 200,000 D
Option (right to buy) $55.188 (4) 03/29/2010 common stock 28,000 28,000 D
Option (right to buy) $29.31 11/16/2004 11/15/2011 common stock 78,000 78,000 D
Option (right to buy) $36.66 (5) 11/21/2012 common stock 42,000 42,000 D
Option (right to buy) $24.49 (5) 11/18/2010 common stock 14,400 14,400 D
Restricted Share Units (6) 04/02/2001 J V 115.8(8) (7) (7) common stock 115.8 $40.01 10,645.8 D
Restricted Share Units (6) 07/02/2001 J V 99.74(8) (7) (7) common stock 99.74 $46.965 10,745.54 D
Restricted Share Units (6) 10/01/2001 J V 146.13(8) (7) (7) common stock 146.13 $32.355 10,891.67 D
Restricted Share Units (6) 12/20/2001 J V 160.35(8) (7) (7) common stock 160.35 $30.565 11,052.02 D
Restricted Share Units (6) 07/16/2002 J V 344.06(8) (7) (7) common stock 344.06 $28.91 11,396.08 D
Restricted Share Units (6) 12/13/2002 J V 277.54(8) (7) (7) common stock 277.54 $36.955 11,673.62 D
Restricted Share Units(10) (6) (7) (7) common stock 5,265 5,265 D
Share Units (6) 01/16/2003 F V 77.03(9) (7) (7) common stock 77.03 $39.14 6,331.56 D
Share Units (6) 07/16/2003 J V 391.99(8) (7) (7) common stock 391.99 $26.45 6,723.55 D
Share Units (6) 12/12/2003 J V 125.19(8) (7) (7) common stock 125.19 $23.79 6,849.48 D
Explanation of Responses:
1. Some of these share are restricted.
2. This amount represents the number of shares in the Eastman Kodak Employee's Savings and Investment Plan for the account of the reporting person. These shares were previously reported as units. The number of shares held by each participant fluctuates with the change in stock price, due to the conversion from units to shares.
3. 140,000 of these options have vested. 30,000 vest on 01/03/04 and the remaining 30,000 vest on 01/03/05.
4. These options have vested.
5. These options vest one-third on each of the first three anniversaries of the date of grant.
6. These units convert on a one-for-one basis.
7. This date is not applicable to these units.
8. These units were credited to the reporting person's account as dividend equivalents.
9. This tax payment is attributable to dividend equivalents.
10. The restricted award and dividend equivalents are being reported separately to reflect that the award is restricted and the dividend equivalents are not restricted.
Remarks:
James M. Quinn, as attorney-in-fact for Robert H. Brust 12/16/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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