SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Faraci Philip J

(Last) (First) (Middle)
343 STATE STREET

(Street)
ROCHESTER NY 14650

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ EK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2008
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 35,954(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $26.47 (2) 05/31/2012 Common Stock 52,500 52,500 D
Option (right to buy) $26.46 (2) 05/11/2012 Common Stock 10,000 10,000 D
Option (right to buy)(4) $24.75 (2) 12/06/2012 Common Stock 20,940 20,940 D
Option (right to buy)(4) $25.01 (2) 01/31/2013 Commons Stock 25,000 25,000 D
Option (right to buy)(4) $32.5 (3) 12/05/2011 Common Stock 32,800 32,800 D
Option (right to buy)(4) $25.88 (2) 12/11/2013 Common Stock 58,690 58,690 D
Option (right to buy)(4) $23.28 (2) 12/10/2014 Common Stock 130,490 130,490 D
Option (right to buy)(4) $7.41 (2) 12/08/2015 Common Stock 246,750 246,750 D
Restricted Stock Units(5) (6) 12/12/2008 J(7) V 550.4353 12/31/2009(9) 12/31/2009(9) Common Stock 550.4353 $0 14,509.4602 D
Restricted Stock Units(8) (6) 12/31/2011(9) 12/31/2011(9) Common Stock 31,230 31,230 D
Explanation of Responses:
1. Some of these shares are restricted.
2. These options vest one-third on each of the first three anniversaries of the grant date.
3. These options have vested.
4. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan.
5. Theses units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2007 cycle.
6. These units convert on a one-for-one basis.
7. These units were credited to the reporting person's account as dividend equivalents.
8. The effective date for these restricted stock units is January 1, 2009.
9. This is the date these restricted stock units will vest.
Remarks:
Laurence L. Hickey, as attorney-in-fact for Philip J. Faraci 12/19/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.