SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PEREZ ANTONIO M

(Last) (First) (Middle)
343 STATE STREET

(Street)
ROCHESTER NY 14650

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ EK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President, Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2008
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 149,153(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $30.96 (2) 04/01/2013 common stock 500,000 500,000 D
Option (right to buy) $24.49 (3) 11/18/2010 common stock 51,500 51,500 D
Option (right to buy) $31.71 (3) 12/09/2011 Common Stock 90,130 90,130 D
Option (right to buy) $26.47 (4) 05/31/2012 Common Stock 300,000 300,000 D
Option (right to buy)(5) $24.75 (4) 12/06/2012 Common Stock 135,000 135,000 D
Option (right to buy)(5) $25.88 (4) 12/11/2013 Common Stock 314,530 314,530 D
Option (right to buy)(5) $23.28 (4) 12/10/2014 Common Stock 397,460 397,460 D
Option (right to buy)(5) $7.41 (4) 12/08/2015 Common Stock 751,540 751,540 D
Stock Units (6) 12/12/2008 J(10) V 693.5 (7) (7) Common Stock 693.5 $0 18,539.42 D
Stock Units (6) 12/12/2008 J(10) V 2,127.94 (7) (7) Common Stock 2,127.94 $0 56,886.41 D
Stock Units(8) (6) 12/12/2008 J(10) V 724.5804 (7) (7) Common Stock 724.5804 $0 19,370.2903 D
Restricted Stock Units(9) (6) 12/12/2008 J(10) V 2,950.0142 12/31/2009(12) 12/31/2009(12) Common Stock 2,950.0142 $0 77,762.3605 D
Restricted Stock Units(11) (6) 12/31/2011(12) 12/31/2011(12) Common Stock 95,120 95,120 D
Explanation of Responses:
1. Some of these shares are restricted.
2. Employee stock option granted under the 1997 Stock Option Plan in a transaction exempt under Rule 16b-3. One-half of the options vest on the second anniversary of the date of grant; the balance vest on the fifth anniversary.
3. These options have vested.
4. These options vest one-third on each of the first three anniversaries of the date of grant.
5. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan.
6. These units convert on a one-to-one basis.
7. This date is not applicable to these units.
8. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle.
9. Theses units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2007 cycle.
10. These units were credited to the reporting person's account as dividend equivalents.
11. The effective date for these restricted stock units is January 1, 2009.
12. This is the date these restricted stock units will vest.
Remarks:
Laurence L. Hickey, as attorney-in-fact for Antonio M. Perez 12/19/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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