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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 12, 2002
EASTMAN KODAK COMPANY
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(Exact name of registrant as specified in its charter)
New Jersey 001-00087 16-0417150
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
343 State Street, Rochester, New York 14650
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (585) 724-4000
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(Former name or former address, if changed since last report)
Item 9. Regulation FD
On August 13, 2002, Eastman Kodak Company submitted to the Securities
and Exchange Commission, pursuant to its Order No. 4-460, the statements under
oath of its Chief Executive Officer Daniel A. Carp and its Chief Financial
Officer Robert H. Brust. Copies of these statements are attached as Exhibits
99-1 and 99-2.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated: August 13, 2002 EASTMAN KODAK COMPANY
By:/s/ James M. Quinn
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Name: James M. Quinn
Title: Secretary
Exhibit No. Description
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99 (i) Statement Under Oath of Daniel A. Carp, Principal
Executive Officer, Regarding Certain Covered Reports
Filed With the Securities and Exchange Commission
99 (ii) Statement Under Oath of Robert H. Brust, Principal
Financial Officer, Regarding Certain Covered Reports
Filed With the Securities and Exchange Commission
Exhibit 99 (i)
STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND
CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS
I, Daniel A. Carp, state and attest that:
(1). To the best of my knowledge, based upon a review of the covered reports
of Eastman Kodak Company, and, except as corrected or supplemented in a
subsequent covered report:
o no covered report contained an untrue statement of a material fact
as of the end of the period covered by such report (or in the case
of a report on Form 8-K or definitive proxy materials, as of the
date on which it was filed); and
o no covered report omitted to state a material fact necessary to
make the statements in the covered report, in light of the
circumstances under which they were made, not misleading as of the
end of the period covered by such report (or in the case of a
report on Form 8-K or definitive proxy materials, as of the date
on which it was filed).
(2) I have reviewed the contents of this statement with Eastman Kodak Company's
Audit Committee.
(3) In this statement under oath, each of the following, if filed on or
before the date of this statement, is a "covered report":
o the Eastman Kodak Company Annual Report on Form 10-K for the
fiscal year ended December 31, 2001;
o all reports on Form 10-Q, all reports on Form 8-K and all
definitive proxy materials of Eastman Kodak Company filed with the
Commission subsequent to the filing of the Form 10-K identified
above; and
o any amendments to any of the foregoing.
/s/Daniel A. Carp Subscribed and sworn to
- ------------------- before me this 12th day of
Daniel A. Carp August, 2002.
August 12, 2002
/s/Karen J. Bruno
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Notary Public
My Commission Expires:
5/31/06
Exhibit 99 (ii)
STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND
CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS
I, Robert H. Brust, state and attest that:
(1). To the best of my knowledge, based upon a review of the covered reports
of Eastman Kodak Company, and, except as corrected or supplemented in a
subsequent covered report:
o no covered report contained an untrue statement of a material fact
as of the end of the period covered by such report (or in the case
of a report on Form 8-K or definitive proxy materials, as of the
date on which it was filed); and
o no covered report omitted to state a material fact necessary to
make the statements in the covered report, in light of the
circumstances under which they were made, not misleading as of the
end of the period covered by such report (or in the case of a
report on Form 8-K or definitive proxy materials, as of the date
on which it was filed).
(2) I have reviewed the contents of this statement with Eastman Kodak Company's
Audit Committee.
(3) In this statement under oath, each of the following, if filed on or
before the date of this statement, is a "covered report":
o the Eastman Kodak Company Annual Report on Form 10-K for the
fiscal year ended December 31, 2001;
o all reports on Form 10-Q, all reports on Form 8-K and all
definitive proxy materials of Eastman Kodak Company filed with the
Commission subsequent to the filing of the Form 10-K identified
above; and
o any amendments to any of the foregoing.
/s/Robert H. Brust Subscribed and sworn to
------------------ before me this 12th day of
Robert H. Brust August, 2002.
August 12, 2002
/s/Karen J. Bruno
------------------------
Notary Public
My Commission Expires:
5/31/06